Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-23: Reporting owner WILLIAMS JEFFREY E; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-01: Reporting owner WILLIAMS JEFFREY E; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-21: Reporting owner JUNG ANDREA; Form 4; Security Director Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-02: Reporting owner WILLIAMS JEFFREY E; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-23 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 −500 as filed 42,000 owned after | $1.66 $46.57 as filed exercise price | $14.40 | 2011-12-27 |
| 2011-12-01 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84,000 −3,000 as filed 56,000 owned after | $1.66 $46.57 as filed exercise price | $13.85 | 2011-12-02 |
| 2011-11-21 | JUNG ANDREA Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 560,000 owned after | $6.43 $180.05 as filed exercise price | $13.18 | 2011-11-22 |
| 2011-11-02 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 −500 as filed 140,000 owned after | $1.66 $46.57 as filed exercise price | $14.19 | 2011-11-03 |
| 2011-11-01 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84,000 −3,000 as filed 154,000 owned after | $1.66 $46.57 as filed exercise price | $14.16 | 2011-11-03 |
| 2011-10-11 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 −500 as filed 238,000 owned after | $1.66 $46.57 as filed exercise price | $14.30 | 2011-10-12 |
| 2011-10-03 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84,000 −3,000 as filed 252,000 owned after | $1.66 $46.57 as filed exercise price | $13.38 | 2011-10-04 |
| 2011-09-16 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,000 −1,000 as filed 336,000 owned after | $1.66 $46.57 as filed exercise price | $14.30 | 2011-09-19 |
| 2011-09-01 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84,000 −3,000 as filed 364,000 owned after | $1.66 $46.57 as filed exercise price | $13.61 | 2011-09-02 |
| 2011-08-01 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84,000 −3,000 as filed 448,000 owned after | $1.66 $46.57 as filed exercise price | $14.17 | 2011-08-02 |
| 2011-07-26 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,524 −983 as filed 532,000 owned after | $1.66 $46.57 as filed exercise price | $14.41 | 2011-07-27 |
| 2011-07-25 | CAMPBELL WILLIAM V Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −280,000 −10,000 as filed 0 owned after | $0.35 $9.75 as filed exercise price | $14.23 | 2011-07-27 |
| 2011-07-25 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,476 −2,017 as filed 559,524 owned after | $1.66 $46.57 as filed exercise price | $14.23 | 2011-07-27 |
| 2011-07-19 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −84,000 −3,000 as filed 616,000 owned after | $1.66 $46.57 as filed exercise price | $13.46 | 2011-07-20 |
| 2011-07-06 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 −500 as filed 700,000 owned after | $1.66 $46.57 as filed exercise price | $12.56 | 2011-07-07 |
| 2011-07-01 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,000 −2,000 as filed 714,000 owned after | $1.66 $46.57 as filed exercise price | $12.26 | 2011-07-05 |
| 2011-06-01 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 −2,500 as filed 770,000 owned after | $1.66 $46.57 as filed exercise price | $12.34 | 2011-06-02 |
| 2011-05-02 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 −2,500 as filed 840,000 owned after | $1.66 $46.57 as filed exercise price | $12.37 | 2011-05-04 |
| 2011-04-01 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 −2,500 as filed 910,000 owned after | $1.66 $46.57 as filed exercise price | $12.31 | 2011-04-04 |
| 2011-03-02 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 −500 as filed 980,000 owned after | $1.66 $46.57 as filed exercise price | $12.58 | 2011-03-03 |
| 2011-03-01 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,000 −2,000 as filed 994,000 owned after | $1.66 $46.57 as filed exercise price | $12.48 | 2011-03-03 |
| 2011-02-23 | JUNG ANDREA Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,360 +1,370 as filed 38,360 owned after | $12.24 $342.62 as filed exercise price | $12.24 | 2011-02-24 |
| 2011-02-07 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 −500 as filed 1,050,000 owned after | $1.66 $46.57 as filed exercise price | $12.57 | 2011-02-09 |
| 2011-02-01 | WILLIAMS JEFFREY E Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,000 −2,000 as filed 1,064,000 owned after | $1.66 $46.57 as filed exercise price | $12.32 | 2011-02-03 |