Alexander & Baldwin, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-17: Reporting owner KURIYAMA STANLEY M; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-17: Reporting owner KING CHARLES G; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-11: Reporting owner CHING MEREDITH J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-13: Reporting owner BENJAMIN CHRISTOPHER J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-17 | KURIYAMA STANLEY M Director, Officer (Chairman & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,945 0 owned after | $21.66 exercise price | 2014-12-19 | |
| 2014-12-17 | KING CHARLES G Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,422 0 owned after | $19.68 exercise price | 2014-12-18 | |
| 2014-12-11 | CHING MEREDITH J Officer (Sr. Vice Pres. Gov't Rel.) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,747 0 owned after | $21.66 exercise price | 2014-12-12 | |
| 2014-03-13 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 3,933 owned after | $22.11 exercise price | 2014-03-14 | |
| 2014-03-04 | DOANE W ALLEN JR Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −101,037 0 owned after | $22.11 exercise price | 2014-03-06 | |
| 2014-03-04 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 49,105 owned after | $16.09 exercise price | 2014-03-05 | |
| 2014-03-04 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 25,000 owned after | $11.37 exercise price | 2014-03-05 | |
| 2014-03-03 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 29,500 owned after | $11.37 exercise price | 2014-03-05 | |
| 2014-02-21 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 8,933 owned after | $22.11 exercise price | 2014-02-25 | |
| 2014-01-13 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 13,933 owned after | $22.11 exercise price | 2014-01-14 | |
| 2014-01-03 | BENJAMIN CHRISTOPHER J Officer (President & COO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 51,605 owned after | $16.09 exercise price | 2014-01-06 |