ADEPT TECHNOLOGY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-13: Reporting owner HALIO SETH; Form 4; Security 4-Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-13: Reporting owner KELLY MICHAEL P; Form 4; Security 1 Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-13: Reporting owner MARTIN HERB; Form 4; Security 1 Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-13: Reporting owner HALE MARTIN M JR; Form 4; Security 1 Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-13 | HALIO SETH Officer (Chief Financial Officer) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.66 | 2014-11-18 | |
| 2014-11-13 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $8.66 | 2014-11-17 | |
| 2014-11-13 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $8.66 | 2014-11-17 | |
| 2014-11-13 | HALE MARTIN M JR Director, 10% Owner | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $8.66 | 2014-11-17 | |
| 2014-11-13 | BURDITT BENJAMIN A Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $8.66 | 2014-11-17 | |
| 2014-07-01 | HALIO SETH Officer (Chief Financial Officer) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $10.43 | 2014-07-02 | |
| 2014-07-01 | Hannon Terry Officer (Chief Bus Dev/Strategy Officer) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $10.43 | 2014-07-02 | |
| 2014-05-16 | Cain Rob Officer (President and CEO) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 50,000 owned after | $4.60 | 2014-05-20 | |
| 2014-03-28 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,990 10 owned after | $5.50 exercise price | 2014-03-31 | |
| 2014-03-28 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 0 owned after | $6.75 exercise price | 2014-03-31 | |
| 2014-01-14 | Cain Rob Officer (President and CEO) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,500 54,500 owned after | $17.36 | 2014-01-16 |