UBS AG current holdings: USA Other Stocks
UBS AG reported $19.17 billion in shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), 2,408 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are UBS AG, GENERAL ELECTRIC CO, UNITED TECHNOLOGIES CORP.
- DREW INDS INC: Country of operation —; Class COM NEW; Shares 392; Value $16,000.
- GENVEC INC: Country of operation —; Class COM NEW; Shares 7,635; Value $16,000.
- LEADING BRANDS INC: Country of operation —; Class COM NEW; Shares 4,087; Value $16,000.
- LIONBRIDGE TECHNOLOGIES INC: Country of operation —; Class COM; Shares 3,583; Value $16,000.
Form 13F-HR as filed (SEC CIK 1114446): quarter ended 2014-09-30, filed 2014-11-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| DREW INDS INC CUSIP 26168L205 | COM NEW | 392 | $16,000 | 2014-09-30 | 2014-11-12 | |
| GENVEC INC CUSIP 37246C307 | COM NEW | 7,635 | $16,000 | 2014-09-30 | 2014-11-12 | |
| LEADING BRANDS INC CUSIP 52170U207 | COM NEW | 4,087 | $16,000 | 2014-09-30 | 2014-11-12 | |
| LIONBRIDGE TECHNOLOGIES INC CUSIP 536252109 | COM | 3,583 | $16,000 | 2014-09-30 | 2014-11-12 | |
| MOCON INC CUSIP 607494101 | COM | 1,073 | $16,000 | 2014-09-30 | 2014-11-12 | |
| AVIAT NETWORKS INC CUSIP 05366Y102 | COM | 8,863 | $16,000 | 2014-09-30 | 2014-11-12 | |
| BBX CAP CORP CUSIP 05540P100 | CL A PAR $0.01 | 908 | $16,000 | 2014-09-30 | 2014-11-12 | |
| EXTERRAN HLDGS INC CUSIP 30225X103 | COM | 350 | $16,000 | 2014-09-30 | 2014-11-12 | |
| SELECT BANCORP INC NEW CUSIP 81617L108 | COM | 1,928 | $15,000 | 2014-09-30 | 2014-11-12 | |
| SAPIENS INTL CORP N V CUSIP N7716A151 | SHS NEW | 2,087 | $15,000 | 2014-09-30 | 2014-11-12 | |
| PALATIN TECHNOLOGIES INC CUSIP 696077403 | COM PAR $ .01 | 16,165 | $15,000 | 2014-09-30 | 2014-11-12 | |
| PALMETTO BANCSHARES INC CUSIP 697062206 | COM NEW | 1,075 | $15,000 | 2014-09-30 | 2014-11-12 | |
| SIGMA DESIGNS INC CUSIP 826565103 | COM | 3,407 | $15,000 | 2014-09-30 | 2014-11-12 | |
| SPARK NETWORKS INC CUSIP 84651P100 | COM | 3,140 | $15,000 | 2014-09-30 | 2014-11-12 | |
| PATRIOT NATL BANCORP INC CUSIP 70336F104 | COM | 8,789 | $15,000 | 2014-09-30 | 2014-11-12 | |
| GTT COMMUNICATIONS INC CUSIP 362393100 | COM | 1,268 | $15,000 | 2014-09-30 | 2014-11-12 | |
| HANSEN MEDICAL INC CUSIP 411307101 | COM | 12,702 | $15,000 | 2014-09-30 | 2014-11-12 | |
| GLORI ENERGY INC CUSIP 379606106 | COM | 1,891 | $15,000 | 2014-09-30 | 2014-11-12 | |
| HOUSTON AMERN ENERGY CORP CUSIP 44183U100 | COM | 47,245 | $15,000 | 2014-09-30 | 2014-11-12 | |
