AFFYMAX INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 92 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-17: Reporting owner Knapp Jeffrey H; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-17: Reporting owner Knapp Jeffrey H; Form 4; Security Stock Option (right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-17: Reporting owner Knapp Jeffrey H; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-17: Reporting owner Knapp Jeffrey H; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-17 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,047 20,313 owned after | $6.23 exercise price | 2012-12-19 | |
| 2012-12-17 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −313 10,000 owned after | $7.04 exercise price | 2012-12-19 | |
| 2012-12-17 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −584 583 owned after | $10.99 exercise price | 2012-12-19 | |
| 2012-12-17 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 15,250 owned after | $7.99 exercise price | 2012-12-19 | |
| 2012-12-17 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 44,332 owned after | $18.84 exercise price | 2012-12-19 | |
| 2012-12-14 | LAPORTE KATHLEEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $14.24 exercise price | 2012-12-18 | |
| 2012-12-14 | LAPORTE KATHLEEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $16.79 exercise price | 2012-12-18 | |
| 2012-12-03 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,498 162,513 owned after | $6.90 exercise price | 2012-12-04 | |
| 2012-12-03 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,300 38,900 owned after | $5.83 exercise price | 2012-12-04 | |
| 2012-11-23 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 18,334 owned after | $5.83 exercise price | 2012-11-27 | |
| 2012-11-19 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 6,000 owned after | $21.74 exercise price | 2012-11-19 | |
| 2012-11-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −984 21,360 owned after | $6.23 exercise price | 2012-11-19 | |
| 2012-11-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,099 1,167 owned after | $10.99 exercise price | 2012-11-19 | |
| 2012-11-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 48,082 owned after | $18.84 exercise price | 2012-11-19 | |
| 2012-11-02 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −508 19,297 owned after | $7.99 exercise price | 2012-11-05 | |
| 2012-11-02 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −687 1,375 owned after | $10.99 exercise price | 2012-11-05 | |
| 2012-10-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,016 22,344 owned after | $6.23 exercise price | 2012-10-16 | |
| 2012-10-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −312 10,313 owned after | $7.04 exercise price | 2012-10-16 | |
| 2012-10-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,584 2,266 owned after | $10.99 exercise price | 2012-10-16 | |
| 2012-10-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 51,832 owned after | $18.84 exercise price | 2012-10-16 | |
| 2012-10-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 7,000 owned after | $21.74 exercise price | 2012-10-16 | |
| 2012-10-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,350 18,550 owned after | $24.50 exercise price | 2012-10-16 | |
| 2012-10-15 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −16,666 7,813 owned after | $24.50 exercise price | 2012-10-16 | |
| 2012-10-15 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −25,507 0 owned after | $24.87 exercise price | 2012-10-16 | |
| 2012-10-11 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 24,479 owned after | $24.50 exercise price | 2012-10-12 | |
| 2012-10-11 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,493 25,507 owned after | $24.87 exercise price | 2012-10-12 | |
| 2012-10-10 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $5.83 exercise price | 2012-10-12 | |
| 2012-10-10 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,974 2,062 owned after | $10.99 exercise price | 2012-10-12 | |
| 2012-10-10 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $21.74 exercise price | 2012-10-12 | |
| 2012-10-10 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,937 0 owned after | $15.00 exercise price | 2012-10-12 | |
| 2012-10-10 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,100 20,900 owned after | $24.50 exercise price | 2012-10-12 | |
| 2012-10-09 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,938 10,937 owned after | $15.00 exercise price | 2012-10-09 | |
| 2012-10-09 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 8,000 owned after | $21.74 exercise price | 2012-10-09 | |
| 2012-10-05 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,789 20,036 owned after | $10.99 exercise price | 2012-10-09 | |
| 2012-10-05 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,664 175,011 owned after | $6.90 exercise price | 2012-10-09 | |
| 2012-10-04 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 31,825 owned after | $10.99 exercise price | 2012-10-04 | |
| 2012-10-02 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −508 19,805 owned after | $7.99 exercise price | 2012-10-04 | |
| 2012-10-02 | Walker Karin L Officer (VP, Finance & CAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $21.27 exercise price | 2012-10-03 | |
| 2012-10-01 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,300 42,200 owned after | $5.83 exercise price | 2012-10-03 | |
| 2012-10-01 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,332 216,675 owned after | $6.90 exercise price | 2012-10-03 | |
| 2012-09-21 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,075 31,925 owned after | $10.99 exercise price | 2012-09-21 | |
| 2012-09-21 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 0 owned after | $15.00 exercise price | 2012-09-21 | |
| 2012-09-19 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,062 20,313 owned after | $7.99 exercise price | 2012-09-21 | |
| 2012-09-17 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 50,275 owned after | $18.84 exercise price | 2012-09-17 | |
| 2012-09-17 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,584 3,850 owned after | $10.99 exercise price | 2012-09-17 | |
| 2012-09-17 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,015 23,360 owned after | $6.23 exercise price | 2012-09-17 | |
