UBS AG current holdings: USA Warrants
UBS AG reported $0.03 billion in warrants (listed in the US), 52 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are GENERAL MTRS CO, JPMORGAN CHASE & CO, KINDER MORGAN INC DEL.
- GENERAL MTRS CO: Country of operation —; Class *W EXP 07/10/201; Shares 375,348; Value $8,400,000.
- JPMORGAN CHASE & CO: Country of operation —; Class *W EXP 10/28/201; Shares 331,981; Value $6,676,000.
- GENERAL MTRS CO: Country of operation —; Class *W EXP 07/10/201; Shares 343,322; Value $4,965,000.
- KINDER MORGAN INC DEL: Country of operation —; Class *W EXP 05/25/201; Shares 1,148,100; Value $4,180,000.
Form 13F-HR as filed (SEC CIK 1114446): quarter ended 2014-09-30, filed 2014-11-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|
GENERAL MTRS CO
CUSIP 37045V118 | | *W EXP 07/10/201 | 375,348 | $8,400,000 | 2014-09-30 | 2014-11-12 |
|---|
JPMORGAN CHASE & CO
CUSIP 46634E114 | | *W EXP 10/28/201 | 331,981 | $6,676,000 | 2014-09-30 | 2014-11-12 |
|---|
GENERAL MTRS CO
CUSIP 37045V126 | | *W EXP 07/10/201 | 343,322 | $4,965,000 | 2014-09-30 | 2014-11-12 |
|---|
KINDER MORGAN INC DEL
CUSIP 49456B119 | | *W EXP 05/25/201 | 1,148,100 | $4,180,000 | 2014-09-30 | 2014-11-12 |
|---|
AMERICAN INTL GROUP INC
CUSIP 026874156 | | *W EXP 01/19/202 | 87,047 | $2,072,000 | 2014-09-30 | 2014-11-12 |
|---|
PNC FINL SVCS GROUP INC
CUSIP 693475121 | | *W EXP 12/31/201 | 44,571 | $1,019,000 | 2014-09-30 | 2014-11-12 |
|---|
BANK AMER CORP
CUSIP 060505146 | | *W EXP 01/16/201 | 126,935 | $952,000 | 2014-09-30 | 2014-11-12 |
|---|
HARTFORD FINL SVCS GROUP INC
CUSIP 416515120 | | *W EXP 06/26/201 | 4,945 | $143,000 | 2014-09-30 | 2014-11-12 |
|---|
BANK AMER CORP
CUSIP 060505153 | | *W EXP 10/28/201 | 90,125 | $87,000 | 2014-09-30 | 2014-11-12 |
|---|
CITIGROUP INC
CUSIP 172967226 | | *W EXP 01/04/201 | 73,743 | $71,000 | 2014-09-30 | 2014-11-12 |
|---|
SEMGROUP CORP
CUSIP 81663A113 | | *W EXP 11/30/201 | 1,033 | $61,000 | 2014-09-30 | 2014-11-12 |
|---|
WELLS FARGO & CO NEW
CUSIP 949746119 | | *W EXP 10/28/201 | 2,738 | $55,000 | 2014-09-30 | 2014-11-12 |
|---|
TEXAS CAPITAL BANCSHARES INC
CUSIP 88224Q115 | | *W EXP 01/16/201 | 930 | $40,000 | 2014-09-30 | 2014-11-12 |
|---|
CAPITAL ONE FINL CORP
CUSIP 14040H139 | | *W EXP 11/14/201 | 685 | $27,000 | 2014-09-30 | 2014-11-12 |
|---|
TEJON RANCH CO
CUSIP 879080133 | | *W EXP 08/31/201 | 12,003 | $24,000 | 2014-09-30 | 2014-11-12 |
|---|
M & T BK CORP
CUSIP 55261F112 | | *W EXP 12/23/201 | 461 | $23,000 | 2014-09-30 | 2014-11-12 |
|---|
LINCOLN NATL CORP IND
CUSIP 534187117 | | *W EXP 07/10/201 | 506 | $23,000 | 2014-09-30 | 2014-11-12 |
|---|
COMERICA INC
CUSIP 200340115 | | *W EXP 11/14/201 | 912 | $19,000 | 2014-09-30 | 2014-11-12 |
|---|
DYNEGY INC NEW DEL
CUSIP 26817R116 | | *W EXP 10/02/201 | 3,882 | $16,000 | 2014-09-30 | 2014-11-12 |
|---|
EASTMAN KODAK CO
CUSIP 277461133 | | *W EXP 09/03/201 | 1,179 | $9,000 | 2014-09-30 | 2014-11-12 |
|---|
SUNTRUST BKS INC
CUSIP 867914129 | | *W EXP 12/31/201 | 967 | $9,000 | 2014-09-30 | 2014-11-12 |
|---|
CITIGROUP INC
CUSIP 172967234 | | *W EXP 10/28/201 | 200,000 | $7,000 | 2014-09-30 | 2014-11-12 |
|---|
EASTMAN KODAK CO
CUSIP 277461141 | | *W EXP 09/03/201 | 1,299 | $7,000 | 2014-09-30 | 2014-11-12 |
|---|
