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Apple Inc. (AAPL) Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2014

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Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 77 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2014-10-17: Reporting owner WILLIAMS JEFFREY E; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2014-10-17: Reporting owner WILLIAMS JEFFREY E; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2014-10-17: Reporting owner SEWELL D BRUCE; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2014-10-17: Reporting owner SEWELL D BRUCE; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2014-10-17WILLIAMS JEFFREY E
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+491,452
+122,863 as filed
491,452 owned after
$0.00$24.422014-10-21
2014-10-17WILLIAMS JEFFREY E
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+274,304
+68,576 as filed
274,304 owned after
$0.00$24.422014-10-21
2014-10-17SEWELL D BRUCE
Officer (SVP, Gen'l Counsel, Secretary)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)−491,452
−122,863 as filed
491,452 owned after
$0.00$24.422014-10-21
2014-10-17SEWELL D BRUCE
Officer (SVP, Gen'l Counsel, Secretary)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)−274,304
−68,576 as filed
274,304 owned after
$0.00$24.422014-10-21
2014-10-17SCHILLER PHILIP W
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+491,452
+122,863 as filed
491,452 owned after
$0.00$24.422014-10-21
2014-10-17SCHILLER PHILIP W
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+274,304
+68,576 as filed
274,304 owned after
$0.00$24.422014-10-21
2014-10-17Riccio Daniel J.
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+491,452
+122,863 as filed
491,452 owned after
$0.00$24.422014-10-21
2014-10-17Riccio Daniel J.
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+274,304
+68,576 as filed
274,304 owned after
$0.00$24.422014-10-21
2014-10-17Maestri Luca
Officer (Senior Vice President, CFO)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+491,452
+122,863 as filed
491,452 owned after
$0.00$24.422014-10-21
2014-10-17Maestri Luca
Officer (Senior Vice President, CFO)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+274,304
+68,576 as filed
274,304 owned after
$0.00$24.422014-10-21
2014-10-17FEDERIGHI CRAIG
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+491,452
+122,863 as filed
491,452 owned after
$0.00$24.422014-10-21
2014-10-17FEDERIGHI CRAIG
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+274,304
+68,576 as filed
274,304 owned after
$0.00$24.422014-10-21
2014-10-17Cue Eduardo H
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+491,452
+122,863 as filed
491,452 owned after
$0.00$24.422014-10-21
2014-10-17Cue Eduardo H
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+274,304
+68,576 as filed
274,304 owned after
$0.00$24.422014-10-21
2014-10-17AHRENDTS ANGELA J
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+491,452
+122,863 as filed
491,452 owned after
$0.00$24.422014-10-21
2014-10-17AHRENDTS ANGELA J
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+274,304
+68,576 as filed
274,304 owned after
$0.00$24.422014-10-21
2014-10-15Maestri Luca
Officer (Senior Vice President, CFO)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−50,232
−12,558 as filed
301,392 owned after
no price filed$24.392014-10-17
2014-10-15Riccio Daniel J.
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−52,500
−13,125 as filed
0 owned after
no price filed$24.392014-10-17
2014-10-15Riccio Daniel J.
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−70,000
−17,500 as filed
140,000 owned after
no price filed$24.392014-10-17
2014-10-15FEDERIGHI CRAIG
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−35,000
−8,750 as filed
0 owned after
no price filed$24.392014-10-17
2014-09-21COOK TIMOTHY D
Director, Officer (Chief Executive Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,500,000
−875,000 as filed
0 owned after
no price filed$25.242014-09-23
2014-09-21SEWELL D BRUCE
Officer (SVP, Gen'l Counsel, Secretary)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,800,000
−700,000 as filed
0 owned after
no price filed$25.242014-09-23
2014-09-21Cue Eduardo H
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,400,000
−350,000 as filed
0 owned after
no price filed$25.242014-09-23
2014-09-21Cue Eduardo H
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−700,000
−175,000 as filed
2,100,000 owned after
no price filed$25.242014-09-23
2014-09-21WILLIAMS JEFFREY E
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,800,000
−700,000 as filed
0 owned after
no price filed$25.242014-09-23
2014-09-21SCHILLER PHILIP W
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,800,000
−700,000 as filed
0 owned after
no price filed$25.242014-09-23
2014-09-15FEDERIGHI CRAIG
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−175,000
−43,750 as filed
350,000 owned after
no price filed$25.412014-09-17
2014-09-04Maestri Luca
Officer (Senior Vice President, CFO)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−133,320
−33,330 as filed
666,584 owned after
no price filed$24.532014-09-08
2014-08-24COOK TIMOTHY D
Director, Officer (Chief Executive Officer)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,240,000
−560,000 as filed
21,280,000 owned after
no price filed$25.332014-08-26
2014-07-15WAGNER SUSAN
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,584
+1,646 as filed
6,584 owned after
$0.00$23.832014-07-17
2014-06-01AHRENDTS ANGELA J
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−455,392
−16,264 as filed
1,296,148 owned after
no price filed$22.612014-06-03
2014-05-29Maestri Luca
Officer (Senior Vice President, CFO)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+114,604
+4,093 as filed
114,604 owned after
$0.00$22.692014-05-30
2014-05-29Maestri Luca
Officer (Senior Vice President, CFO)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+31,836
+1,137 as filed
31,836 owned after
$0.00$22.692014-05-30
2014-05-29Maestri Luca
Officer (Senior Vice President, CFO)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+30,996
+1,107 as filed
30,996 owned after
$0.00$22.692014-05-30
2014-05-01AHRENDTS ANGELA J
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,751,540
+62,555 as filed
1,751,540 owned after
$0.00$21.122014-05-05
2014-05-01AHRENDTS ANGELA J
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+937,328
+33,476 as filed
937,328 owned after
$0.00$21.122014-05-05
2014-05-01AHRENDTS ANGELA J
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+162,876
+5,817 as filed
162,876 owned after
$0.00$21.122014-05-05
2014-05-01AHRENDTS ANGELA J
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+160,692
+5,739 as filed
160,692 owned after
$0.00$21.122014-05-05
2014-05-01AHRENDTS ANGELA J
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+160,916
+5,747 as filed
160,916 owned after
$0.00$21.122014-05-05
2014-04-15FEDERIGHI CRAIG
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−35,000
−1,250 as filed
35,000 owned after
no price filed$18.502014-04-17
2014-04-15Maestri Luca
Officer (VP, Corporate Controller)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−50,232
−1,794 as filed
351,624 owned after
no price filed$18.502014-04-17
2014-04-15Riccio Daniel J.
