Apple Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 176 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-02-10: Reporting owner Fadell Anthony; Form 3; Security Employee Stock Option; Transaction Holding.
- 2006-02-10: Reporting owner Fadell Anthony; Form 3; Security Employee Stock Option; Transaction Holding.
- 2006-02-10: Reporting owner Fadell Anthony; Form 3; Security Employee Stock Option; Transaction Holding.
- 2006-02-10: Reporting owner Fadell Anthony; Form 3; Security Employee Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Indirect · By Wife | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Indirect · By Wife | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Indirect · By Wife | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Indirect · By Wife | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Indirect · By Wife | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Indirect · By Wife | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.43 $12.13 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.36 $10.20 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.31 $8.56 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.31 $8.56 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.31 $8.56 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.31 $8.56 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.39 $10.90 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $0.50 $14.03 as filed exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Fadell Anthony Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $1.66 $46.57 as filed exercise price | 2006-02-10 | ||
| 2006-02-01 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400,000 −300,000 as filed 22,400,000 owned after | $0.31 $8.66 as filed | $2.69 | 2006-02-03 |
| 2006-01-31 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −221,200 −7,900 as filed 0 owned after | $0.36 $10.20 as filed | $2.70 | 2006-02-01 |
| 2006-01-31 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,000 −12,500 as filed 1,750,000 owned after | $0.44 $12.30 as filed | $2.70 | 2006-02-01 |
| 2006-01-31 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −221,200 −7,900 as filed 0 owned after | $0.36 $10.20 as filed | $2.70 | 2006-02-01 |
| 2006-01-31 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −128,800 −4,600 as filed 0 owned after | $0.36 $10.20 as filed | $2.70 | 2006-02-01 |
| 2006-01-31 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,000 −12,500 as filed 0 owned after | $0.36 $10.20 as filed | $2.70 | 2006-02-01 |
| 2006-01-31 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −128,800 −4,600 as filed 0 owned after | $0.36 $10.20 as filed | $2.70 | 2006-02-01 |
| 2006-01-30 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −173,600 −6,200 as filed 1,050,000 owned after | $0.36 $10.20 as filed | $2.68 | 2006-02-01 |
| 2006-01-30 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,000 −12,500 as filed 1,050,000 owned after | $0.36 $10.20 as filed | $2.68 | 2006-02-01 |
| 2006-01-30 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −176,400 −6,300 as filed 1,050,000 owned after | $0.36 $10.20 as filed | $2.68 | 2006-02-01 |
| 2006-01-30 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −333,200 −11,900 as filed 0 owned after | $0.33 $9.25 as filed | $2.68 | 2006-02-01 |
| 2006-01-30 | SCHILLER PHILIP W Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −366,800 −13,100 as filed 0 owned after | $0.33 $9.25 as filed | $2.68 | 2006-02-01 |
| 2006-01-11 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −106,288 −3,796 as filed 596,288 owned after | $0.36 $10.20 as filed | $3.00 | 2006-01-12 |
| 2006-01-11 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −262,500 −9,375 as filed 596,288 owned after | $0.36 $10.20 as filed | $3.00 | 2006-01-12 |
| 2006-01-11 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −191,212 −6,829 as filed 596,288 owned after | $0.36 $10.20 as filed | $3.00 | 2006-01-12 |
| 2006-01-10 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −141,288 −5,046 as filed 596,288 owned after | $0.36 $10.20 as filed | $2.89 | 2006-01-12 |
| 2006-01-10 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −262,528 −9,376 as filed 596,288 owned after | $0.36 $10.20 as filed | $2.89 | 2006-01-12 |
| 2006-01-10 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −156,184 −5,578 as filed 596,288 owned after | $0.36 $10.20 as filed | $2.89 | 2006-01-12 |
| 2006-01-09 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −176,288 −6,296 as filed 1,716,288 owned after | $0.36 $10.20 as filed | $2.72 | 2006-01-10 |
| 2006-01-09 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −262,528 −9,376 as filed 1,716,288 owned after | $0.36 $10.20 as filed | $2.72 | 2006-01-10 |
| 2006-01-09 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −121,184 −4,328 as filed 1,716,288 owned after | $0.36 $10.20 as filed | $2.72 | 2006-01-10 |
| 2006-01-06 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −211,288 −7,546 as filed 1,716,288 owned after | $0.36 $10.20 as filed | $2.73 | 2006-01-10 |
| 2006-01-06 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −262,500 −9,375 as filed 1,716,288 owned after | $0.36 $10.20 as filed | $2.73 | 2006-01-10 |
| 2006-01-06 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,212 −3,079 as filed 1,716,288 owned after | $0.36 $10.20 as filed | $2.73 | 2006-01-10 |
| 2006-01-04 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −246,288 −8,796 as filed 2,836,288 owned after | $0.36 $10.20 as filed | $2.68 | 2006-01-06 |
| 2006-01-04 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −262,500 −9,375 as filed 2,836,288 owned after | $0.36 $10.20 as filed | $2.68 | 2006-01-06 |
| 2006-01-04 | SERLET BERTRAND Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,212 −1,829 as filed 2,836,288 owned after | $0.36 $10.20 as filed | $2.68 | 2006-01-06 |
| 2006-01-04 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,965,880 −70,210 as filed 0 owned after | $0.49 $13.81 as filed | $2.68 | 2006-01-05 |
| 2006-01-04 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −221,200 −7,900 as filed 0 owned after | $0.49 $13.81 as filed | $2.68 | 2006-01-05 |
| 2006-01-04 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,114,120 −39,790 as filed 0 owned after | $0.49 $13.81 as filed | $2.68 | 2006-01-05 |
| 2006-01-04 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −719,600 −25,700 as filed 0 owned after | $0.49 $13.81 as filed | $2.68 | 2006-01-05 |
| 2006-01-04 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,000 −12,500 as filed 0 owned after | $0.36 $10.20 as filed | $2.68 | 2006-01-05 |
| 2006-01-04 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,000 −12,500 as filed 350,000 owned after | $0.44 $12.30 as filed | $2.68 | 2006-01-05 |
| 2006-01-04 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350,000 −12,500 as filed 350,000 owned after | $0.44 $12.30 as filed | $2.68 | 2006-01-05 |
| 2006-01-04 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,200 −1,400 as filed 0 owned after | $0.49 $13.81 as filed | $2.68 | 2006-01-05 |
| 2006-01-03 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −420,000 −15,000 as filed 4,060,000 owned after | $0.49 $13.81 as filed | $2.67 | 2006-01-05 |
| 2006-01-03 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,080,000 −110,000 as filed 4,060,000 owned after | $0.49 $13.81 as filed | $2.67 | 2006-01-05 |
| 2006-01-03 | OPPENHEIMER PETER Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100,000 −75,000 as filed 4,060,000 owned after | $0.49 $13.81 as filed | $2.67 | 2006-01-05 |
| 2006-01-03 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600,000 −200,000 as filed 30,800,000 owned after | $0.31 $8.66 as filed | $2.67 | 2006-01-05 |
| 2006-01-03 | TEVANIAN AVADIS Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800,000 −100,000 as filed 30,800,000 owned after | $0.31 $8.66 as filed | $2.67 | 2006-01-05 |