4Front Ventures Corp. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-12-05: Reporting owner DAILY DAVID RYAN; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-12-05: Reporting owner TKACHENKO ROMAN; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-12-05: Reporting owner Hunt Robert E; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-12-05: Reporting owner GULATI CHETAN; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-12-05 | DAILY DAVID RYAN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 1,200,000 owned after | $0.52 exercise price | 2022-12-09 | |
| 2022-12-05 | TKACHENKO ROMAN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 1,900,000 owned after | $0.52 exercise price | 2022-12-09 | |
| 2022-12-05 | Hunt Robert E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −450,000 1,050,000 owned after | $0.52 exercise price | 2022-12-09 | |
| 2022-12-05 | GULATI CHETAN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 1,750,000 owned after | $0.52 exercise price | 2022-12-09 | |
| 2022-12-05 | GULATI CHETAN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 2,150,000 owned after | $0.52 exercise price | 2022-12-09 | |
| 2022-12-05 | CHOWSCANO KARL Other (Consultant) | 4 | Stock Option (right to buy) Derivative · Indirect · By Philomena Investments, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 10,303,200 owned after | $0.52 exercise price | 2022-12-09 | |
| 2022-12-05 | Patel Amit Ramanlal Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 800,000 owned after | $0.52 exercise price | 2022-12-09 | |
| 2022-11-22 | Adams Keith Edward Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 2,000,000 owned after | $0.45 exercise price | 2023-01-13 | |
| 2022-11-22 | THUT ANDREW Officer (Chief Investment Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 14,011,040 owned after | $0.45 exercise price | 2023-01-13 | |
| 2022-11-16 | CHOWSCANO KARL Other (Consultant) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,803,200 5,303,200 owned after | $0.46 exercise price | 2022-11-18 | |
| 2022-11-16 | THUT ANDREW Officer (Chief Investment Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,045,600 10,011,040 owned after | $0.46 exercise price | 2022-11-18 | |
| 2022-08-03 | LENTZSCH KATHI P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 1,100,000 owned after | $0.59 exercise price | 2022-11-14 | |
| 2022-06-17 | Adams Keith Edward Officer (Chief Financial Officer) | 4/A | Stock Option (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $0.59 exercise price | 2022-11-14 | |
| 2022-06-17 | Adams Keith Edward Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250,000 1,250,000 owned after | $0.59 exercise price | 2022-07-07 | |
| 2022-04-27 | Hunt Robert E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.68 exercise price | 2023-07-11 |