| LAPORTE BANCORP INC MD CUSIP 516651106 | COM | 1,315 | $15,000 | 2014-09-30 | 2014-11-12 | |
| MONOTYPE IMAGING HOLDINGS IN CUSIP 61022P100 | COM | 528 | $15,000 | 2014-09-30 | 2014-11-12 | |
| MAINSOURCE FINANCIAL GP INC CUSIP 56062Y102 | COM | 856 | $15,000 | 2014-09-30 | 2014-11-12 | |
| QUIKSILVER INC CUSIP 74838C106 | COM | 8,810 | $15,000 | 2014-09-30 | 2014-11-12 | |
| A H BELO CORP CUSIP 001282102 | COM CL A | 1,459 | $15,000 | 2014-09-30 | 2014-11-12 | |
| APPLIED GENETIC TECHNOL CORP CUSIP 03820J100 | COM | 811 | $15,000 | 2014-09-30 | 2014-11-12 | |
| BLACK DIAMOND INC CUSIP 09202G101 | COM | 1,970 | $15,000 | 2014-09-30 | 2014-11-12 | |
| CHINA HGS REAL ESTATE INC CUSIP 16948W100 | COM | 2,994 | $15,000 | 2014-09-30 | 2014-11-12 | |
| GLOBAL TECH ADVANCED INNOVAT CUSIP G39320117 | SHS NEW | 2,661 | $15,000 | 2014-09-30 | 2014-11-12 | |
| LIBERTY INTERACTIVE CORP CUSIP 53071M872 | LBT VENT COM B | 393 | $15,000 | 2014-09-30 | 2014-11-12 | |
| MINCO GOLD CORPORATION CUSIP 60254D108 | COM | 37,891 | $15,000 | 2014-09-30 | 2014-11-12 | |
| ACASTI PHARMA INC CUSIP 00430K105 | CL A SHS | 19,457 | $15,000 | 2014-09-30 | 2014-11-12 | |
| DYNAMIC MATLS CORP CUSIP 267888105 | COM | 805 | $15,000 | 2014-09-30 | 2014-11-12 | |
| PC-TEL INC CUSIP 69325Q105 | COM | 1,865 | $14,000 | 2014-09-30 | 2014-11-12 | |
| OPOWER INC CUSIP 68375Y109 | COM | 739 | $14,000 | 2014-09-30 | 2014-11-12 | |
| SERVOTRONICS INC CUSIP 817732100 | United States | COM | 1,819 | $14,000 | 2014-09-30 | 2014-11-12 |
| ROYAL BANCSHARES PA INC CUSIP 780081105 | CL A | 8,292 | $14,000 | 2014-09-30 | 2014-11-12 | |
| SOUTHWEST GA FINL CORP CUSIP 84502A104 | COM | 1,033 | $14,000 | 2014-09-30 | 2014-11-12 | |
| HUDSON VALLEY HOLDING CORP CUSIP 444172100 | COM | 805 | $14,000 | 2014-09-30 | 2014-11-12 | |
| INVENTERGY GLOBAL INC CUSIP 46123X102 | COM | 7,542 | $14,000 | 2014-09-30 | 2014-11-12 | |
| INSIGNIA SYS INC CUSIP 45765Y105 | COM | 4,527 | $14,000 | 2014-09-30 | 2014-11-12 | |
| LUBYS INC CUSIP 549282101 | COM | 2,471 | $14,000 | 2014-09-30 | 2014-11-12 | |
| POSTROCK ENERGY CORP CUSIP 737525105 | COM | 12,284 | $14,000 | 2014-09-30 | 2014-11-12 | |
| AETRIUM INC CUSIP 00817R202 | COM NEW | 3,290 | $14,000 | 2014-09-30 | 2014-11-12 | |
| BDCA VENTURE INC CUSIP 05543L106 | COM | 2,584 | $14,000 | 2014-09-30 | 2014-11-12 | |
| CONATUS PHARMACEUTICALS INC CUSIP 20600T108 | COM | 2,344 | $14,000 | 2014-09-30 | 2014-11-12 | |
| CARDIOME PHARMA CORP CUSIP 14159U301 | COM NO PAR | 1,550 | $14,000 | 2014-09-30 | 2014-11-12 | |
