ADEPT TECHNOLOGY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-13: Reporting owner Cain Rob; Form 4; Security 1 Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-20: Reporting owner MARTIN HERB; Form 4; Security 1 Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-20: Reporting owner KELLY MICHAEL P; Form 4; Security 1 Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-20: Reporting owner JUELIS A RICHARD; Form 4; Security 1 Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-13 | Cain Rob Director, Officer (President and CEO) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.60 | 2013-12-16 | |
| 2013-11-20 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $9.15 | 2013-11-25 | |
| 2013-11-20 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $9.15 | 2013-11-25 | |
| 2013-11-20 | JUELIS A RICHARD Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $9.15 | 2013-11-25 | |
| 2013-11-20 | HALE MARTIN M JR Director, 10% Owner | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $9.15 | 2013-11-25 | |
| 2013-11-20 | BURDITT BENJAMIN A Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $9.15 | 2013-11-25 | |
| 2013-10-03 | HALIO SETH Officer (Chief Financial Officer) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $6.76 | 2013-10-07 | |
| 2013-10-03 | HALIO SETH Officer (Chief Financial Officer) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.90 | 2013-10-07 | |
| 2013-08-27 | Hannon Terry Officer (Chief Bus Dev/Strategy Officer) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,488 30,488 owned after | $3.27 | 2013-10-21 | |
| 2013-08-27 | Hannon Terry Officer (Chief Bus Dev/Strategy Officer) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,488 30,488 owned after | $4.60 | 2013-10-21 | |
| 2013-08-27 | Hannon Terry Officer (Chief Bus Dev/Strategy Officer) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,487 30,487 owned after | $6.90 | 2013-10-21 | |
| 2013-08-27 | Cain Rob Director, Officer (President and CEO) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,955 42,955 owned after | $3.27 | 2013-10-21 | |
| 2013-08-27 | Cain Rob Director, Officer (President and CEO) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,046 42,046 owned after | $4.60 | 2013-10-21 | |
| 2013-08-27 | Cain Rob Director, Officer (President and CEO) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +908 42,954 owned after | $4.60 | 2013-10-21 | |
| 2013-08-27 | Cain Rob Director, Officer (President and CEO) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,954 42,954 owned after | $6.90 | 2013-10-21 | |
| 2013-08-15 | Cain Rob Officer (President and CEO) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +147,068 147,068 owned after | $3.58 | 2013-08-19 | |
| 2013-08-15 | Cain Rob Officer (President and CEO) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,932 27,932 owned after | $3.58 | 2013-08-19 | |
| 2013-06-14 | MELIS JOACHIM Other (VP & GM Europe) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 19,500 owned after | $3.53 | 2013-06-14 | |
| 2013-06-14 | MELIS JOACHIM Other (VP & GM Europe) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,500 0 owned after | $3.53 | 2013-06-14 | |
| 2013-03-07 | BOUTSIKARIS JOHN C Officer (Sr. VP Sales & Marketing) | 4/A | 4-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.35 | 2013-03-13 |