ADEPT TECHNOLOGY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-23: Reporting owner Cain Rob; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-23: Reporting owner Cain Rob; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-23: Reporting owner Cain Rob; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-23: Reporting owner Cain Rob; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-23 | Cain Rob Director, Officer (President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | Cain Rob Director, Officer (President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −147,068 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | Cain Rob Director, Officer (President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,807 2,148 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | Cain Rob Director, Officer (President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −863 45 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | Cain Rob Director, Officer (President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,944 2,102 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | Cain Rob Director, Officer (President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,806 2,148 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | Cain Rob Director, Officer (President and CEO) | 4 | Incentive Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,932 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | Cain Rob Director, Officer (President and CEO) | 4 | Incentive Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | BURDITT BENJAMIN A Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | BURDITT BENJAMIN A Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | BURDITT BENJAMIN A Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | BURDITT BENJAMIN A Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | MARTIN HERB Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | KELLY MICHAEL P Director | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | HALIO SETH Officer (Chief Financial Officer) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −57,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | HALIO SETH Officer (Chief Financial Officer) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,500 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | HALIO SETH Officer (Chief Financial Officer) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | HALIO SETH Officer (Chief Financial Officer) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | HALIO SETH Officer (Chief Financial Officer) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | HALE MARTIN M JR Director, 10% Owner | 4 | Non-Qualified Director Stock Option (right to buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −10,000 0 owned after | $4.22 exercise price | 2015-10-27 | |
| 2015-10-23 | HALE MARTIN M JR Director, 10% Owner | 4 | Non-Qualified Director Stock Option (right to buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −6,000 0 owned after | $8.66 exercise price | 2015-10-27 | |
| 2015-10-23 | HALE MARTIN M JR Director, 10% Owner | 4 | Non-Qualified Director Stock Option (right to buy) Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | −6,000 0 owned after | $9.15 exercise price | 2015-10-27 | |
| 2015-10-23 | Hannon Terry Officer (Chief Bus Dev/Strategy Officer) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,964 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | Hannon Terry Officer (Chief Bus Dev/Strategy Officer) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,964 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | Hannon Terry Officer (Chief Bus Dev/Strategy Officer) | 4 | 1 Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,963 0 owned after | $13.00 | 2015-10-27 | |
| 2015-10-23 | Hannon Terry Officer (Chief Bus Dev/Strategy Officer) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,500 0 owned after | $13.00 | 2015-10-27 | |
| 2015-06-22 | Cain Rob Officer (President and CEO) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $7.05 | 2015-06-23 | |
| 2015-06-17 | HALIO SETH Officer (Chief Financial Officer) | 4 | 4-Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.66 | 2015-06-19 |