ADEPT TECHNOLOGY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-09: Reporting owner SCHRADLE MICHAEL W; Form 4; Security 4-Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-09: Reporting owner MARTIN HERB; Form 4; Security 1 Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-09: Reporting owner KELLY MICHAEL P; Form 4; Security 1 Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-09: Reporting owner JUELIS A RICHARD; Form 4; Security 1 Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-09 | SCHRADLE MICHAEL W Officer (Sr.VP & CFO) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.02 | 2012-11-14 | |
| 2012-11-09 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.02 | 2012-11-13 | |
| 2012-11-09 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.02 | 2012-11-13 | |
| 2012-11-09 | JUELIS A RICHARD Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.02 | 2012-11-13 | |
| 2012-11-09 | BURDITT BENJAMIN A Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.02 | 2012-11-13 | |
| 2012-11-09 | RICHARDSON ROBERT Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.02 | 2012-11-13 | |
| 2012-09-18 | HALE MARTIN M JR Director, 10% Owner | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Indirect · by Partnership | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.22 | 2012-09-20 | |
| 2012-08-10 | BOUTSIKARIS JOHN C Officer (Sr. VP Sales & Marketing) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.51 | 2012-08-13 | |
| 2012-08-10 | MELIS JOACHIM Officer (VP Business Development) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.51 | 2012-08-13 | |
| 2012-08-10 | CUMMINS LISA M Officer (Sr. VP Finance & CFO) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.51 | 2012-08-13 | |
| 2012-02-17 | MELIS JOACHIM Officer (VP Worldwide Sales) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 1,900 owned after | $4.01 | 2012-02-21 | |
| 2012-02-17 | MELIS JOACHIM Officer (VP Worldwide Sales) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 0 owned after | $4.01 | 2012-02-21 |