AFFYMAX INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-18: Reporting owner Love Steven; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-18: Reporting owner Cleveland Paul B; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-18: Reporting owner Morris Arlene; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-06: Reporting owner Leonard Keith R; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-18 | Love Steven Officer (Vice President, Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $21.74 exercise price | 2007-12-20 | |
| 2007-12-18 | Cleveland Paul B Officer (EVP, Corp. Development and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $21.74 exercise price | 2007-12-20 | |
| 2007-12-18 | Morris Arlene Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $21.74 exercise price | 2007-12-20 | |
| 2007-12-06 | Leonard Keith R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $25.83 exercise price | 2007-12-10 | |
| 2007-12-06 | van Heek Christi Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $25.83 exercise price | 2007-12-10 | |
| 2007-12-03 | NASO ROBERT B Officer (EVP, Research and Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,579 9,480 owned after | $0.80 exercise price | 2007-12-05 | |
| 2007-12-03 | NASO ROBERT B Officer (EVP, Research and Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,803 2,167 owned after | $0.80 exercise price | 2007-12-05 | |
| 2007-12-03 | NASO ROBERT B Officer (EVP, Research and Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,169 62,830 owned after | $4.36 exercise price | 2007-12-05 | |
| 2007-12-03 | Morris Arlene Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,163 100,259 owned after | $0.80 exercise price | 2007-12-05 | |
| 2007-11-06 | Morris Arlene Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,487 108,422 owned after | $0.80 exercise price | 2007-11-07 | |
| 2007-11-05 | Morris Arlene Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,676 114,909 owned after | $0.80 exercise price | 2007-11-07 | |
| 2007-11-01 | NASO ROBERT B Officer (EVP, Research and Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,521 11,059 owned after | $0.80 exercise price | 2007-11-05 | |
| 2007-11-01 | NASO ROBERT B Officer (EVP, Research and Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,030 6,970 owned after | $0.80 exercise price | 2007-11-05 | |
| 2007-10-03 | Morris Arlene Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,163 108,422 owned after | $0.80 exercise price | 2007-10-03 | |
| 2007-09-19 | NASO ROBERT B Officer (EVP, Research and Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,953 17,580 owned after | $0.80 exercise price | 2007-09-20 | |
| 2007-09-18 | NASO ROBERT B Officer (EVP, Research and Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,300 50,533 owned after | $0.80 exercise price | 2007-09-18 | |
| 2007-09-17 | NASO ROBERT B Officer (EVP, Research and Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 65,833 owned after | $0.80 exercise price | 2007-09-18 | |
| 2007-09-12 | Morris Arlene Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,727 116,585 owned after | $0.80 exercise price | 2007-09-12 | |
| 2007-09-11 | Morris Arlene Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 127,312 owned after | $0.80 exercise price | 2007-09-11 | |
| 2007-09-10 | Morris Arlene Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 139,312 owned after | $0.80 exercise price | 2007-09-11 | |
| 2007-09-07 | Morris Arlene Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 147,312 owned after | $0.80 exercise price | 2007-09-10 | |
| 2007-09-06 | Morris Arlene Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,974 160,312 owned after | $0.80 exercise price | 2007-09-10 | |
| 2007-09-05 | Love Steven Officer (Vice President, Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $24.87 exercise price | 2007-09-05 | |
| 2007-05-31 | GALAKATOS NICHOLAS Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $32.89 exercise price | 2007-06-04 | |
| 2007-05-31 | LAPORTE KATHLEEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $32.89 exercise price | 2007-06-01 | |
| 2007-05-31 | WALKER JOHN PETER Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $32.89 exercise price | 2007-06-01 | |
| 2007-05-31 | CZEREPAK ELIZABETH Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $32.89 exercise price | 2007-05-31 | |
| 2007-05-31 | Douglas R Lee Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $32.89 exercise price | 2007-05-31 | |
| 2007-05-31 | LOVE TED W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $32.89 exercise price | 2007-05-31 | |
| 2007-05-31 | SPIEGELMAN DANIEL K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $32.89 exercise price | 2007-05-31 | |
| 2007-01-05 | Mahdavi Ali Officer (VP, Finance and Administration) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $33.97 exercise price | 2007-01-08 | |
| 2007-01-05 | Cleveland Paul B Officer (EVP, Corp. Development and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $33.97 exercise price | 2007-01-08 | |
| 2007-01-05 | NASO ROBERT B Officer (EVP, Research and Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $33.97 exercise price | 2007-01-08 | |
| 2007-01-05 | Morris Arlene Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $33.97 exercise price | 2007-01-08 |