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−52,500
−1,875 as filed
52,500 owned after
no price filed$18.502014-04-17
2014-04-15Riccio Daniel J.
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−70,000
−2,500 as filed
210,000 owned after
no price filed$18.502014-04-17
2014-03-15FEDERIGHI CRAIG
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−175,000
−6,250 as filed
525,000 owned after
no price filed$18.742014-03-18
2014-03-04Maestri Luca
Officer (VP, Corporate Controller)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−133,308
−4,761 as filed
799,904 owned after
no price filed$18.972014-03-06
2014-03-03WILLIAMS JEFFREY E
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+636,664
+22,738 as filed
636,664 owned after
$0.00$18.852014-03-05
2014-03-03WILLIAMS JEFFREY E
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+185,528
+6,626 as filed
185,528 owned after
$0.00$18.852014-03-05
2014-03-03WILLIAMS JEFFREY E
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+179,648
+6,416 as filed
179,648 owned after
$0.00$18.852014-03-05
2014-03-03SEWELL D BRUCE
Officer (SVP, Gen'l Counsel, Secretary)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+636,664
+22,738 as filed
636,664 owned after
$0.00$18.852014-03-05
2014-03-03SEWELL D BRUCE
Officer (SVP, Gen'l Counsel, Secretary)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+185,528
+6,626 as filed
185,528 owned after
$0.00$18.852014-03-05
2014-03-03SEWELL D BRUCE
Officer (SVP, Gen'l Counsel, Secretary)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+179,648
+6,416 as filed
179,648 owned after
$0.00$18.852014-03-05
2014-03-03SCHILLER PHILIP W
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+636,664
+22,738 as filed
636,664 owned after
$0.00$18.852014-03-05
2014-03-03SCHILLER PHILIP W
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+185,528
+6,626 as filed
185,528 owned after
$0.00$18.852014-03-05
2014-03-03SCHILLER PHILIP W
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+179,648
+6,416 as filed
179,648 owned after
$0.00$18.852014-03-05
2014-03-03Riccio Daniel J.
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+636,664
+22,738 as filed
636,664 owned after
$0.00$18.852014-03-05
2014-03-03Riccio Daniel J.
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+185,528
+6,626 as filed
185,528 owned after
$0.00$18.852014-03-05
2014-03-03Riccio Daniel J.
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+179,648
+6,416 as filed
179,648 owned after
$0.00$18.852014-03-05
2014-03-03FEDERIGHI CRAIG
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+636,664
+22,738 as filed
636,664 owned after
$0.00$18.852014-03-05
2014-03-03FEDERIGHI CRAIG
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+185,528
+6,626 as filed
185,528 owned after
$0.00$18.852014-03-05
2014-03-03FEDERIGHI CRAIG
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+179,648
+6,416 as filed
179,648 owned after
$0.00$18.852014-03-05
2014-03-03Cue Eduardo H
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+636,664
+22,738 as filed
636,664 owned after
$0.00$18.852014-03-05
2014-03-03Cue Eduardo H
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+185,528
+6,626 as filed
185,528 owned after
$0.00$18.852014-03-05
2014-03-03Cue Eduardo H
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+179,648
+6,416 as filed
179,648 owned after
$0.00$18.852014-03-05
2014-02-28SUGAR RONALD D
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,300
+475 as filed
13,300 owned after
$0.00$18.792014-03-04
2014-02-28LEVINSON ARTHUR D
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,300
+475 as filed
13,300 owned after
$0.00$18.792014-03-04
2014-02-28JUNG ANDREA
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,300
+475 as filed
13,300 owned after
$0.00$18.792014-03-04
2014-02-28IGER ROBERT A
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,300
+475 as filed
13,300 owned after
$0.00$18.792014-03-04
2014-02-28GORE ALBERT JR
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,300
+475 as filed
13,300 owned after
$0.00$18.792014-03-04
2014-02-28DREXLER MILLARD S
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,300
+475 as filed
13,300 owned after
$0.00$18.792014-03-04
2014-02-28CAMPBELL WILLIAM V
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,300
+475 as filed
13,300 owned after
$0.00$18.792014-03-04
2014-02-01CAMPBELL WILLIAM V
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,736
−562 as filed
0 owned after
no price filed$17.882014-02-04
2014-02-01DREXLER MILLARD S
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,736
−562 as filed
0 owned after
no price filed$17.882014-02-04
2014-02-01GORE ALBERT JR
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,736
−562 as filed
0 owned after
no price filed$17.882014-02-04
2014-02-01IGER ROBERT A
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,736
−562 as filed
0 owned after
no price filed$17.882014-02-04
2014-02-01JUNG ANDREA
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,736
−562 as filed
0 owned after
no price filed$17.882014-02-04
2014-02-01LEVINSON ARTHUR D
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,736
−562 as filed
0 owned after
no price filed$17.882014-02-04
2014-02-01SUGAR RONALD D
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,736
−562 as filed
0 owned after
no price filed$17.882014-02-04