APPLIED MICRO CIRCUITS CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-01-26: Reporting owner Gopi Paramesh; Form 4; Security PERFORMANCE UNITS; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-01-26: Reporting owner Gopi Paramesh; Form 4; Security PERFORMANCE UNITS; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-01-26: Reporting owner Caraccio L. William; Form 4; Security PERFORMANCE UNITS; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-01-26: Reporting owner MCDERMUT MARTIN S; Form 4; Security PERFORMANCE UNITS; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-01-26 | Gopi Paramesh Director, Officer (President & CEO) | 4 | PERFORMANCE UNITS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −131,994 131,993 owned after | no price filed | 2017-01-30 | |
| 2017-01-26 | Gopi Paramesh Director, Officer (President & CEO) | 4 | PERFORMANCE UNITS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −131,993 0 owned after | no price filed | 2017-01-30 | |
| 2017-01-26 | Caraccio L. William Officer (VP, General Counsel) | 4 | PERFORMANCE UNITS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | no price filed | 2017-01-30 | |
| 2017-01-26 | MCDERMUT MARTIN S Officer (Vice President and CFO) | 4 | PERFORMANCE UNITS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | no price filed | 2017-01-30 | |
| 2017-01-26 | Major Michael Officer (VP, Corporate Marketing & HR) | 4 | PERFORMANCE UNITS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | no price filed | 2017-01-30 |