4Front Ventures Corp. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-10-19: Reporting owner GULATI CHETAN; Form 4; Security Convertible Promissory Notes; Transaction J Other acquisition or disposition (describe transaction).
- 2021-10-06: Reporting owner GULATI CHETAN; Form 4; Security 6% Unsecured Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-10-06: Reporting owner GULATI CHETAN; Form 4; Security 6% Unsecured Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-04-13: Reporting owner GULATI CHETAN; Form 4; Security 3% Unsecured Convertible Note; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-10-19 | GULATI CHETAN Director | 4 | Convertible Promissory Notes Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | +46,086,956 48,194,267 owned after | $0.23 | 2023-10-30 | |
| 2021-10-06 | GULATI CHETAN Director | 4 | 6% Unsecured Convertible Note Derivative · Indirect · Navy Capital Green Fund, LP | P Open market or private purchase of non-derivative or derivative security | +972,000 972,000 owned after | $942,840.00 | 2021-10-08 | |
| 2021-10-06 | GULATI CHETAN Director | 4 | 6% Unsecured Convertible Note Derivative · Indirect · Navy Capital Green Co-Invest Fund, LLC | P Open market or private purchase of non-derivative or derivative security | +9,028,000 9,028,000 owned after | $8,757,160.00 | 2021-10-08 | |
| 2021-04-13 | GULATI CHETAN Director | 4 | 3% Unsecured Convertible Note Derivative · Indirect · (m) | C Conversion of derivative security | −6,642,074 0 owned after | $0.46 exercise price | 2021-04-22 | |
| 2021-04-13 | GULATI CHETAN Director | 4 | 3% Unsecured Convertible Note Derivative · Indirect · (m) | C Conversion of derivative security | −300,000 0 owned after | $0.46 exercise price | 2021-04-22 | |
| 2021-01-15 holding as of filing | Director | 3/A | 3% Unsecured Convertible Note Derivative · Indirect · (m) | Holding | $0.46 exercise price | 2021-01-15 | ||
| 2021-01-15 holding as of filing | Director | 3/A | 5% Subordinated Secured Convertible Note Derivative · Indirect · (m) | Holding | $0.25 exercise price | 2021-01-15 | ||
| 2021-01-15 holding as of filing | Director | 3/A | 3% Unsecured Convertible Note Derivative · Indirect · (m) | Holding | $0.46 exercise price | 2021-01-15 | ||
| 2021-01-13 | GULATI CHETAN Director | 4 | 5% Subordinated Secured Convertible Note Derivative · Indirect · Navy Capital Green Fund, LP | C Conversion of derivative security | 0 owned after | $0.25 exercise price | 2021-01-15 |