ABAXIS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 58 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-12: Reporting owner TAYLOR DEAN ROSS JR; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-12: Reporting owner TOCKMAN CRAIG; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-04: Reporting owner TAYLOR DEAN ROSS JR; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2015-08-04: Reporting owner TAYLOR DEAN ROSS JR; Form 3; Security Restricted Stock Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-12 | TAYLOR DEAN ROSS JR Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 9,500 owned after | $0.00 | 2015-11-16 | |
| 2015-11-12 | TOCKMAN CRAIG Officer (VP,Sales&MarketingAnimalHealth) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 4,250 owned after | $0.00 | 2015-11-16 | |
| 2015-08-04 holding as of filing | TAYLOR DEAN ROSS JR Officer (Chief Financial Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2015-08-04 | ||
| 2015-08-04 holding as of filing | TAYLOR DEAN ROSS JR Officer (Chief Financial Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2015-08-04 | ||
| 2015-08-04 holding as of filing | TAYLOR DEAN ROSS JR Officer (Chief Financial Officer) | 3 | Performance Restricted Stock Units Derivative · Direct | Holding | no price filed | 2015-08-04 | ||
| 2015-08-04 holding as of filing | TAYLOR DEAN ROSS JR Officer (Chief Financial Officer) | 3 | Performance Restricted Stock Units Derivative · Direct | Holding | no price filed | 2015-08-04 | ||
| 2015-08-03 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350 0 owned after | $0.00 | 2015-08-04 | |
| 2015-07-30 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75 350 owned after | $0.00 | 2015-08-03 | |
| 2015-07-29 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50 425 owned after | $0.00 | 2015-07-31 | |
| 2015-05-04 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Henkel Achim Officer (Managing Director-Europe) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 8,550 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 5,950 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,350 6,300 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | Henkel Achim Officer (Managing Director-Europe) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | TOCKMAN CRAIG Officer (VP-Sales & Mktg, Animal Health) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 8,550 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | WOOD DONALD PETER Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | WOOD DONALD PETER Officer (Chief Operating Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | WOOD DONALD PETER Officer (Chief Operating Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | WOOD DONALD PETER Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 8,550 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | WOOD DONALD PETER Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 7,650 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | WOOD DONALD PETER Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,575 7,350 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | WOOD DONALD PETER Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −950 18,050 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 16,150 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,450 16,100 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | SEVERSON CLINTON Director, Officer (CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,500 0 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 8,550 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 7,650 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,575 7,350 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 8,550 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 7,650 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,575 7,350 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | ARON KENNETH Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $0.00 | 2015-05-06 | |
| 2015-05-04 | SINGH PRITHIPAL Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2015-05-05 | |
| 2015-05-04 | SINGH PRITHIPAL Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.00 | 2015-05-05 | |
| 2015-05-04 | EVENHUIS HENK Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2015-05-05 | |
| 2015-05-04 | EVENHUIS HENK Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.00 | 2015-05-05 | |
| 2015-05-04 | CASEY MICHAEL D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2015-05-05 | |
| 2015-05-04 | CASEY MICHAEL D Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.00 | 2015-05-05 | |
| 2015-05-04 | BASTIANI RICHARD Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2015-05-05 | |
| 2015-05-04 | BASTIANI RICHARD Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.00 | 2015-05-05 | |
| 2015-05-04 | ALTMAN VERNON E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2015-05-05 | |
| 2015-05-04 | ALTMAN VERNON E Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.00 | 2015-05-05 |