AFFYMAX INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-01-30: Reporting owner Knapp Jeffrey H; Form 4; Security Resticted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-01-30: Reporting owner Orwin John A; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-01-30: Reporting owner CROSS HERB; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-01-30: Reporting owner Duliege Anne-Marie; Form 4; Security Resticted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-01-30 | Knapp Jeffrey H Officer (Chief Commercial Officer) | 4 | Resticted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2013-02-01 | |
| 2013-01-30 | Orwin John A Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $0.00 | 2013-02-01 | |
| 2013-01-30 | CROSS HERB Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2013-02-01 | |
| 2013-01-30 | Duliege Anne-Marie Officer (Chief Medical Officer) | 4 | Resticted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2013-02-01 |