Alexander & Baldwin, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-16: Reporting owner DOANE W ALLEN JR; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-16: Reporting owner BENJAMIN CHRISTOPHER J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-16: Reporting owner BENJAMIN CHRISTOPHER J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-12: Reporting owner KING CHARLES G; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-16 | DOANE W ALLEN JR Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 101,037 owned after | $22.11 exercise price | 2013-12-17 | |
| 2013-12-16 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,847 0 owned after | $23.48 exercise price | 2013-12-17 | |
| 2013-12-16 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,153 23,933 owned after | $22.11 exercise price | 2013-12-17 | |
| 2013-12-12 | KING CHARLES G Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,422 0 owned after | $16.26 exercise price | 2013-12-13 | |
| 2013-12-06 | KING CHARLES G Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 15,422 owned after | $16.26 exercise price | 2013-12-09 | |
| 2013-12-02 | DOANE W ALLEN JR Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 201,037 owned after | $22.11 exercise price | 2013-12-04 | |
| 2013-11-25 | KURIYAMA STANLEY M Director, Officer (Chairman & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,406 0 owned after | $16.33 exercise price | 2013-11-27 | |
| 2013-11-25 | CHING MEREDITH J Officer (Sr. Vice Pres. Gov't Rel.) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,396 0 owned after | $16.33 exercise price | 2013-11-27 | |
| 2013-11-20 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 1,847 owned after | $23.48 exercise price | 2013-11-22 | |
| 2013-10-14 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 6,847 owned after | $23.48 exercise price | 2013-10-16 | |
| 2013-09-18 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 11,847 owned after | $23.48 exercise price | 2013-09-20 | |
| 2013-07-03 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,184 0 owned after | $21.66 exercise price | 2013-07-05 | |
| 2013-07-02 | PASQUALE DOUGLAS M Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $23.78 exercise price | 2013-07-05 | |
| 2013-06-11 | Paik Son-Jai Officer (Vice President Human Resources) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,870 7,740 owned after | $22.54 exercise price | 2013-06-13 | |
| 2013-06-11 | Paik Son-Jai Officer (Vice President Human Resources) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,177 5,179 owned after | $19.80 exercise price | 2013-06-13 | |
| 2013-06-11 | Paik Son-Jai Officer (Vice President Human Resources) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,603 0 owned after | $16.09 exercise price | 2013-06-13 |