Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-01: Reporting owner JOHNSON RONALD B; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-22: Reporting owner YORK JEROME B; Form 4; Security Director Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-22: Reporting owner YORK JEROME B; Form 4; Security Director Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-22: Reporting owner YORK JEROME B; Form 4; Security Director Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-01 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600,000 −200,000 as filed 0 owned after | $0.85 $23.72 as filed exercise price | $7.03 | 2009-12-03 |
| 2009-10-22 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560,000 −20,000 as filed 0 owned after | $0.56 $15.70 as filed exercise price | $7.33 | 2009-10-26 |
| 2009-10-22 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 0 owned after | $1.54 $42.99 as filed exercise price | $7.33 | 2009-10-26 |
| 2009-10-22 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 0 owned after | $2.44 $68.30 as filed exercise price | $7.33 | 2009-10-26 |
| 2009-10-22 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 0 owned after | $4.71 $131.85 as filed exercise price | $7.33 | 2009-10-26 |
| 2009-10-22 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560,000 −20,000 as filed 1,960,000 owned after | $1.31 $36.54 as filed exercise price | $7.33 | 2009-10-26 |
| 2009-08-27 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −280,000 −10,000 as filed 280,000 owned after | $0.35 $9.75 as filed exercise price | $6.05 | 2009-09-04 |
| 2009-08-27 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −280,000 −10,000 as filed 280,000 owned after | $0.25 $7.00 as filed exercise price | $6.05 | 2009-09-04 |
| 2009-08-27 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −280,000 −10,000 as filed 280,000 owned after | $0.36 $10.19 as filed exercise price | $6.05 | 2009-09-04 |
| 2009-08-27 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −280,000 −10,000 as filed 280,000 owned after | $0.56 $15.70 as filed exercise price | $6.05 | 2009-09-04 |
| 2009-08-27 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −140,000 −5,000 as filed 140,000 owned after | $1.54 $42.99 as filed exercise price | $6.05 | 2009-09-04 |
| 2009-08-27 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −140,000 −5,000 as filed 140,000 owned after | $2.44 $68.30 as filed exercise price | $6.05 | 2009-09-04 |
| 2009-08-27 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −140,000 −5,000 as filed 140,000 owned after | $4.71 $131.85 as filed exercise price | $6.05 | 2009-09-04 |
| 2009-08-27 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −140,000 −5,000 as filed 140,000 owned after | $5.74 $160.64 as filed exercise price | $6.05 | 2009-09-04 |
| 2009-08-14 | LEVINSON ARTHUR D Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $5.96 $166.78 as filed exercise price | $5.96 | 2009-08-18 |
| 2009-08-05 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $5.90 $165.11 as filed exercise price | $5.90 | 2009-08-07 |
| 2009-08-05 | YORK JEROME B Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $5.90 $165.11 as filed exercise price | $5.90 | 2009-08-07 |
| 2009-07-29 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,735,576 −204,842 as filed 5,600,000 owned after | $0.85 $23.72 as filed exercise price | $5.72 | 2009-07-30 |
| 2009-07-28 | JOHNSON RONALD B Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,264,424 −45,158 as filed 11,335,576 owned after | $0.85 $23.72 as filed exercise price | $5.71 | 2009-07-30 |
| 2009-07-24 | MANSFIELD ROBERT J Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,120,000 −40,000 as filed 2,520,000 owned after | $1.31 $36.54 as filed exercise price | $5.71 | 2009-07-28 |
| 2009-07-24 | Forstall Scott J Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,029,000 −36,750 as filed 0 owned after | $0.39 $10.90 as filed exercise price | $5.71 | 2009-07-28 |
| 2009-07-24 | Forstall Scott J Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,968,764 −70,313 as filed 131,236 owned after | $1.66 $46.57 as filed exercise price | $5.71 | 2009-07-28 |
| 2009-05-25 | DREXLER MILLARD S Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $4.38 $122.50 as filed exercise price | $4.85 | 2009-05-27 |
| 2009-05-06 | DREXLER MILLARD S Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,680,000 −60,000 as filed 0 owned after | $0.37 $10.38 as filed exercise price | $4.73 | 2009-05-08 |
| 2009-03-19 | GORE ALBERT JR Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 +10,000 as filed 280,000 owned after | $3.63 $101.62 as filed exercise price | $3.63 | 2009-03-23 |
| 2009-01-26 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −932,288 −33,296 as filed 0 owned after | $0.42 $11.84 as filed exercise price | $3.20 | 2009-01-28 |