Alexander & Baldwin, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-27: Reporting owner Ito Paul K; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-26: Reporting owner CHUN NELSON N S; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-15: Reporting owner CHUN NELSON N S; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-15: Reporting owner Ito Paul K; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-27 | Ito Paul K Officer (Sr. Vice Pres. and Treasurer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,671 0 owned after | $14.64 exercise price | 2017-12-28 | |
| 2017-12-26 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,788 0 owned after | $14.64 exercise price | 2017-12-27 | |
| 2017-12-15 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 7,788 owned after | $14.64 exercise price | 2017-12-19 | |
| 2017-12-15 | Ito Paul K Officer (Sr. Vice Pres. and Treasurer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,539 0 owned after | $14.92 exercise price | 2017-12-19 | |
| 2017-12-15 | Ito Paul K Officer (Sr. Vice Pres. and Treasurer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,203 0 owned after | $10.66 exercise price | 2017-12-19 | |
| 2017-12-15 | BENJAMIN CHRISTOPHER J Director, Officer (President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 12,768 owned after | $7.53 exercise price | 2017-12-15 | |
| 2017-12-13 | KURIYAMA STANLEY M Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −220,000 36,542 owned after | $10.66 exercise price | 2017-12-15 | |
| 2017-12-13 | Ito Paul K Officer (Sr. Vice Pres. and Treasurer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,466 0 owned after | $13.11 exercise price | 2017-12-15 | |
| 2017-12-13 | Ito Paul K Officer (Sr. Vice Pres. and Treasurer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,889 0 owned after | $7.53 exercise price | 2017-12-15 | |
| 2017-12-13 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 15,788 owned after | $14.64 exercise price | 2017-12-15 | |
| 2017-12-13 | BENJAMIN CHRISTOPHER J Director, Officer (President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 17,768 owned after | $7.53 exercise price | 2017-12-15 | |
| 2017-09-05 | BENJAMIN CHRISTOPHER J Director, Officer (President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,933 0 owned after | $22.11 exercise price | 2017-09-06 | |
| 2017-08-14 | CHING MEREDITH J Officer (Sr. Vice Pres. Gov't Rel.) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,021 0 owned after | $22.11 exercise price | 2017-08-15 | |
| 2017-03-06 | KURIYAMA STANLEY M Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −117,828 0 owned after | $11.37 exercise price | 2017-03-06 | |
| 2017-03-06 | KURIYAMA STANLEY M Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −69,447 0 owned after | $22.11 exercise price | 2017-03-06 |