Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-31: Reporting owner DREXLER MILLARD S; Form 4; Security Director Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-08-28: Reporting owner DREXLER MILLARD S; Form 4; Security Director Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-08-14: Reporting owner LEVINSON ARTHUR D; Form 4; Security Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-08-11: Reporting owner Fadell Anthony; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-31 | DREXLER MILLARD S Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840,000 −30,000 as filed 1,680,000 owned after | $0.37 $10.38 as filed exercise price | $3.84 | 2008-11-04 |
| 2008-08-28 | DREXLER MILLARD S Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840,000 −30,000 as filed 2,520,000 owned after | $0.37 $10.38 as filed exercise price | $6.21 | 2008-09-02 |
| 2008-08-14 | LEVINSON ARTHUR D Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $6.40 $179.32 as filed exercise price | $6.40 | 2008-08-19 |
| 2008-08-11 | Fadell Anthony Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,002,000 −71,500 as filed 2,800,000 owned after | $0.50 $14.03 as filed exercise price | $6.20 | 2008-08-13 |
| 2008-08-05 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $5.74 $160.64 as filed exercise price | $5.74 | 2008-08-07 |
| 2008-08-05 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $5.74 $160.64 as filed exercise price | $5.74 | 2008-08-07 |
| 2008-08-01 | Forstall Scott J Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175,000 −6,250 as filed 0 owned after | $0.37 $10.23 as filed exercise price | $5.60 | 2008-08-05 |
| 2008-08-01 | Forstall Scott J Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −945,000 −33,750 as filed 1,029,000 owned after | $0.39 $10.90 as filed exercise price | $5.60 | 2008-08-05 |
| 2008-07-31 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −630,000 −22,500 as filed 0 owned after | $0.39 $10.90 as filed exercise price | $5.68 | 2008-08-04 |
| 2008-07-30 | Fadell Anthony Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Indirect · By Wife | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560,000 −20,000 as filed 0 owned after | $0.55 $15.48 as filed exercise price | $5.71 | 2008-08-01 |
| 2008-07-24 | Fadell Anthony Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −201,236 −7,187 as filed 0 owned after | $0.39 $10.90 as filed exercise price | $5.68 | 2008-07-28 |
| 2008-07-24 | Fadell Anthony Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Indirect · By Wife | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 −2,500 as filed 0 owned after | $0.39 $10.90 as filed exercise price | $5.68 | 2008-07-28 |
| 2008-07-24 | Fadell Anthony Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Indirect · By Wife | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,159,400 −148,550 as filed 560,000 owned after | $0.55 $15.48 as filed exercise price | $5.68 | 2008-07-28 |
| 2008-05-25 | DREXLER MILLARD S Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $6.47 $181.17 as filed exercise price | $6.47 | 2008-05-28 |
| 2008-03-25 | IVE JONATHAN P Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175,000 −6,250 as filed 525,000 owned after | $1.66 $46.57 as filed exercise price | $5.04 | 2008-03-27 |
| 2008-03-19 | GORE ALBERT JR Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $4.63 $129.67 as filed exercise price | $4.63 | 2008-03-21 |
| 2008-02-12 | Fadell Anthony Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700,000 −25,000 as filed 201,236 owned after | $0.39 $10.90 as filed exercise price | $4.46 | 2008-02-14 |
| 2008-01-28 | GORE ALBERT JR Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,200 −400 as filed 1,652,000 owned after | $0.27 $7.48 as filed exercise price | $4.64 | 2008-01-29 |
| 2008-01-25 | GORE ALBERT JR Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,800 −600 as filed 1,663,200 owned after | $0.27 $7.48 as filed exercise price | $4.64 | 2008-01-29 |
| 2008-01-14 holding as of filing | Forstall Scott J Officer (Vice President) | 3 | Employee Stock Options Derivative · Direct | Holding | $0.37 $10.23 as filed exercise price | 2008-01-14 | ||
| 2008-01-14 holding as of filing | Forstall Scott J Officer (Vice President) | 3 | Employee Stock Options Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2008-01-14 | ||
| 2008-01-14 holding as of filing | Forstall Scott J Officer (Vice President) | 3 | Employee Stock Options Derivative · Direct | Holding | $1.66 $46.57 as filed exercise price | 2008-01-14 | ||
| 2008-01-14 holding as of filing | MANSFIELD ROBERT J Officer (Vice President) | 3 | Employee Stock Options Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2008-01-14 | ||
| 2008-01-14 holding as of filing | MANSFIELD ROBERT J Officer (Vice President) | 3 | Employee Stock Options Derivative · Direct | Holding | $1.31 $36.54 as filed exercise price | 2008-01-14 | ||
| 2008-01-14 holding as of filing | IVE JONATHAN P Officer (Senior Vice President) | 3 | Employee Stock Options Derivative · Direct | Holding | $1.66 $46.57 as filed exercise price | 2008-01-14 | ||
| 2008-01-04 | JUNG ANDREA Director | 4 | Director Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +840,000 +30,000 as filed 840,000 owned after | $6.43 $180.05 as filed exercise price | $6.43 | 2008-01-08 |