Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-10-28: Reporting owner JOHNSON RONALD B; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-10-21: Reporting owner MANSFIELD ROBERT J; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-07-19: Reporting owner WILLIAMS JEFFREY E; Form 3; Security Employee Stock Option; Transaction Holding.
- 2010-06-08: Reporting owner LEVINSON ARTHUR D; Form 4; Security Director Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-10-28 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200,000 −150,000 as filed 0 owned after | $0.42 $11.73 as filed | $10.90 | 2010-10-29 |
| 2010-10-21 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,120,000 −40,000 as filed 840,000 owned after | $1.31 $36.54 as filed exercise price | $11.05 | 2010-10-25 |
| 2010-07-19 holding as of filing | WILLIAMS JEFFREY E Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $1.66 $46.57 as filed exercise price | 2010-07-19 | ||
| 2010-06-08 | LEVINSON ARTHUR D Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840,000 −30,000 as filed 0 owned after | $0.84 $23.53 as filed exercise price | $8.90 | 2010-06-10 |
| 2010-05-04 | LEVINSON ARTHUR D Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840,000 −30,000 as filed 840,000 owned after | $0.84 $23.53 as filed exercise price | $9.24 | 2010-05-06 |
| 2010-04-23 | Forstall Scott J Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −131,236 −4,687 as filed 0 owned after | $1.66 $46.57 as filed exercise price | $9.67 | 2010-04-27 |
| 2010-02-25 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +156,492 +5,589 as filed 156,492 owned after | $7.21 $202.00 as filed exercise price | $7.21 | 2010-02-26 |
| 2010-02-25 | GORE ALBERT JR Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +263,116 +9,397 as filed 263,116 owned after | $7.21 $202.00 as filed exercise price | $7.21 | 2010-02-26 |
| 2010-02-25 | DREXLER MILLARD S Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +211,736 +7,562 as filed 211,736 owned after | $7.21 $202.00 as filed exercise price | $7.21 | 2010-02-26 |
| 2010-02-25 | LEVINSON ARTHUR D Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +149,576 +5,342 as filed 149,576 owned after | $7.21 $202.00 as filed exercise price | $7.21 | 2010-02-26 |
| 2010-02-25 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +156,492 +5,589 as filed 156,492 owned after | $7.21 $202.00 as filed exercise price | $7.21 | 2010-02-26 |