4Front Ventures Corp. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-06-23: Reporting owner LENTZSCH KATHI P; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-03-18: Reporting owner GULATI CHETAN; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-03-18: Reporting owner THUT ANDREW; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-03-18: Reporting owner FELTHAM JOSEPH R; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-06-23 | LENTZSCH KATHI P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 850,000 owned after | $1.27 exercise price | 2021-07-06 | |
| 2021-03-18 | GULATI CHETAN Director | 4 | Stock Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.30 exercise price | 2021-04-22 | |
| 2021-03-18 | THUT ANDREW Officer (Chief Investment Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 5,120,396 owned after | $1.13 exercise price | 2021-04-21 | |
| 2021-03-18 | FELTHAM JOSEPH R Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $1.13 exercise price | 2021-04-21 | |
| 2021-01-15 holding as of filing | Director | 3/A | Stock Option Derivative · Direct · (m) | Holding | $0.83 exercise price | 2021-01-15 | ||
| 2021-01-08 holding as of filing | Dorsey Nicolle Officer (Chief Financial Officer) | 3/A | Stock Option Derivative · Direct | Holding | $0.63 exercise price | 2021-01-08 | ||
| 2021-01-06 holding as of filing | LENTZSCH KATHI P Director | 3 | Stock Option Derivative · Direct | Holding | $0.63 exercise price | 2021-01-06 | ||
| 2021-01-06 holding as of filing | LENTZSCH KATHI P Director | 3 | Stock Option Derivative · Direct | Holding | $0.87 exercise price | 2021-01-06 | ||
| 2021-01-04 holding as of filing | GULATI CHETAN Director | 3 | Stock Option Derivative · Direct · (m) | Holding | $0.83 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | TKACHENKO ROMAN Director | 3 | Stock Option Derivative · Direct | Holding | $0.79 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | TKACHENKO ROMAN Director | 3 | Stock Option Derivative · Direct | Holding | $0.74 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | TKACHENKO ROMAN Director | 3 | Stock Option Derivative · Direct | Holding | $0.83 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Director | 3 | Stock Option Derivative · Direct | Holding | $0.79 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Director | 3 | Stock Option Derivative · Direct | Holding | $0.08 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Director | 3 | Stock Option Derivative · Direct | Holding | $0.87 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Rey Eric J. Director | 3 | Stock Option Derivative · Direct | Holding | $0.63 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Rey Eric J. Director | 3 | Stock Option Derivative · Direct | Holding | $0.87 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | THUT ANDREW Officer (Chief Investment Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.79 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | THUT ANDREW Officer (Chief Investment Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.08 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | THUT ANDREW Officer (Chief Investment Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.68 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | GONTMAKHER LEONID Director, Officer (Chief Executive Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.79 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | GONTMAKHER LEONID Director, Officer (Chief Executive Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.79 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | GONTMAKHER LEONID Director, Officer (Chief Executive Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.60 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | KRANE KRISTOPHER Officer (President, Advocacy) | 3 | Stock Option Derivative · Direct | Holding | $0.79 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | KRANE KRISTOPHER Officer (President, Advocacy) | 3 | Stock Option Derivative · Direct | Holding | $0.08 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | KRANE KRISTOPHER Officer (President, Advocacy) | 3 | Stock Option Derivative · Direct | Holding | $0.68 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | FELTHAM JOSEPH R Officer (COO) | 3 | Stock Option Derivative · Direct | Holding | $0.63 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | FELTHAM JOSEPH R Officer (COO) | 3 | Stock Option Derivative · Direct | Holding | $0.08 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | FELTHAM JOSEPH R Officer (COO) | 3 | Stock Option Derivative · Direct | Holding | $0.68 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Dorsey Nicolle Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.63 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | Dorsey Nicolle Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $0.68 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | DAILY DAVID RYAN Director | 3 | Stock Option Derivative · Direct | Holding | $0.63 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | DAILY DAVID RYAN Director | 3 | Stock Option Derivative · Direct | Holding | $0.87 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | CHOWSCANO KARL Other (Services through Philomena Inv) | 3 | Stock Option Derivative · Direct | Holding | $0.79 exercise price | 2021-01-04 | ||
| 2021-01-04 holding as of filing | CHOWSCANO KARL Other (Services through Philomena Inv) | 3 | Stock Option Derivative · Direct | Holding | $0.68 exercise price | 2021-01-04 |