Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 74 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-28: Reporting owner Srouji Johny; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2015-12-28: Reporting owner Srouji Johny; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2015-12-28: Reporting owner Srouji Johny; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2015-12-28: Reporting owner Srouji Johny; Form 3; Security Restricted Stock Unit; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-28 holding as of filing | Srouji Johny Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2015-12-28 | ||
| 2015-12-28 holding as of filing | Srouji Johny Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2015-12-28 | ||
| 2015-12-28 holding as of filing | Srouji Johny Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2015-12-28 | ||
| 2015-12-28 holding as of filing | Srouji Johny Officer (Senior Vice President) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2015-12-28 | ||
| 2015-10-15 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 −17,500 as filed 0 owned after | no price filed | $27.97 | 2015-10-19 |
| 2015-10-15 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,232 −12,558 as filed 200,928 owned after | no price filed | $27.97 | 2015-10-19 |
| 2015-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900 −1,225 as filed 0 owned after | no price filed | $27.97 | 2015-10-19 |
| 2015-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,900 −725 as filed 5,776 owned after | no price filed | $27.97 | 2015-10-19 |
| 2015-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,768 −942 as filed 15,064 owned after | no price filed | $27.97 | 2015-10-19 |
| 2015-10-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,972 −993 as filed 23,828 owned after | no price filed | $27.97 | 2015-10-19 |
| 2015-10-05 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +433,292 +108,323 as filed 433,292 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +261,056 +65,264 as filed 261,056 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | SEWELL D BRUCE Officer (SVP, Gen'l Counsel, Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +433,292 +108,323 as filed 433,292 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | SEWELL D BRUCE Officer (SVP, Gen'l Counsel, Secretary) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +261,056 +65,264 as filed 261,056 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +433,292 +108,323 as filed 433,292 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +261,056 +65,264 as filed 261,056 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +433,292 +108,323 as filed 433,292 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +261,056 +65,264 as filed 261,056 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +433,292 +108,323 as filed 433,292 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +261,056 +65,264 as filed 261,056 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,608 +17,152 as filed 68,608 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +433,292 +108,323 as filed 433,292 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +261,056 +65,264 as filed 261,056 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +433,292 +108,323 as filed 433,292 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +261,056 +65,264 as filed 261,056 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +433,292 +108,323 as filed 433,292 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-05 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +261,056 +65,264 as filed 261,056 owned after | $0.00 | $27.70 | 2015-10-07 |
| 2015-10-01 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −371,056 −92,764 as filed 0 owned after | no price filed | $27.40 | 2015-10-05 |
| 2015-10-01 | SEWELL D BRUCE Officer (SVP, Gen'l Counsel, Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −371,056 −92,764 as filed 0 owned after | no price filed | $27.40 | 2015-10-05 |
| 2015-10-01 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −371,056 −92,764 as filed 0 owned after | no price filed | $27.40 | 2015-10-05 |
| 2015-10-01 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −371,056 −92,764 as filed 0 owned after | no price filed | $27.40 | 2015-10-05 |
| 2015-10-01 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,672 −15,918 as filed 0 owned after | no price filed | $27.40 | 2015-10-05 |
| 2015-10-01 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −371,056 −92,764 as filed 0 owned after | no price filed | $27.40 | 2015-10-05 |
| 2015-10-01 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −371,056 −92,764 as filed 0 owned after | no price filed | $27.40 | 2015-10-05 |
| 2015-10-01 | BELL JAMES A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,028 +1,007 as filed 4,028 owned after | $0.00 | $27.40 | 2015-10-02 |
| 2015-09-15 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175,000 −43,750 as filed 0 owned after | no price filed | $29.07 | 2015-09-17 |
| 2015-09-04 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −133,320 −33,330 as filed 399,944 owned after | no price filed | $27.32 | 2015-09-09 |
| 2015-08-24 | COOK TIMOTHY D Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,240,000 −560,000 as filed 19,040,000 owned after | no price filed | $25.78 | 2015-08-25 |
