ADEPT TECHNOLOGY INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-18: Reporting owner HALE MARTIN M JR; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2012-09-20: Reporting owner HALE MARTIN M JR; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-18 | HALE MARTIN M JR Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −8,000 0 owned after | $4.60 exercise price | 2014-02-20 | |
| 2012-09-20 holding as of filing | HALE MARTIN M JR Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · by Partnership | Holding | $4.60 exercise price | 2012-09-20 |