ALIMERA SCIENCES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-16: Reporting owner EISWIRTH RICHARD S JR; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-16: Reporting owner Green Kenneth; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-15: Reporting owner EISWIRTH RICHARD S JR; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-15: Reporting owner EISWIRTH RICHARD S JR; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-16 | EISWIRTH RICHARD S JR Officer (COO and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,409 0 owned after | $1.33 exercise price | 2015-12-17 | |
| 2015-12-16 | Green Kenneth Officer (SVP & Chief Scientific Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,118 0 owned after | $1.33 exercise price | 2015-12-17 | |
| 2015-12-15 | EISWIRTH RICHARD S JR Officer (COO and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,260 15,409 owned after | $1.33 exercise price | 2015-12-17 | |
| 2015-10-15 | EISWIRTH RICHARD S JR Officer (COO and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,625 0 owned after | $2.04 exercise price | 2015-10-16 | |
| 2015-06-25 | Brooks Mark J Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · See FN | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.00 exercise price | 2015-06-29 | |
| 2015-06-25 | Roberts Calvin W. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.00 exercise price | 2015-06-26 | |
| 2015-06-25 | BRADLEY GLEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.00 exercise price | 2015-06-26 | |
| 2015-06-25 | Pizzo Peter J. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.00 exercise price | 2015-06-26 | |
| 2015-06-25 | Kong Garheng Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.00 exercise price | 2015-06-26 | |
| 2015-06-25 | Largent James R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.00 exercise price | 2015-06-26 | |
| 2015-06-25 | Halak Brian K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.00 exercise price | 2015-06-25 | |
| 2015-01-29 | Myers C. Daniel Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $5.51 exercise price | 2015-02-02 | |
| 2015-01-29 | Ashman Philip Officer (SVP, EU Managing Director) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $5.51 exercise price | 2015-02-02 | |
| 2015-01-29 | Green Kenneth Officer (See Remarks) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +195,000 195,000 owned after | $5.51 exercise price | 2015-02-02 | |
| 2015-01-29 | EISWIRTH RICHARD S JR Officer (COO and CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275,000 275,000 owned after | $5.51 exercise price | 2015-02-02 | |
| 2015-01-29 | Holland David Officer (SVP of Sales and Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $5.51 exercise price | 2015-02-02 | |
| 2015-01-02 | Holland David Officer (SVP of Sales and Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 27,971 owned after | $1.33 exercise price | 2015-01-06 |