4Front Ventures Corp. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-12-28: Reporting owner Kampian Peter; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-09-27: Reporting owner Frederick Nicole; Form 3; Security Stock Options (Right to Buy); Transaction Holding.
- 2023-09-27: Reporting owner Frederick Nicole; Form 3; Security Stock Options (Right to Buy); Transaction Holding.
- 2023-09-27: Reporting owner Frederick Nicole; Form 3; Security Stock Options (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-12-28 | Kampian Peter Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.11 exercise price | 2024-01-12 | |
| 2023-09-27 holding as of filing | Frederick Nicole Officer (See Remarks) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.17 exercise price | 2023-09-27 | ||
| 2023-09-27 holding as of filing | Frederick Nicole Officer (See Remarks) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.16 exercise price | 2023-09-27 | ||
| 2023-09-27 holding as of filing | Frederick Nicole Officer (See Remarks) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.13 exercise price | 2023-09-27 | ||
| 2023-09-01 | Frederick Nicole Officer (See Remarks) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.16 exercise price | 2023-09-27 | |
| 2023-07-24 | Adams Keith Edward Other (CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 2,000,000 owned after | $0.18 exercise price | 2023-07-28 | |
| 2023-06-30 | TKACHENKO ROMAN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,100,000 1,800,000 owned after | $0.15 exercise price | 2023-07-11 | |
| 2023-06-30 | Hunt Robert E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,050,000 1,050,000 owned after | $0.15 exercise price | 2023-07-11 | |
| 2023-06-23 | CHOWSCANO KARL Other (Consulting President) | 4 | Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500,000 5,000,000 owned after | $0.76 exercise price | 2023-06-30 | |
| 2023-06-23 | CHOWSCANO KARL Other (Consulting President) | 4 | Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000,000 5,000,000 owned after | $0.65 exercise price | 2023-06-30 | |
| 2023-06-23 | CHOWSCANO KARL Other (Consulting President) | 4 | Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,803,200 5,000,000 owned after | $0.46 exercise price | 2023-06-30 | |
| 2023-06-23 | CHOWSCANO KARL Other (Consulting President) | 4 | Stock Option (right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,303,200 10,303,200 owned after | $0.14 exercise price | 2023-06-30 | |
| 2023-06-23 | GONTMAKHER LEONID Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −700,000 0 owned after | $0.76 exercise price | 2023-06-30 | |
| 2023-06-23 | GONTMAKHER LEONID Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000,000 0 owned after | $0.58 exercise price | 2023-06-30 | |
| 2023-06-23 | GONTMAKHER LEONID Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,700,000 3,700,000 owned after | $0.14 exercise price | 2023-06-30 | |
| 2023-06-23 | DAILY DAVID RYAN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −600,000 0 owned after | $0.61 exercise price | 2023-06-30 | |
| 2023-06-23 | DAILY DAVID RYAN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $0.84 exercise price | 2023-06-30 | |
| 2023-06-23 | DAILY DAVID RYAN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $0.53 exercise price | 2023-06-30 | |
| 2023-06-23 | DAILY DAVID RYAN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200,000 1,200,000 owned after | $0.14 exercise price | 2023-06-30 | |
| 2023-06-23 | GULATI CHETAN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −600,000 0 owned after | $0.80 exercise price | 2023-06-30 | |
| 2023-06-23 | GULATI CHETAN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $1.23 exercise price | 2023-06-30 | |
| 2023-06-23 | GULATI CHETAN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $0.53 exercise price | 2023-06-30 | |
| 2023-06-23 | GULATI CHETAN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350,000 0 owned after | $0.53 exercise price | 2023-06-30 | |
| 2023-06-23 | GULATI CHETAN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,550,000 1,550,000 owned after | $0.14 exercise price | 2023-06-30 | |
| 2023-06-23 | THUT ANDREW Officer (Chief Investment Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 5,965,040 owned after | $0.76 exercise price | 2023-06-30 | |
| 2023-06-23 | THUT ANDREW Officer (Chief Investment Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 5,965,040 owned after | $0.65 exercise price | 2023-06-30 | |
| 2023-06-23 | THUT ANDREW Officer (Chief Investment Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000,000 5,965,040 owned after | $1.23 exercise price | 2023-06-30 | |
| 2023-06-23 | THUT ANDREW Officer (Chief Investment Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,045,600 5,965,040 owned after | $0.46 exercise price | 2023-06-30 | |
| 2023-06-23 | THUT ANDREW Officer (Chief Investment Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,045,600 14,011,040 owned after | $0.14 exercise price | 2023-06-30 | |
| 2023-06-23 | KRANE KRISTOPHER Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −750,000 3,329,840 owned after | $0.76 exercise price | 2023-06-30 | |
| 2023-06-23 | KRANE KRISTOPHER Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 3,329,840 owned after | $0.65 exercise price | 2023-06-30 | |
| 2023-06-23 | KRANE KRISTOPHER Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 4,329,840 owned after | $0.14 exercise price | 2023-06-30 | |
| 2023-05-29 | Adams Keith Edward Officer (CFO) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 2,000,000 owned after | $0.16 exercise price | 2023-06-02 | |
| 2023-05-26 | TKACHENKO ROMAN Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700,000 700,000 owned after | $0.17 exercise price | 2023-07-11 | |
| 2023-05-26 | TKACHENKO ROMAN Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 700,000 owned after | $0.71 exercise price | 2023-07-11 | |
| 2023-05-26 | TKACHENKO ROMAN Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −600,000 700,000 owned after | $0.80 exercise price | 2023-07-11 | |
| 2023-05-26 | TKACHENKO ROMAN Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 700,000 owned after | $0.70 exercise price | 2023-07-11 | |
| 2023-05-26 | Hunt Robert E Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +600,000 0 owned after | $0.68 exercise price | 2023-07-11 | |
| 2023-05-26 | Hunt Robert E Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +450,000 0 owned after | $0.53 exercise price | 2023-07-11 | |
| 2023-05-26 | TKACHENKO ROMAN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700,000 500,000 owned after | $0.16 exercise price | 2023-06-02 | |
| 2023-04-28 | KRANE KRISTOPHER Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 14,745,120 owned after | $0.17 exercise price | 2023-05-09 | |
| 2023-04-21 | CHOWSCANO KARL Other (Consultant) | 4 | Stock Option (right to buy) Derivative · Indirect · By Philomena Investments, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 10,303,200 owned after | $0.17 exercise price | 2023-04-27 | |
| 2023-04-18 | THUT ANDREW Officer (Chief Investment Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 14,011,040 owned after | $0.17 exercise price | 2023-04-27 |