Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,226 0 owned after | no price filed | $233.85 | 2024-10-17 |
| 2024-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,914 3,828 owned after | no price filed | $233.85 | 2024-10-17 |
| 2024-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,077 8,310 owned after | no price filed | $233.85 | 2024-10-17 |
| 2024-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,898 11,390 owned after | no price filed | $233.85 | 2024-10-17 |
| 2024-10-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −127,282 0 owned after | no price filed | $226.21 | 2024-10-03 |
| 2024-10-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −127,282 0 owned after | no price filed | $226.21 | 2024-10-03 |
| 2024-10-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −127,282 0 owned after | no price filed | $226.21 | 2024-10-03 |
| 2024-10-01 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −477,301 0 owned after | no price filed | $226.21 | 2024-10-03 |
| 2024-10-01 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −127,282 0 owned after | no price filed | $226.21 | 2024-10-03 |
| 2024-09-29 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,876 54,876 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-09-29 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +164,626 164,626 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-09-29 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,854 11,854 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-09-29 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,901 43,901 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-09-29 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,901 43,901 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-09-29 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,901 43,901 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-09-29 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,901 43,901 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-09-29 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,901 43,901 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-09-29 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,901 43,901 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-09-29 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,976 10,976 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-09-29 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,926 32,926 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-09-29 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,976 10,976 owned after | $0.00 | $227.79 | 2024-10-01 |
| 2024-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,227 2,226 owned after | no price filed | $172.69 | 2024-04-17 |
| 2024-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,915 5,742 owned after | no price filed | $172.69 | 2024-04-17 |
| 2024-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,078 10,387 owned after | no price filed | $172.69 | 2024-04-17 |
| 2024-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,899 13,288 owned after | no price filed | $172.69 | 2024-04-17 |
| 2024-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,932 0 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,688 29,688 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,689 45,376 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,932 0 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,688 29,688 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,689 45,376 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,932 0 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,688 29,688 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,689 45,376 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −111,329 111,329 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,081 170,160 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,932 0 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,688 29,688 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-04-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,689 45,376 owned after | no price filed | $170.03 | 2024-04-03 |
| 2024-02-28 | WAGNER SUSAN Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,516 1,516 owned after | $0.00 | $181.42 | 2024-03-01 |
| 2024-02-28 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,516 1,516 owned after | $0.00 | $181.42 | 2024-03-01 |
| 2024-02-28 | LOZANO MONICA C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,516 1,516 owned after | $0.00 | $181.42 | 2024-03-01 |
| 2024-02-28 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,516 1,516 owned after | $0.00 | $181.42 | 2024-03-01 |
| 2024-02-28 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,516 1,516 owned after | $0.00 | $181.42 | 2024-03-01 |
| 2024-02-28 | Gorsky Alex Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,516 1,516 owned after | $0.00 | $181.42 | 2024-03-01 |
| 2024-02-28 | Austin Wanda M Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,516 1,516 owned after | $0.00 | $181.42 | 2024-03-01 |
| 2024-02-01 | WAGNER SUSAN Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,852 0 owned after | no price filed | $186.86 | 2024-02-05 |
| 2024-02-01 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,852 0 owned after | no price filed | $186.86 | 2024-02-05 |
| 2024-02-01 | LOZANO MONICA C Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,852 0 owned after | no price filed | $186.86 | 2024-02-05 |
| 2024-02-01 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,852 0 owned after | no price filed | $186.86 | 2024-02-05 |
| 2024-02-01 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,852 0 owned after | no price filed | $186.86 | 2024-02-05 |
| 2024-02-01 | Gorsky Alex Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,852 0 owned after | no price filed | $186.86 | 2024-02-05 |
| 2024-02-01 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,852 0 owned after | no price filed | $186.86 | 2024-02-05 |
| 2024-02-01 | BELL JAMES A Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,852 0 owned after | no price filed | $186.86 | 2024-02-05 |