Alexander & Baldwin, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-17: Reporting owner CHUN NELSON N S; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-15: Reporting owner Ito Paul K; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-10-28: Reporting owner CHUN NELSON N S; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-26: Reporting owner KURIYAMA STANLEY M; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-17 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 21,042 owned after | $22.11 exercise price | 2016-11-18 | |
| 2016-11-15 | Ito Paul K Officer (Sr. Vice Pres. and CFO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,634 0 owned after | $23.48 exercise price | 2016-11-17 | |
| 2016-10-28 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,981 0 owned after | $23.48 exercise price | 2016-11-01 | |
| 2016-08-26 | KURIYAMA STANLEY M Director, Officer (Executive Chairman) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,810 0 owned after | $23.48 exercise price | 2016-08-29 | |
| 2016-08-17 | CHING MEREDITH J Officer (Sr. Vice Pres. Gov't Rel.) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,962 0 owned after | $23.48 exercise price | 2016-08-19 | |
| 2016-08-02 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,981 3,981 owned after | $23.48 exercise price | 2016-08-02 | |
| 2016-08-01 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,961 7,962 owned after | $23.48 exercise price | 2016-08-02 | |
| 2016-05-06 | Ito Paul K Officer (Sr. Vice Pres. and CFO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,695 0 owned after | $20.58 exercise price | 2016-05-09 | |
| 2016-03-11 | KING CHARLES G Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,422 0 owned after | $23.78 exercise price | 2016-03-15 | |
| 2016-01-12 | Ito Paul K Officer (Sr. Vice Pres. and CFO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,258 0 owned after | $25.59 exercise price | 2016-01-14 | |
| 2016-01-11 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,621 0 owned after | $25.59 exercise price | 2016-01-13 | |
| 2016-01-08 | CHING MEREDITH J Officer (Sr. Vice Pres. Gov't Rel.) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,569 0 owned after | $25.59 exercise price | 2016-01-12 | |
| 2016-01-08 | KURIYAMA STANLEY M Director, Officer (Executive Chairman) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,865 0 owned after | $25.59 exercise price | 2016-01-11 |