AFFYMAX INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-14: Reporting owner CZEREPAK ELIZABETH; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-14: Reporting owner Douglas R Lee; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-14: Reporting owner WALKER JOHN PETER; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-14: Reporting owner LAPORTE KATHLEEN; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-14 | CZEREPAK ELIZABETH Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $25.00 exercise price | 2006-12-19 | |
| 2006-12-14 | Douglas R Lee Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $25.00 exercise price | 2006-12-18 | |
| 2006-12-14 | WALKER JOHN PETER Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $25.00 exercise price | 2006-12-18 | |
| 2006-12-14 | LAPORTE KATHLEEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $25.00 exercise price | 2006-12-18 | |
| 2006-12-14 | GALAKATOS NICHOLAS Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $25.00 exercise price | 2006-12-18 | |
| 2006-12-14 holding as of filing | SPIEGELMAN DANIEL K Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $18.84 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | LOVE TED W Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $18.84 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | Douglas R Lee Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.80 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | Douglas R Lee Director | 3 | Stock Option (right to Buy) Derivative · Direct | Holding | $4.36 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | NASO ROBERT B Officer (EVP, Research and Development) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.80 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | NASO ROBERT B Officer (EVP, Research and Development) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.80 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | NASO ROBERT B Officer (EVP, Research and Development) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.36 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | Cleveland Paul B Officer (EVP, Corp. Development and CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.36 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | Mahdavi Ali Officer (VP, Finance and Administration) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.80 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | Mahdavi Ali Officer (VP, Finance and Administration) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.80 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | Mahdavi Ali Officer (VP, Finance and Administration) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.36 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | Morris Arlene Director, Officer (President and CEO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.80 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | Morris Arlene Director, Officer (President and CEO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.80 exercise price | 2006-12-14 | ||
| 2006-12-14 holding as of filing | Morris Arlene Director, Officer (President and CEO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.36 exercise price | 2006-12-14 |