ALIMERA SCIENCES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 65 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-03: Reporting owner Holland David; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-11-03: Reporting owner Myers C. Daniel; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-11-03: Reporting owner EISWIRTH RICHARD S JR; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-11-03: Reporting owner Green Kenneth; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-03 | Holland David Officer (Sr. VP of Sales & Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,864 43,864 owned after | $11.15 exercise price | 2010-11-05 | |
| 2010-11-03 | Myers C. Daniel Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,185 97,185 owned after | $11.15 exercise price | 2010-11-05 | |
| 2010-11-03 | EISWIRTH RICHARD S JR Officer (COO & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,153 68,153 owned after | $11.15 exercise price | 2010-11-05 | |
| 2010-11-03 | Green Kenneth Officer (SVP & Chief Scientific Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,057 54,057 owned after | $11.15 exercise price | 2010-11-05 | |
| 2010-11-03 | Caballa Susan Officer (SEE REMARKS) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,391 39,391 owned after | $11.15 exercise price | 2010-11-05 | |
| 2010-04-27 | Pizzo Peter J. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $11.00 exercise price | 2010-04-29 | |
| 2010-04-27 | Youngren Bryce Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.00 exercise price | 2010-04-29 | |
| 2010-04-27 | TRACY PHILIP R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.00 exercise price | 2010-04-29 | |
| 2010-04-27 | Roberts Calvin W. Director | 4 | Stock Option (Right to Buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.00 exercise price | 2010-04-29 | |
| 2010-04-27 | Brooks Mark J Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.00 exercise price | 2010-04-28 | |
| 2010-04-27 | Hove Anders D Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.00 exercise price | 2010-04-28 | |
| 2010-04-27 | Halak Brian K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.00 exercise price | 2010-04-27 | |
| 2010-04-21 holding as of filing | Holland David Officer (Vice President of Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.04 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Holland David Officer (Vice President of Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Holland David Officer (Vice President of Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Holland David Officer (Vice President of Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.39 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Holland David Officer (Vice President of Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.41 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Holland David Officer (Vice President of Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Holland David Officer (Vice President of Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Roberts Calvin W. Director | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $2.04 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Roberts Calvin W. Director | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $2.04 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Roberts Calvin W. Director | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Roberts Calvin W. Director | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $3.88 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Roberts Calvin W. Director | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Green Kenneth Officer (SVP & Chief Scientific Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.04 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Green Kenneth Officer (SVP & Chief Scientific Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.04 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Green Kenneth Officer (SVP & Chief Scientific Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Green Kenneth Officer (SVP & Chief Scientific Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Green Kenneth Officer (SVP & Chief Scientific Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Green Kenneth Officer (SVP & Chief Scientific Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.39 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Green Kenneth Officer (SVP & Chief Scientific Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.39 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Green Kenneth Officer (SVP & Chief Scientific Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.41 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Green Kenneth Officer (SVP & Chief Scientific Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Green Kenneth Officer (SVP & Chief Scientific Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Green Kenneth Officer (SVP & Chief Scientific Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | EISWIRTH RICHARD S JR Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.04 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | EISWIRTH RICHARD S JR Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | EISWIRTH RICHARD S JR Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | EISWIRTH RICHARD S JR Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.39 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | EISWIRTH RICHARD S JR Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.41 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | EISWIRTH RICHARD S JR Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.88 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | EISWIRTH RICHARD S JR Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.88 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | EISWIRTH RICHARD S JR Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | EISWIRTH RICHARD S JR Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | EISWIRTH RICHARD S JR Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | EISWIRTH RICHARD S JR Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Caballa Susan Officer (SEE REMARKS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.04 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Caballa Susan Officer (SEE REMARKS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.04 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Caballa Susan Officer (SEE REMARKS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Caballa Susan Officer (SEE REMARKS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Caballa Susan Officer (SEE REMARKS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.39 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Caballa Susan Officer (SEE REMARKS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.39 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Caballa Susan Officer (SEE REMARKS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.41 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Caballa Susan Officer (SEE REMARKS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Caballa Susan Officer (SEE REMARKS) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Myers C. Daniel Director, Officer (President & CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.04 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Myers C. Daniel Director, Officer (President & CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Myers C. Daniel Director, Officer (President & CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.33 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Myers C. Daniel Director, Officer (President & CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.39 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Myers C. Daniel Director, Officer (President & CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.41 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Myers C. Daniel Director, Officer (President & CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.41 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Myers C. Daniel Director, Officer (President & CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Myers C. Daniel Director, Officer (President & CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Myers C. Daniel Director, Officer (President & CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 | ||
| 2010-04-21 holding as of filing | Myers C. Daniel Director, Officer (President & CEO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.01 exercise price | 2010-04-21 |