Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,568 0 owned after | no price filed | $178.85 | 2023-10-17 |
| 2023-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,226 4,453 owned after | no price filed | $178.85 | 2023-10-17 |
| 2023-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,914 7,657 owned after | no price filed | $178.85 | 2023-10-17 |
| 2023-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,077 12,465 owned after | no price filed | $178.85 | 2023-10-17 |
| 2023-10-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −136,268 0 owned after | no price filed | $171.21 | 2023-10-03 |
| 2023-10-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,408 58,408 owned after | $0.00 | $171.21 | 2023-10-03 |
| 2023-10-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,408 58,408 owned after | $0.00 | $171.21 | 2023-10-03 |
| 2023-10-01 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −136,268 0 owned after | no price filed | $171.21 | 2023-10-03 |
| 2023-10-01 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,408 58,408 owned after | $0.00 | $171.21 | 2023-10-03 |
| 2023-10-01 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,408 58,408 owned after | $0.00 | $171.21 | 2023-10-03 |
| 2023-10-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −136,268 0 owned after | no price filed | $171.21 | 2023-10-03 |
| 2023-10-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,408 58,408 owned after | $0.00 | $171.21 | 2023-10-03 |
| 2023-10-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,408 58,408 owned after | $0.00 | $171.21 | 2023-10-03 |
| 2023-10-01 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,187 15,187 owned after | $0.00 | $171.21 | 2023-10-03 |
| 2023-10-01 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −511,000 0 owned after | no price filed | $171.21 | 2023-10-03 |
| 2023-10-01 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,010 73,010 owned after | $0.00 | $171.21 | 2023-10-03 |
| 2023-10-01 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +219,030 219,030 owned after | $0.00 | $171.21 | 2023-10-03 |
| 2023-10-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −136,268 0 owned after | no price filed | $171.21 | 2023-10-03 |
| 2023-10-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,408 58,408 owned after | $0.00 | $171.21 | 2023-10-03 |
| 2023-10-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,408 58,408 owned after | $0.00 | $171.21 | 2023-10-03 |
| 2023-08-05 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,896 0 owned after | no price filed | $181.99 | 2023-08-08 |
| 2023-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,572 4,568 owned after | no price filed | $165.21 | 2023-04-18 |
| 2023-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,227 6,679 owned after | no price filed | $165.21 | 2023-04-18 |
| 2023-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,915 9,571 owned after | no price filed | $165.21 | 2023-04-18 |
| 2023-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,078 14,542 owned after | no price filed | $165.21 | 2023-04-18 |
| 2023-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,064 0 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,932 60,932 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,688 59,376 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-04-01 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,932 60,932 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-04-01 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,688 59,376 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-04-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,064 0 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-04-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,932 60,932 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-04-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,688 59,376 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-04-01 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −111,329 222,658 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-04-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,064 0 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-04-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,932 60,932 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-04-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,688 59,376 owned after | no price filed | $164.90 | 2023-04-04 |
| 2023-03-10 | WAGNER SUSAN Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,852 1,852 owned after | $0.00 | $148.50 | 2023-03-14 |
| 2023-03-10 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,852 1,852 owned after | $0.00 | $148.50 | 2023-03-14 |
| 2023-03-10 | LOZANO MONICA C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,852 1,852 owned after | $0.00 | $148.50 | 2023-03-14 |
| 2023-03-10 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,852 1,852 owned after | $0.00 | $148.50 | 2023-03-14 |
| 2023-03-10 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,852 1,852 owned after | $0.00 | $148.50 | 2023-03-14 |
| 2023-03-10 | Gorsky Alex Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,852 1,852 owned after | $0.00 | $148.50 | 2023-03-14 |
| 2023-03-10 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,852 1,852 owned after | $0.00 | $148.50 | 2023-03-14 |
| 2023-03-10 | BELL JAMES A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,852 1,852 owned after | $0.00 | $148.50 | 2023-03-14 |
| 2023-02-01 | WAGNER SUSAN Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,685 0 owned after | no price filed | $145.43 | 2023-02-03 |
| 2023-02-01 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,685 0 owned after | no price filed | $145.43 | 2023-02-03 |
| 2023-02-01 | LOZANO MONICA C Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,685 0 owned after | no price filed | $145.43 | 2023-02-03 |
| 2023-02-01 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,685 0 owned after | no price filed | $145.43 | 2023-02-03 |
| 2023-02-01 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,685 0 owned after | no price filed | $145.43 | 2023-02-03 |
| 2023-02-01 | Gorsky Alex Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,685 0 owned after | no price filed | $145.43 | 2023-02-03 |
| 2023-02-01 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,685 0 owned after | no price filed | $145.43 | 2023-02-03 |
| 2023-02-01 | BELL JAMES A Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,685 0 owned after | no price filed | $145.43 | 2023-02-03 |