APPLIED MICRO CIRCUITS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-01-26: Reporting owner Gopi Paramesh; Form 4; Security STOCK OPTION (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-01-26: Reporting owner Gopi Paramesh; Form 4; Security STOCK OPTION (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-01-26: Reporting owner Caraccio L. William; Form 4; Security STOCK OPTION (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-01-26: Reporting owner CESARATTO CESAR; Form 4; Security STOCK OPTION (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-01-26 | Gopi Paramesh Director, Officer (President & CEO) | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −260,000 0 owned after | $7.12 exercise price | 2017-01-30 | |
| 2017-01-26 | Gopi Paramesh Director, Officer (President & CEO) | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | $11.86 exercise price | 2017-01-30 | |
| 2017-01-26 | Caraccio L. William Officer (VP, General Counsel) | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | $12.25 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $8.31 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $8.31 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $5.58 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $5.58 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $7.12 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $7.12 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $7.35 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $7.35 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $10.10 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $10.10 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $11.86 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $11.86 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $12.16 exercise price | 2017-01-30 | |
| 2017-01-26 | CESARATTO CESAR Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $12.16 exercise price | 2017-01-30 | |
| 2017-01-26 | SHLAPAK FRED THEODORE A Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $8.31 exercise price | 2017-01-30 | |
| 2017-01-26 | SHLAPAK FRED THEODORE A Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $7.12 exercise price | 2017-01-30 | |
| 2017-01-26 | SHLAPAK FRED THEODORE A Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $5.58 exercise price | 2017-01-30 | |
| 2017-01-26 | SHLAPAK FRED THEODORE A Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $7.35 exercise price | 2017-01-30 | |
| 2017-01-26 | SHLAPAK FRED THEODORE A Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $12.16 exercise price | 2017-01-30 | |
| 2017-01-26 | SHLAPAK FRED THEODORE A Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $11.86 exercise price | 2017-01-30 | |
| 2017-01-26 | SHLAPAK FRED THEODORE A Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $10.10 exercise price | 2017-01-30 | |
| 2017-01-26 | Major Michael Officer (VP, Corporate Marketing & HR) | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,600 0 owned after | $11.86 exercise price | 2017-01-30 | |
| 2017-01-26 | Sproull Robert F. Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $5.58 exercise price | 2017-01-30 | |
| 2017-01-26 | Sproull Robert F. Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $7.35 exercise price | 2017-01-30 | |
| 2017-01-26 | GRAY PAUL R Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $5.58 exercise price | 2017-01-30 | |
| 2017-01-26 | GRAY PAUL R Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $7.35 exercise price | 2017-01-30 | |
| 2017-01-26 | GRAY PAUL R Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $11.86 exercise price | 2017-01-30 | |
| 2017-01-26 | GRAY PAUL R Director | 4 | STOCK OPTION (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $10.10 exercise price | 2017-01-30 |