UBS AG current holdings: USA Preferred Shares
UBS AG reported $0.13 billion in preferred shares (listed in the US), 37 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are PFF, POWERSHARES ETF TRUST, POWERSHARES GLOBAL ETF TRUST.
- PFF: Country of operation —; Class U.S. PFD STK ETF; Shares 2,134,507; Value $84,356,000.
- POWERSHARES ETF TRUST: Country of operation —; Class FINL PFD PTFL; Shares 853,012; Value $15,363,000.
- POWERSHARES GLOBAL ETF TRUST: Country of operation —; Class AGG PFD PORT; Shares 958,853; Value $13,866,000.
- BARCLAYS BANK PLC: Country of operation —; Class ADS7.75%PFD S4; Shares 180,540; Value $4,668,000.
Form 13F-HR as filed (SEC CIK 1114446): quarter ended 2014-09-30, filed 2014-11-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|
PFF
ISHARES | | U.S. PFD STK ETF | 2,134,507 | $84,356,000 | 2014-09-30 | 2014-11-12 |
|---|
POWERSHARES ETF TRUST
CUSIP 73935X229 | | FINL PFD PTFL | 853,012 | $15,363,000 | 2014-09-30 | 2014-11-12 |
|---|
POWERSHARES GLOBAL ETF TRUST
CUSIP 73936T565 | | AGG PFD PORT | 958,853 | $13,866,000 | 2014-09-30 | 2014-11-12 |
|---|
BARCLAYS BANK PLC
CUSIP 06739H511 | | ADS7.75%PFD S4 | 180,540 | $4,668,000 | 2014-09-30 | 2014-11-12 |
|---|
FPE
FIRST TR EXCHANGE-TRADED FD | | PFD SECS INC ETF | 111,651 | $2,106,000 | 2014-09-30 | 2014-11-12 |
|---|
BANK AMER CORP
CUSIP 060505682 | United States | 7.25%CNV PFD L | 1,550 | $1,777,000 | 2014-09-30 | 2014-11-12 |
|---|
WELLS FARGO & CO NEW
CUSIP 949746804 | United States | PERP PFD CNV A | 1,259 | $1,514,000 | 2014-09-30 | 2014-11-12 |
|---|
ISHARES TR
CUSIP 46429B135 | | INTL PFD STK ETF | 62,641 | $1,495,000 | 2014-09-30 | 2014-11-12 |
|---|
PSK
SPDR SERIES TRUST | | WELLS FG PFD ETF | 33,484 | $1,457,000 | 2014-09-30 | 2014-11-12 |
|---|
MARKET VECTORS ETF TR
CUSIP 57061R791 | | PFD SEC EXFINL | 34,390 | $704,000 | 2014-09-30 | 2014-11-12 |
|---|
EL PASO ENERGY CAP TR I
CUSIP 283678209 | United States | PFD CV TR SECS | 10,486 | $598,000 | 2014-09-30 | 2014-11-12 |
|---|
EQUITY COMWLTH
CUSIP 294628409 | | CUM PFD E 7.25% | 19,873 | $512,000 | 2014-09-30 | 2014-11-12 |
|---|
HUNTINGTON BANCSHARES INC
CUSIP 446150401 | | PFD CONV SER A | 316 | $419,000 | 2014-09-30 | 2014-11-12 |
|---|
CHESAPEAKE ENERGY CORP
CUSIP 165167842 | | PFD CONV | 4,004 | $384,000 | 2014-09-30 | 2014-11-12 |
|---|
AES TR III
CUSIP 00808N202 | | PFD CV 6.75% | 7,096 | $364,000 | 2014-09-30 | 2014-11-12 |
|---|
ALERE INC
CUSIP 01449J204 | | PERP PFD CONV SE | 625 | $203,000 | 2014-09-30 | 2014-11-12 |
|---|
CINCINNATI BELL INC NEW
CUSIP 171871403 | | PFD CV DEP1/20 | 4,131 | $198,000 | 2014-09-30 | 2014-11-12 |
|---|
OMNICARE CAP TR II
CUSIP 68214Q200 | | PFD B TR 4.00% | 1,492 | $114,000 | 2014-09-30 | 2014-11-12 |
|---|
KEYCORP NEW
CUSIP 493267405 | | PFD 7.75% SR A | 589 | $77,000 | 2014-09-30 | 2014-11-12 |
|---|
EQUITY COMWLTH
CUSIP 294628201 | United States | CUM PFD S D 6.5% | 2,671 | $64,000 | 2014-09-30 | 2014-11-12 |
|---|
WESTMORELAND COAL CO
CUSIP 960878304 | | PFD DP A CV1/4 | 978 | $63,000 | 2014-09-30 | 2014-11-12 |
|---|
RAMCO-GERSHENSON PPTYS TR
CUSIP 751452608 | | PERP PFD-D CV | 1,020 | $62,000 | 2014-09-30 | 2014-11-12 |
|---|
FELCOR LODGING TR INC
CUSIP 31430F200 | | PFD CV A $1.95 | 1,963 | $51,000 | 2014-09-30 | 2014-11-12 |
|---|
CROWN CASTLE INTL CORP
CUSIP 228227500 | | CNV PFD STK SR A | 414 | $44,000 | 2014-09-30 | 2014-11-12 |
|---|
U M H PROPERTIES INC
CUSIP 903002202 | | CV RED PFD-A | 1,626 | $43,000 | 2014-09-30 | 2014-11-12 |
|---|
ASHFORD HOSPITALITY TR INC
CUSIP 044103505 | | 9% CUM PFD SER E | 1,074 | $30,000 | 2014-09-30 | 2014-11-12 |
|---|
WEYERHAEUSER CO
CUSIP 962166872 | | PREF CONV SER A | 500 | $27,000 | 2014-09-30 | 2014-11-12 |
|---|
HECLA MNG CO
CUSIP 422704205 | | PFD CV SER B | 468 | $23,000 | 2014-09-30 | 2014-11-12 |
|---|
EMMIS COMMUNICATIONS CORP
CUSIP 291525202 | | PFD CV SER A | 1,501 | $22,000 | 2014-09-30 | 2014-11-12 |
|---|
EPRPRC
EPR PPTYS | United States | PFD C CNV 5.75% | 1,000 | $22,000 | 2014-09-30 | 2014-11-12 |
|---|
IRIDIUM COMMUNICATIONS INC
CUSIP 46269C409 | | PERP PFD CNV B | 63 | $21,000 | 2014-09-30 | 2014-11-12 |
|---|
GLOBAL X FDS
CUSIP 37950E481 | | GLB X CDA PFD | 952 | $12,000 | 2014-09-30 | 2014-11-12 |
|---|
NATIONAL HEALTHCARE CORP
CUSIP 635906209 | | PFD CONV SER A | 722 | $11,000 | 2014-09-30 | 2014-11-12 |
|---|
FX ENERGY INC
CUSIP 302695309 | | 9.25% PFD SER B | 268 | $7,000 | 2014-09-30 | 2014-11-12 |
|---|
HEALTH CARE REIT INC
CUSIP 42217K601 | | PFD PER CON I | 100 | $6,000 | 2014-09-30 | 2014-11-12 |
|---|
NAVISTAR INTL CORP
CUSIP 638901306 | | PFD SR D CONV | 326 | $3,000 | 2014-09-30 | 2014-11-12 |
|---|
EPRPRE
EPR PPTYS | United States | CONV PFD 9% SR E | 100 | $3,000 | 2014-09-30 | 2014-11-12 |
|---|
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