| 2012-09-17 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option(Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −313 10,625 owned after | $7.04 exercise price | 2012-09-17 | |
| 2012-09-13 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 54,025 owned after | $18.84 exercise price | 2012-09-17 | |
| 2012-09-13 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,500 45,500 owned after | $5.83 exercise price | 2012-09-17 | |
| 2012-09-13 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,497 225,007 owned after | $6.90 exercise price | 2012-09-17 | |
| 2012-09-13 | Duliege Anne-Marie Officer (Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $4.36 exercise price | 2012-09-17 | |
| 2012-09-13 | Duliege Anne-Marie Officer (Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 23,334 owned after | $5.83 exercise price | 2012-09-17 | |
| 2012-09-13 | Duliege Anne-Marie Officer (Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,061 44,689 owned after | $7.99 exercise price | 2012-09-17 | |
| 2012-09-05 | CROSS HERB Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 55,000 owned after | $7.99 exercise price | 2012-09-07 | |
| 2012-08-20 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 24,375 owned after | $6.23 exercise price | 2012-08-22 | |
| 2012-08-20 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,062 10,938 owned after | $7.04 exercise price | 2012-08-22 | |
| 2012-08-20 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,313 5,434 owned after | $10.99 exercise price | 2012-08-22 | |
| 2012-08-20 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,500 57,000 owned after | $5.83 exercise price | 2012-08-22 | |
| 2012-08-20 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,496 262,504 owned after | $6.90 exercise price | 2012-08-22 | |
| 2012-08-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 33,750 owned after | $6.23 exercise price | 2012-08-15 | |
| 2012-08-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,584 10,747 owned after | $10.99 exercise price | 2012-08-15 | |
| 2012-08-01 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 68,500 owned after | $5.83 exercise price | 2012-08-03 | |
| 2012-07-17 | CROSS HERB Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,000 owned after | $6.23 exercise price | 2012-07-17 | |
| 2012-07-16 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 36,750 owned after | $6.23 exercise price | 2012-07-17 | |
| 2012-07-16 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,584 12,331 owned after | $10.99 exercise price | 2012-07-17 | |
| 2012-07-13 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,752 13,915 owned after | $10.99 exercise price | 2012-07-17 | |
| 2012-07-13 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 69,600 owned after | $5.83 exercise price | 2012-07-17 | |
| 2012-07-13 | CROSS HERB Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 45,000 owned after | $5.10 exercise price | 2012-07-17 | |
| 2012-06-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 39,750 owned after | $6.23 exercise price | 2012-06-19 | |
| 2012-06-13 | Leonard Keith R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $12.82 exercise price | 2012-06-18 | |
| 2012-06-13 | van Heek Christi Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $12.82 exercise price | 2012-06-18 | |
| 2012-06-13 | SPIEGELMAN DANIEL K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $12.82 exercise price | 2012-06-18 | |
| 2012-06-13 | WALKER JOHN PETER Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $12.82 exercise price | 2012-06-18 | |
| 2012-06-13 | LOVE TED W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $12.82 exercise price | 2012-06-18 | |
| 2012-06-13 | RENTON HOLLINGS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $12.82 exercise price | 2012-06-18 | |
| 2012-06-13 | LAPORTE KATHLEEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $12.82 exercise price | 2012-06-18 | |
| 2012-05-15 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 42,750 owned after | $6.23 exercise price | 2012-05-16 | |
| 2012-04-24 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 45,750 owned after | $6.23 exercise price | 2012-04-26 | |
| 2012-04-16 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 47,250 owned after | $6.23 exercise price | 2012-04-18 | |
| 2012-04-06 holding as of filing | Knapp Jeffrey H Officer (Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $18.84 exercise price | 2012-04-06 | ||
| 2012-04-06 holding as of filing | Knapp Jeffrey H Officer (Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $33.97 exercise price | 2012-04-06 | ||
| 2012-04-06 holding as of filing | Knapp Jeffrey H Officer (Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $21.74 exercise price | 2012-04-06 | ||
| 2012-04-06 holding as of filing | Knapp Jeffrey H Officer (Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.99 exercise price | 2012-04-06 | ||
| 2012-04-06 holding as of filing | Knapp Jeffrey H Officer (Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $24.50 exercise price | 2012-04-06 | ||
| 2012-04-06 holding as of filing | Knapp Jeffrey H Officer (Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.23 exercise price | 2012-04-06 | ||
| 2012-04-06 holding as of filing | Knapp Jeffrey H Officer (Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.04 exercise price | 2012-04-06 | ||
| 2012-04-06 holding as of filing | Knapp Jeffrey H Officer (Chief Commercial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $7.99 exercise price | 2012-04-06 | ||
| 2012-03-27 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,200 71,800 owned after | $5.83 exercise price | 2012-03-29 | |
| 2012-01-31 | Orwin John A Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,000 140,000 owned after | $7.99 exercise price | 2012-02-02 | |
| 2012-01-31 | CROSS HERB Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $7.99 exercise price | 2012-02-02 | |
| 2012-01-31 | Duliege Anne-Marie Officer (Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,750 48,750 owned after | $7.99 exercise price | 2012-02-02 | |
| 2012-01-31 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,375 24,375 owned after | $7.99 exercise price | 2012-02-02 |