4Front Ventures Corp. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-06-25: Reporting owner LI LENDING, LLC; Form 3; Security 2024 Warrant; Transaction Holding.
- 2024-06-25: Reporting owner LI LENDING, LLC; Form 3; Security 2023 Warrant; Transaction Holding.
- 2022-04-13: Reporting owner GULATI CHETAN; Form 4/A; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2022-04-13: Reporting owner GULATI CHETAN; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-06-25 holding as of filing | LI LENDING, LLC 10% Owner | 3 | 2024 Warrant Derivative · Direct | Holding | $0.11 exercise price | 2024-06-25 | ||
| 2024-06-25 holding as of filing | LI LENDING, LLC 10% Owner | 3 | 2023 Warrant Derivative · Direct | Holding | $0.17 exercise price | 2024-06-25 | ||
| 2022-04-13 | GULATI CHETAN Director | 4/A | Warrant Derivative · Indirect · Navy Capital Green Fund, LP | J Other acquisition or disposition (describe transaction) | +2,107,311 2,107,311 owned after | $1.00 exercise price | 2022-06-08 | |
| 2022-04-13 | GULATI CHETAN Director | 4 | Warrant Derivative · Indirect · Navy Capital Green Fund, LP | P Open market or private purchase of non-derivative or derivative security | +2,107,311 2,107,311 owned after | $1.00 exercise price | 2022-06-07 | |
| 2021-01-15 holding as of filing | Director | 3/A | Warrants Derivative · Indirect · (m) | Holding | $0.71 exercise price | 2021-01-15 | ||
| 2021-01-04 holding as of filing | GULATI CHETAN Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $0.71 exercise price | 2021-01-04 |