Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-10-15: Reporting owner O'BRIEN DEIRDRE; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-10-15 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,612 0 owned after | no price filed | $138.38 | 2022-10-18 |
| 2022-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,428 0 owned after | no price filed | $138.38 | 2022-10-18 |
| 2022-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,568 9,140 owned after | no price filed | $138.38 | 2022-10-18 |
| 2022-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,226 8,906 owned after | no price filed | $138.38 | 2022-10-18 |
| 2022-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,914 11,486 owned after | no price filed | $138.38 | 2022-10-18 |
| 2022-10-01 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −365,600 0 owned after | no price filed | $138.20 | 2022-10-04 |
| 2022-10-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −365,600 0 owned after | no price filed | $138.20 | 2022-10-04 |
| 2022-10-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −365,600 0 owned after | no price filed | $138.20 | 2022-10-04 |
| 2022-10-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −365,600 0 owned after | no price filed | $138.20 | 2022-10-04 |
| 2022-09-25 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,477 66,477 owned after | $0.00 | $150.43 | 2022-09-27 |
| 2022-09-25 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,477 66,477 owned after | $0.00 | $150.43 | 2022-09-27 |
| 2022-09-25 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,477 66,477 owned after | $0.00 | $150.43 | 2022-09-27 |
| 2022-09-25 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +199,429 199,429 owned after | $0.00 | $150.43 | 2022-09-27 |
| 2022-09-25 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,477 66,477 owned after | $0.00 | $150.43 | 2022-09-27 |
| 2022-09-25 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,477 66,477 owned after | $0.00 | $150.43 | 2022-09-27 |
| 2022-09-25 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,477 66,477 owned after | $0.00 | $150.43 | 2022-09-27 |
| 2022-09-25 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,477 66,477 owned after | $0.00 | $150.43 | 2022-09-27 |
| 2022-09-25 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,620 16,620 owned after | $0.00 | $150.43 | 2022-09-27 |
| 2022-09-25 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,477 66,477 owned after | $0.00 | $150.43 | 2022-09-27 |
| 2022-09-25 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,477 66,477 owned after | $0.00 | $150.43 | 2022-09-27 |
| 2022-08-05 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,896 31,896 owned after | no price filed | $165.35 | 2022-08-09 |
| 2022-04-15 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,612 16,612 owned after | no price filed | $165.29 | 2022-04-19 |
| 2022-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,432 4,428 owned after | no price filed | $165.29 | 2022-04-19 |
| 2022-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,572 13,708 owned after | no price filed | $165.29 | 2022-04-19 |
| 2022-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,227 11,132 owned after | no price filed | $165.29 | 2022-04-19 |
| 2022-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,915 13,400 owned after | no price filed | $165.29 | 2022-04-19 |
| 2022-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84,932 0 owned after | no price filed | $174.31 | 2022-04-05 |
| 2022-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,064 59,064 owned after | no price filed | $174.31 | 2022-04-05 |
| 2022-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,936 121,864 owned after | no price filed | $174.31 | 2022-04-05 |
| 2022-04-01 | O'BRIEN DEIRDRE Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,936 121,864 owned after | no price filed | $174.31 | 2022-04-05 |
| 2022-04-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84,932 0 owned after | no price filed | $174.31 | 2022-04-05 |
| 2022-04-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,064 59,064 owned after | no price filed | $174.31 | 2022-04-05 |
| 2022-04-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,936 121,864 owned after | no price filed | $174.31 | 2022-04-05 |
| 2022-04-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,064 59,064 owned after | no price filed | $174.31 | 2022-04-05 |
| 2022-04-01 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,936 121,864 owned after | no price filed | $174.31 | 2022-04-05 |
| 2022-03-04 | WAGNER SUSAN Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,685 1,685 owned after | $0.00 | $163.17 | 2022-03-08 |
| 2022-03-04 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,685 1,685 owned after | $0.00 | $163.17 | 2022-03-08 |
| 2022-03-04 | LOZANO MONICA C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,685 1,685 owned after | $0.00 | $163.17 | 2022-03-08 |
| 2022-03-04 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,685 1,685 owned after | $0.00 | $163.17 | 2022-03-08 |
| 2022-03-04 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,685 1,685 owned after | $0.00 | $163.17 | 2022-03-08 |
| 2022-03-04 | Gorsky Alex Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,685 1,685 owned after | $0.00 | $163.17 | 2022-03-08 |
| 2022-03-04 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,685 1,685 owned after | $0.00 | $163.17 | 2022-03-08 |
| 2022-03-04 | BELL JAMES A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,685 1,685 owned after | $0.00 | $163.17 | 2022-03-08 |
| 2022-02-01 | WAGNER SUSAN Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,986 0 owned after | no price filed | $174.61 | 2022-02-03 |
| 2022-02-01 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,986 0 owned after | no price filed | $174.61 | 2022-02-03 |
| 2022-02-01 | LOZANO MONICA C Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,986 0 owned after | no price filed | $174.61 | 2022-02-03 |
| 2022-02-01 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,986 0 owned after | no price filed | $174.61 | 2022-02-03 |
| 2022-02-01 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,986 0 owned after | no price filed | $174.61 | 2022-02-03 |
| 2022-02-01 | Gorsky Alex Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −486 0 owned after | no price filed | $174.61 | 2022-02-03 |
| 2022-02-01 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,986 0 owned after | no price filed | $174.61 | 2022-02-03 |
| 2022-02-01 | BELL JAMES A Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,986 0 owned after | no price filed | $174.61 | 2022-02-03 |