| 2015-08-24 | Cue Eduardo H Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400,000 −350,000 as filed 0 owned after | no price filed | $25.78 | 2015-08-25 |
| 2015-08-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 −675 as filed 16,200 owned after | no price filed | $28.99 | 2015-08-18 |
| 2015-07-18 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −367,836 −91,959 as filed 367,808 owned after | no price filed | $32.40 | 2015-07-21 |
| 2015-05-01 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −312,444 −78,111 as filed 624,884 owned after | no price filed | $32.24 | 2015-05-05 |
| 2015-05-01 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −325,752 −81,438 as filed 0 owned after | no price filed | $32.24 | 2015-05-05 |
| 2015-04-23 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −175,000 as filed 700,000 owned after | no price filed | $32.42 | 2015-04-27 |
| 2015-04-23 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −175,000 as filed 700,000 owned after | no price filed | $32.42 | 2015-04-27 |
| 2015-04-15 | Riccio Daniel J. Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 −17,500 as filed 70,000 owned after | no price filed | $31.70 | 2015-04-17 |
| 2015-04-15 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,232 −12,558 as filed 251,160 owned after | no price filed | $31.70 | 2015-04-17 |
| 2015-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900 −1,225 as filed 4,900 owned after | no price filed | $31.70 | 2015-04-17 |
| 2015-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,900 −725 as filed 8,676 owned after | no price filed | $31.70 | 2015-04-17 |
| 2015-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,772 −943 as filed 18,832 owned after | no price filed | $31.70 | 2015-04-17 |
| 2015-04-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,972 −993 as filed 27,800 owned after | no price filed | $31.70 | 2015-04-17 |
| 2015-04-01 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −212,224 −53,056 as filed 424,440 owned after | no price filed | $31.06 | 2015-04-03 |
| 2015-04-01 | AHRENDTS ANGELA J Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560,504 −140,126 as filed 735,644 owned after | no price filed | $31.06 | 2015-04-03 |
| 2015-03-15 | FEDERIGHI CRAIG Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175,000 −43,750 as filed 175,000 owned after | no price filed | $30.90 | 2015-03-17 |
| 2015-03-10 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,032 +2,008 as filed 8,032 owned after | $0.00 | $31.13 | 2015-03-12 |
| 2015-03-10 | IGER ROBERT A Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,032 +2,008 as filed 8,032 owned after | $0.00 | $31.13 | 2015-03-12 |
| 2015-03-10 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,032 +2,008 as filed 8,032 owned after | $0.00 | $31.13 | 2015-03-12 |
| 2015-03-10 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,032 +2,008 as filed 8,032 owned after | $0.00 | $31.13 | 2015-03-12 |
| 2015-03-10 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,032 +2,008 as filed 8,032 owned after | $0.00 | $31.13 | 2015-03-12 |
| 2015-03-10 | WAGNER SUSAN Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,032 +2,008 as filed 8,032 owned after | $0.00 | $31.13 | 2015-03-12 |
| 2015-03-04 | Maestri Luca Officer (Senior Vice President, CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −133,320 −33,330 as filed 533,264 owned after | no price filed | $32.13 | 2015-03-06 |
| 2015-02-15 | KONDO CHRIS Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 −675 as filed 18,900 owned after | no price filed | $31.77 | 2015-02-18 |
| 2015-02-01 | DREXLER MILLARD S Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,300 −3,325 as filed 0 owned after | no price filed | $29.29 | 2015-02-03 |
| 2015-02-01 | GORE ALBERT JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,300 −3,325 as filed 0 owned after | no price filed | $29.29 | 2015-02-03 |
| 2015-02-01 | IGER ROBERT A Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,300 −3,325 as filed 0 owned after | no price filed | $29.29 | 2015-02-03 |
| 2015-02-01 | JUNG ANDREA Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,300 −3,325 as filed 0 owned after | no price filed | $29.29 | 2015-02-03 |
| 2015-02-01 | LEVINSON ARTHUR D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,300 −3,325 as filed 0 owned after | no price filed | $29.29 | 2015-02-03 |
| 2015-02-01 | SUGAR RONALD D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,300 −3,325 as filed 0 owned after | no price filed | $29.29 | 2015-02-03 |
| 2015-02-01 | WAGNER SUSAN Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,584 −1,646 as filed 0 owned after | no price filed | $29.29 | 2015-02-03 |
| 2015-01-30 holding as of filing | KONDO CHRIS Officer (Principal Accounting Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2015-01-30 | ||
| 2015-01-30 holding as of filing | KONDO CHRIS Officer (Principal Accounting Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2015-01-30 | ||
| 2015-01-30 holding as of filing | KONDO CHRIS Officer (Principal Accounting Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2015-01-30 | ||
| 2015-01-30 holding as of filing | KONDO CHRIS Officer (Principal Accounting Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2015-01-30 | ||
| 2015-01-30 holding as of filing | KONDO CHRIS Officer (Principal Accounting Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2015-01-30 |