ABAXIS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-05-01: Reporting owner Mulroy Martin; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2006-04-27: Reporting owner Bernard Christopher; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2006-04-25: Reporting owner SEVERSON CLINTON; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-04-25: Reporting owner SEVERSON CLINTON; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-05-01 holding as of filing | Mulroy Martin Officer (VP-Sales&Marketing,Veterinary) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2006-05-01 | ||
| 2006-04-27 holding as of filing | Bernard Christopher Officer (VP-Sales & Mkting Medical-US) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2006-04-27 | ||
| 2006-04-25 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 1,011,499 owned after | $0.00 | 2006-04-27 | |
| 2006-04-25 | SEVERSON CLINTON Director, Officer (President,CEO & Board Chairman) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 1,011,499 owned after | $0.00 | 2006-04-27 | |
| 2006-04-25 | OSTOICH VLADIMIR Officer (VP of Govt Affairs & Pac Rim) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 521,578 owned after | $0.00 | 2006-04-27 | |
| 2006-04-25 | ARON KENNETH Officer (VP of Research & Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 263,750 owned after | $0.00 | 2006-04-27 | |
| 2006-04-25 | MILDER ROBERT Officer (Chief Operations Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 330,866 owned after | $0.00 | 2006-04-27 | |
| 2006-04-25 | INES ALBERTO SANTA Officer (CFO and VP of Finance) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 193,805 owned after | $0.00 | 2006-04-27 | |
| 2006-04-25 | HANLON BRENTON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 38,500 owned after | $0.00 | 2006-04-27 | |
| 2006-04-25 | SINGH PRITHIPAL Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 37,500 owned after | $0.00 | 2006-04-27 | |
| 2006-04-25 | BASTIANI RICHARD Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 71,500 owned after | $0.00 | 2006-04-27 | |
| 2006-04-25 | EVENHUIS HENK Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 19,500 owned after | $0.00 | 2006-04-27 | |
| 2006-04-25 | TUCKER ERNEST Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 28,500 owned after | $0.00 | 2006-04-27 |