Apple Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-17: Reporting owner Fadell Anthony; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-12: Reporting owner Fadell Anthony; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-01: Reporting owner COOPERMAN DANIEL; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-18: Reporting owner Fadell Anthony; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-17 | Fadell Anthony Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,400,000 +50,000 as filed 1,400,000 owned after | $0.00 | $6.59 | 2007-12-19 |
| 2007-12-12 | Fadell Anthony Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Indirect · By Wife | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 840,000 owned after | no price filed | $6.82 | 2007-12-14 |
| 2007-11-01 | COOPERMAN DANIEL Officer (SVP, Gen'l Counsel, Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,724,000 +133,000 as filed 3,724,000 owned after | $0.00 | $6.69 | 2007-11-01 |
| 2007-10-18 | Fadell Anthony Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Indirect · By Wife | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700,000 +25,000 as filed 700,000 owned after | $0.00 | $6.20 | 2007-11-15 |
| 2007-08-30 | Fadell Anthony Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,000 −5,000 as filed 280,000 owned after | no price filed | $4.87 | 2007-09-04 |