| QUANTUM CORP CUSIP 747906204 | COM DSSG | 12,097 | $14,000 | 2014-09-30 | 2014-11-12 | |
| MOSYS INC CUSIP 619718109 | COM | 5,582 | $14,000 | 2014-09-30 | 2014-11-12 | |
| RAPTOR PHARMACEUTICAL CORP CUSIP 75382F106 | COM | 1,500 | $14,000 | 2014-09-30 | 2014-11-12 | |
| SYNTHESIS ENERGY SYS INC CUSIP 871628103 | COM | 12,068 | $14,000 | 2014-09-30 | 2014-11-12 | |
| CLEAN DIESEL TECHNOLOGIES IN CUSIP 18449C401 | COM PAR $.01 | 8,126 | $14,000 | 2014-09-30 | 2014-11-12 | |
| EXAR CORP CUSIP 300645108 | COM | 1,600 | $14,000 | 2014-09-30 | 2014-11-12 | |
| USMD HLDGS INC CUSIP 903313104 | COM | 1,447 | $13,000 | 2014-09-30 | 2014-11-12 | |
| ROSETTA GENOMICS LTD CUSIP M82183126 | SHS NEW NIS 0.6 | 3,750 | $13,000 | 2014-09-30 | 2014-11-12 | |
| PACIFIC SUNWEAR CALIF INC CUSIP 694873100 | COM | 7,035 | $13,000 | 2014-09-30 | 2014-11-12 | |
| COAST DISTR SYS CUSIP 190345108 | COM | 4,000 | $13,000 | 2014-09-30 | 2014-11-12 | |
| GYRODYNE CO AMER INC CUSIP 403820103 | COM | 2,685 | $13,000 | 2014-09-30 | 2014-11-12 | |
| GOLDEN ENTERPRISES INC CUSIP 381010107 | COM | 2,875 | $13,000 | 2014-09-30 | 2014-11-12 | |
| JACKSONVILLE BANCORP INC FLA CUSIP 469249205 | COM NEW | 1,208 | $13,000 | 2014-09-30 | 2014-11-12 | |
| INTELLIPHARMACEUTICS INTL IN CUSIP 458173101 | COM | 4,170 | $13,000 | 2014-09-30 | 2014-11-12 | |
| LNB BANCORP INC CUSIP 502100100 | COM | 960 | $13,000 | 2014-09-30 | 2014-11-12 | |
| NATIONAL SEC GROUP INC CUSIP 637546102 | COM | 1,047 | $13,000 | 2014-09-30 | 2014-11-12 | |
| VONAGE HLDGS CORP CUSIP 92886T201 | COM | 3,894 | $13,000 | 2014-09-30 | 2014-11-12 | |
| SUPPORT COM INC CUSIP 86858W101 | COM | 5,857 | $13,000 | 2014-09-30 | 2014-11-12 | |
| SUSSEX BANCORP CUSIP 869245100 | COM | 1,350 | $13,000 | 2014-09-30 | 2014-11-12 | |
| BIOTIME INC CUSIP 09066L105 | COM | 4,237 | $13,000 | 2014-09-30 | 2014-11-12 | |
| CANCER GENETICS INC CUSIP 13739U104 | COM | 1,400 | $13,000 | 2014-09-30 | 2014-11-12 | |
| EARTHSTONE ENERGY INC CUSIP 27032D205 | COM NEW | 450 | $13,000 | 2014-09-30 | 2014-11-12 | |
| ENGLOBAL CORP CUSIP 293306106 | COM | 6,010 | $13,000 | 2014-09-30 | 2014-11-12 | |
| FOAMIX PHARMACEUTICALS LTD CUSIP M46135105 | SHS | 2,405 | $13,000 | 2014-09-30 | 2014-11-12 | |
| MIDDLEBURG FINANCIAL CORP CUSIP 596094102 | COM | 710 | $13,000 | 2014-09-30 | 2014-11-12 | |
| YOU ON DEMAND HLDGS INC CUSIP 98741R207 | COM NEW | 6,077 | $13,000 | 2014-09-30 | 2014-11-12 | |
| OLD LINE BANCSHARES INC CUSIP 67984M100 | COM | 837 | $13,000 | 2014-09-30 | 2014-11-12 | |
