Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-13: Reporting owner Adams Katherine L.; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-10-15: Reporting owner KONDO CHRIS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-13 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,484 −14,371 as filed 114,960 owned after | no price filed | $48.06 | 2018-11-15 |
| 2018-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,968 −992 as filed 0 owned after | no price filed | $54.34 | 2018-10-17 |
| 2018-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,576 −2,144 as filed 17,152 owned after | no price filed | $54.34 | 2018-10-17 |
| 2018-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,288 −2,072 as filed 33,152 owned after | no price filed | $54.34 | 2018-10-17 |
| 2018-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,368 −1,592 as filed 38,220 owned after | no price filed | $54.34 | 2018-10-17 |
| 2018-10-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −522,112 −130,528 as filed 0 owned after | no price filed | $56.81 | 2018-10-03 |
| 2018-10-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −522,112 −130,528 as filed 0 owned after | no price filed | $56.81 | 2018-10-03 |
| 2018-10-01 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −522,112 −130,528 as filed 0 owned after | no price filed | $56.81 | 2018-10-03 |
| 2018-09-30 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177,196 +44,299 as filed 177,196 owned after | $0.00 | $56.44 | 2018-10-02 |
| 2018-09-30 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177,196 +44,299 as filed 177,196 owned after | $0.00 | $56.44 | 2018-10-02 |
| 2018-09-30 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177,196 +44,299 as filed 177,196 owned after | $0.00 | $56.44 | 2018-10-02 |
| 2018-09-30 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177,196 +44,299 as filed 177,196 owned after | $0.00 | $56.44 | 2018-10-02 |
| 2018-09-30 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,440 +8,860 as filed 35,440 owned after | $0.00 | $56.44 | 2018-10-02 |
| 2018-09-30 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177,196 +44,299 as filed 177,196 owned after | $0.00 | $56.44 | 2018-10-02 |
| 2018-09-30 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177,196 +44,299 as filed 177,196 owned after | $0.00 | $56.44 | 2018-10-02 |
| 2018-09-30 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177,196 +44,299 as filed 177,196 owned after | $0.00 | $56.44 | 2018-10-02 |
| 2018-09-30 | Adams Katherine L. Officer (SVP, GC and Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177,196 +44,299 as filed 177,196 owned after | $0.00 | $56.44 | 2018-10-02 |
| 2018-08-24 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,240,000 −560,000 as filed 9,520,000 owned after | no price filed | $54.04 | 2018-08-28 |
| 2018-08-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 −675 as filed 0 owned after | no price filed | $52.56 | 2018-08-17 |
| 2018-06-14 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,528 −13,132 as filed 0 owned after | no price filed | $47.70 | 2018-06-18 |
| 2018-05-29 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,200 −9,550 as filed 0 owned after | no price filed | $46.97 | 2018-05-31 |
| 2018-05-13 | Adams Katherine L. Officer (SVP, General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,484 −14,371 as filed 172,444 owned after | no price filed | $47.15 | 2018-05-15 |
| 2018-04-15 | Srouji Johny Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,228 −9,307 as filed 37,228 owned after | no price filed | $43.68 | 2018-04-17 |
| 2018-04-15 | Srouji Johny Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,136 −11,284 as filed 135,400 owned after | no price filed | $43.68 | 2018-04-17 |
| 2018-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,972 −993 as filed 3,968 owned after | no price filed | $43.68 | 2018-04-17 |
| 2018-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,576 −2,144 as filed 25,728 owned after | no price filed | $43.68 | 2018-04-17 |
| 2018-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,292 −2,073 as filed 41,440 owned after | no price filed | $43.68 | 2018-04-17 |
| 2018-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,372 −1,593 as filed 44,588 owned after | no price filed | $43.68 | 2018-04-17 |
| 2018-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −212,220 −53,055 as filed 0 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −163,816 −40,954 as filed 163,816 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | WILLIAMS JEFFREY E Officer (COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,432 −36,108 as filed 288,860 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −212,220 −53,055 as filed 0 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −163,816 −40,954 as filed 163,816 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,432 −36,108 as filed 288,860 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −212,220 −53,055 as filed 0 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −163,816 −40,954 as filed 163,816 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,432 −36,108 as filed 288,860 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −163,816 −40,954 as filed 163,816 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,432 −36,108 as filed 288,860 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −163,816 −40,954 as filed 163,816 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,432 −36,108 as filed 288,860 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −212,220 −53,055 as filed 0 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −163,816 −40,954 as filed 163,816 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,432 −36,108 as filed 288,860 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −163,816 −40,954 as filed 163,816 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-04-01 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −144,432 −36,108 as filed 288,860 owned after | no price filed | $41.95 | 2018-04-03 |
| 2018-02-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 −675 as filed 2,700 owned after | no price filed | $43.25 | 2018-02-20 |
| 2018-02-13 | WAGNER SUSAN Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,084 +1,521 as filed 6,084 owned after | $0.00 | $41.08 | 2018-02-15 |
| 2018-02-13 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,084 +1,521 as filed 6,084 owned after | $0.00 | $41.08 | 2018-02-15 |
| 2018-02-13 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,084 +1,521 as filed 6,084 owned after | $0.00 | $41.08 | 2018-02-15 |
| 2018-02-13 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,084 +1,521 as filed 6,084 owned after | $0.00 | $41.08 | 2018-02-15 |
| 2018-02-13 | IGER ROBERT A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,084 +1,521 as filed 6,084 owned after | $0.00 | $41.08 | 2018-02-15 |
| 2018-02-13 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,084 +1,521 as filed 6,084 owned after | $0.00 | $41.08 | 2018-02-15 |
| 2018-02-13 | BELL JAMES A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,084 +1,521 as filed 6,084 owned after | $0.00 | $41.08 | 2018-02-15 |
| 2018-02-01 | WAGNER SUSAN Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,300 −1,825 as filed 0 owned after | no price filed | $41.95 | 2018-02-05 |
| 2018-02-01 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,300 −1,825 as filed 0 owned after | no price filed | $41.95 | 2018-02-05 |
| 2018-02-01 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,300 −1,825 as filed 0 owned after | no price filed | $41.95 | 2018-02-05 |
| 2018-02-01 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,300 −1,825 as filed 0 owned after | no price filed | $41.95 | 2018-02-05 |
| 2018-02-01 | IGER ROBERT A Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,300 −1,825 as filed 0 owned after | no price filed | $41.95 | 2018-02-05 |
| 2018-02-01 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,300 −1,825 as filed 0 owned after | no price filed | $41.95 | 2018-02-05 |
| 2018-02-01 | BELL JAMES A Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,300 −1,825 as filed 0 owned after | no price filed | $41.95 | 2018-02-05 |