COEUR MNG INC
CUSIP 192108116 | | *W EXP 04/16/201 | 6,068 | $4,000 | 2014-09-30 | 2014-11-12 |
|---|
CRESUD SA COMERCIAL
CUSIP P3311R192 | | *W EXP 05/22/201 | 142,564 | $4,000 | 2014-09-30 | 2014-11-12 |
|---|
GALECTIN THERAPEUTICS INC
CUSIP 363225111 | | *W EXP 03/28/201 | 1,355 | $3,000 | 2014-09-30 | 2014-11-12 |
|---|
TROVAGENE INC
CUSIP 897238119 | | *W EXP 12/31/201 | 849 | $3,000 | 2014-09-30 | 2014-11-12 |
|---|
INTERCLOUD SYS INC
CUSIP 458488111 | | *W EXP 08/25/201 | 814 | $2,000 | 2014-09-30 | 2014-11-12 |
|---|
NXT ID INC
CUSIP 67091J123 | | *W EXP 02/09/201 | 2,155 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
REPROS THERAPEUTICS INC
CUSIP 76028H118 | | *W EXP 02/08/201 | 100 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
REPROS THERAPEUTICS INC
CUSIP 76028H126 | | *W EXP 02/08/201 | 255 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
VALLEY NATL BANCORP
CUSIP 919794123 | | *W EXP 06/30/201 | 12,226 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
CHANTICLEER HLDGS INC
CUSIP 15930P131 | | *W EXP 06/11/201 | 3,000 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
WEBSTER FINL CORP CONN
CUSIP 947890117 | | *W EXP 11/21/201 | 50 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
BIOAMBER INC
CUSIP 09072Q114 | | *W EXP 05/09/201 | 400 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
CORMEDIX INC
CUSIP 21900C118 | | *W EXP 03/24/201 | 2,828 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
GENERAL MTRS CO
CUSIP 37045V134 | | *W EXP 12/31/201 | 1,250 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
LGL GROUP INC
CUSIP 50186A116 | | *W EXP 08/06/201 | 16,501 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
VRINGO INC
CUSIP 92911N112 | | *W EXP 06/21/201 | 11,500 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
WASHINGTON FED INC
CUSIP 938824117 | | *W EXP 11/14/201 | 140 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
AMBAC FINL GROUP INC
CUSIP 023139116 | | *W EXP 04/30/202 | 102 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
SYNERGY PHARMACEUTICALS DEL
CUSIP 871639118 | | *W EXP 12/06/201 | 1,709 | $1,000 | 2014-09-30 | 2014-11-12 |
|---|
RIT TECHNOLOGIES LTD
CUSIP M8215Q128 | | *W EXP 12/01/201 | 300 | $0 | 2014-09-30 | 2014-11-12 |
|---|
ROI ACQUISITION CORP II
CUSIP 74966G119 | | *W EXP 09/17/201 | 300 | $0 | 2014-09-30 | 2014-11-12 |
|---|
RICEBRAN TECHNOLOGIES
CUSIP 762831113 | | *W EXP 12/18/201 | 98 | $0 | 2014-09-30 | 2014-11-12 |
|---|
XG TECHNOLOGY INC
CUSIP 98372A408 | | *W EXP 03/26/201 | 287 | $0 | 2014-09-30 | 2014-11-12 |
|---|
INDIA GLOBALIZATION CAP INC
CUSIP 45408X118 | | *W EXP 03/06/201 | 2,167 | $0 | 2014-09-30 | 2014-11-12 |
|---|
IRIDIUM COMMUNICATIONS INC
CUSIP 46269C128 | | *W EXP 02/14/201 | 400 | $0 | 2014-09-30 | 2014-11-12 |
|---|
MICRONET ENERTEC TECH INC
CUSIP 595117110 | | *W EXP 04/15/201 | 668 | $0 | 2014-09-30 | 2014-11-12 |
|---|
METHES ENERGIES INTL LTD
CUSIP 591517115 | | *W EXP 10/12/201 | 1,050 | $0 | 2014-09-30 | 2014-11-12 |
|---|
METHES ENERGIES INTL LTD
CUSIP 591517123 | | *W EXP 10/12/201 | 50 | $0 | 2014-09-30 | 2014-11-12 |
|---|
COLLABRIUM JAPAN ACQUISITN C
CUSIP G2266G110 | | *W EXP 04/01/201 | 1,661 | $0 | 2014-09-30 | 2014-11-12 |
|---|
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