APPLIED MICRO CIRCUITS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-13: Reporting owner Murphy Barbara; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-08-21: Reporting owner Murphy Barbara; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-03: Reporting owner COLVIN DONALD A; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-05-03: Reporting owner DAWSON SCOTT L; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-13 | Murphy Barbara Officer (VP/GM Storage) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 62,205 owned after | $0.13 exercise price | 2007-11-14 | |
| 2007-08-21 | Murphy Barbara Officer (VP/GM Storage) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 92,205 owned after | $0.13 exercise price | 2007-08-23 | |
| 2007-05-03 | COLVIN DONALD A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | DAWSON SCOTT L Officer (VP Treasurer & IR) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,600 36,600 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | Moreland Cynthia J Officer (VP General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,750 57,750 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | Moreland Cynthia J Officer (VP General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,750 57,750 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | Wendelken Roger Officer (VP WW Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,750 57,750 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | Wendelken Roger Officer (VP WW Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,750 57,750 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | Murphy Barbara Officer (VP/GM Storage) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,450 92,450 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | LAU DARYN Officer (Sr VP & GM - ICP BU) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,450 92,450 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | LAU DARYN Officer (Sr VP & GM - ICP BU) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,450 92,450 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | BAGHERI ROBERT H Officer (Sr VP Operations_Quality) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,450 92,450 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | GARGUS ROBERT Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,550 115,550 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | GARGUS ROBERT Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,550 115,550 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | Kambiz Hooshmand Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +290,750 290,750 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | Kambiz Hooshmand Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +290,750 290,750 owned after | $3.04 exercise price | 2007-05-07 | |
| 2007-05-03 | SHLAPAK FRED THEODORE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.04 exercise price | 2007-05-04 | |
| 2007-05-03 | STABENOW ARTHUR B Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.04 exercise price | 2007-05-04 | |
| 2007-05-03 | Sullivan Julie Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.04 exercise price | 2007-05-04 | |
| 2007-05-03 | RANSOM NIEL Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.04 exercise price | 2007-05-04 | |
| 2007-05-03 | CESARATTO CESAR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.04 exercise price | 2007-05-04 | |
| 2007-05-03 | CESARATTO CESAR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 60,000 owned after | $3.04 exercise price | 2007-05-04 | |
| 2007-02-09 | Murphy Barbara Officer (VP/GM Storage) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 102,205 owned after | $0.13 exercise price | 2007-02-13 | |
| 2007-02-01 | RANSOM NIEL Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.34 exercise price | 2007-02-05 |