Alexander & Baldwin, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-01-26: Reporting owner Morvis George M JR; Form 4; Security Performance Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-01-26: Reporting owner KURIYAMA STANLEY M; Form 4; Security Performance Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-01-26: Reporting owner Ito Paul K; Form 4; Security Performance Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-01-26: Reporting owner CHUN NELSON N S; Form 4; Security Performance Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-01-26 | Morvis George M JR Officer (Vice President Corporate Devel) | 4 | Performance Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −947 0 owned after | $0.00 | 2015-01-27 | |
| 2015-01-26 | KURIYAMA STANLEY M Director, Officer (Chairman & CEO) | 4 | Performance Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,064 0 owned after | $0.00 | 2015-01-27 | |
| 2015-01-26 | Ito Paul K Officer (Sr. Vice Pres. and CFO) | 4 | Performance Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,186 0 owned after | $0.00 | 2015-01-27 | |
| 2015-01-26 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Performance Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,420 0 owned after | $0.00 | 2015-01-27 | |
| 2015-01-26 | CHING MEREDITH J Officer (Sr. Vice Pres. Gov't Rel.) | 4 | Performance Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,275 0 owned after | $0.00 | 2015-01-27 | |
| 2015-01-26 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Performance Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,060 0 owned after | $0.00 | 2015-01-27 | |
| 2014-01-27 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,612 5,612 owned after | $0.00 | 2014-01-29 | |
| 2014-01-27 | Paik Son-Jai Officer (Vice President Human Resources) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,871 1,871 owned after | $0.00 | 2014-01-29 | |
| 2014-01-27 | Morvis George M JR Officer (Vice President Corporate Devel) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,494 2,494 owned after | $0.00 | 2014-01-29 | |
| 2014-01-27 | KURIYAMA STANLEY M Director, Officer (Chairman & CEO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,668 8,668 owned after | $0.00 | 2014-01-29 | |
| 2014-01-27 | Ito Paul K Officer (Sr. Vice Pres. and CFO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,989 4,989 owned after | $0.00 | 2014-01-29 | |
| 2014-01-27 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,118 3,118 owned after | $0.00 | 2014-01-29 | |
| 2014-01-27 | CHING MEREDITH J Officer (Sr. Vice Pres. Gov't Rel.) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,118 3,118 owned after | $0.00 | 2014-01-29 | |
| 2013-01-28 | KURIYAMA STANLEY M Director, Officer (Chairman & CEO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,479 10,479 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | Paik Son-Jai Officer (Vice President Human Resources) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,262 2,262 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | Ito Paul K Officer (Sr. Vice Pres. and CFO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,524 4,524 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | Morvis George M JR Officer (Vice President Corporate Devel) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,960 1,960 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | CHUN NELSON N S Officer (Sr. Vice Pres. & CLO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,940 2,940 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | CHING MEREDITH J Officer (Sr. Vice Pres. Gov't Rel.) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,639 2,639 owned after | $0.00 | 2013-01-30 | |
| 2013-01-28 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Performance Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,333 6,333 owned after | $0.00 | 2013-01-30 |