AFFYMAX INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-23: Reporting owner Venteicher Robert; Form 4; Security Common Stock (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-19: Reporting owner Venteicher Robert; Form 4; Security Common Stock (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-10: Reporting owner Leonard Keith R; Form 3; Security No securities held; Transaction Holding.
- 2007-12-10: Reporting owner van Heek Christi; Form 3; Security No securities held; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-23 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Common Stock (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 19,167 owned after | $5.83 exercise price | 2012-10-25 | |
| 2012-09-19 | Venteicher Robert Officer (SVP, Technical Operations) | 4 | Common Stock (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $5.83 exercise price | 2012-09-21 | |
| 2007-12-10 holding as of filing | Leonard Keith R Director | 3 | No securities held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-12-10 | |
| 2007-12-10 holding as of filing | van Heek Christi Director | 3 | No securities held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-12-10 | |
| 2006-12-14 holding as of filing | LAPORTE KATHLEEN Director | 3 | no securities held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2006-12-14 | |
| 2006-12-14 holding as of filing | WALKER JOHN PETER Director | 3 | no securities held Non-derivative · Direct | Holding | 0 owned after | no price filed | 2006-12-14 |