ABAXIS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 134 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-05-01: Reporting owner EVENHUIS HENK; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-05-01: Reporting owner BASTIANI RICHARD; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-04-30: Reporting owner TAYLOR DEAN ROSS JR; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-04-30: Reporting owner TAYLOR DEAN ROSS JR; Form 4; Security Performance Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-05-01 | EVENHUIS HENK Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $0.00 | 2018-05-02 | |
| 2018-05-01 | BASTIANI RICHARD Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | TAYLOR DEAN ROSS JR Officer (CFO and VP of Finance) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | WOOD DONALD PETER Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | WOOD DONALD PETER Officer (President and COO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | WOOD DONALD PETER Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,300 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | WOOD DONALD PETER Officer (President and COO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | WOOD DONALD PETER Officer (President and COO) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,300 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,300 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,300 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,300 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | ALTMAN VERNON E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | SINGH PRITHIPAL Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | CASEY MICHAEL D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | EVENHUIS HENK Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $0.00 | 2018-05-02 | |
| 2018-04-30 | BASTIANI RICHARD Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $0.00 | 2018-05-02 |