| ATTUNITY LTD CUSIP M15332121 | SHS NEW | 1,685 | $13,000 | 2014-09-30 | 2014-11-12 | |
| CASTLE BRANDS INC CUSIP 148435100 | COM | 9,631 | $13,000 | 2014-09-30 | 2014-11-12 | |
| AEP INDS INC CUSIP 001031103 | COM | 335 | $13,000 | 2014-09-30 | 2014-11-12 | |
| ALCO STORES INC CUSIP 001600105 | COM | 6,480 | $13,000 | 2014-09-30 | 2014-11-12 | |
| BPZ RESOURCES INC CUSIP 055639108 | COM | 6,978 | $13,000 | 2014-09-30 | 2014-11-12 | |
| ERICKSON INC CUSIP 29482P100 | United States | COM | 1,005 | $13,000 | 2014-09-30 | 2014-11-12 |
| REGADO BIOSCIENCES INC CUSIP 75874Q107 | COM | 10,316 | $12,000 | 2014-09-30 | 2014-11-12 | |
| VERSAR INC CUSIP 925297103 | COM | 3,757 | $12,000 | 2014-09-30 | 2014-11-12 | |
| XENITH BANKSHARES INC CUSIP 98410X105 | COM | 1,831 | $12,000 | 2014-09-30 | 2014-11-12 | |
| ELDORADO RESORTS INC CUSIP 28470R102 | COM | 2,908 | $12,000 | 2014-09-30 | 2014-11-12 | |
| FIVE STAR QUALITY CARE INC CUSIP 33832D106 | COM | 3,254 | $12,000 | 2014-09-30 | 2014-11-12 | |
| GUARANTY BANCORP DEL CUSIP 40075T607 | COM NEW | 882 | $12,000 | 2014-09-30 | 2014-11-12 | |
| IGNYTA INC CUSIP 451731103 | COM | 1,493 | $12,000 | 2014-09-30 | 2014-11-12 | |
| INTEGRATED ELECTRICAL SVC CUSIP 45811E301 | COM | 1,495 | $12,000 | 2014-09-30 | 2014-11-12 | |
| WAVE SYSTEMS CORP CUSIP 943526400 | CL A PAR $0.01 | 11,052 | $12,000 | 2014-09-30 | 2014-11-12 | |
| ALLIQUA INC CUSIP 019621200 | COM NEW | 2,524 | $12,000 | 2014-09-30 | 2014-11-12 | |
| ASTA FDG INC CUSIP 046220109 | COM | 1,491 | $12,000 | 2014-09-30 | 2014-11-12 | |
| DORAL FINL CORP CUSIP 25811P852 | COM PAR 0.01 | 1,749 | $12,000 | 2014-09-30 | 2014-11-12 | |
| FIRST CTZNS BANC CORP CUSIP 319459202 | COM NO PAR | 1,161 | $12,000 | 2014-09-30 | 2014-11-12 | |
| FOREST OIL CORP CUSIP 346091705 | COM PAR $0.01 | 9,637 | $12,000 | 2014-09-30 | 2014-11-12 | |
| IMRIS INC CUSIP 45322N105 | COM | 20,098 | $12,000 | 2014-09-30 | 2014-11-12 | |
| GSI GROUP INC CDA NEW CUSIP 36191C205 | COM NEW | 1,026 | $12,000 | 2014-09-30 | 2014-11-12 | |
| NEONODE INC CUSIP 64051M402 | COM NEW | 5,703 | $12,000 | 2014-09-30 | 2014-11-12 | |
| SYNERGETICS USA INC CUSIP 87160G107 | COM | 3,379 | $12,000 | 2014-09-30 | 2014-11-12 | |
| ZAZA ENERGY CORP CUSIP 98919T407 | COM NEW | 3,204 | $12,000 | 2014-09-30 | 2014-11-12 | |
| BOVIE MEDICAL CORP CUSIP 10211F100 | COM | 3,000 | $12,000 | 2014-09-30 | 2014-11-12 | |
| VBI VACCINES INC CUSIP 91790E102 | COM | 3,428 | $11,000 | 2014-09-30 | 2014-11-12 |
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||