UBS AG current holdings: USA Other Stocks
UBS AG reported $19.17 billion in shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), 2,408 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are UBS AG, GENERAL ELECTRIC CO, UNITED TECHNOLOGIES CORP.
- PLATINUM UNDERWRITER HLDGS L: Country of operation —; Class COM; Shares 1,256; Value $76,000.
- IMMUNOMEDICS INC: Country of operation —; Class COM; Shares 20,450; Value $76,000.
- ROADRUNNER TRNSN SVCS HLDG I: Country of operation —; Class COM; Shares 3,277; Value $75,000.
- PEOPLES FED BANCSHARES INC: Country of operation —; Class COM; Shares 3,694; Value $74,000.
Form 13F-HR as filed (SEC CIK 1114446): quarter ended 2014-09-30, filed 2014-11-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| PLATINUM UNDERWRITER HLDGS L CUSIP G7127P100 | COM | 1,256 | $76,000 | 2014-09-30 | 2014-11-12 | |
| IMMUNOMEDICS INC CUSIP 452907108 | COM | 20,450 | $76,000 | 2014-09-30 | 2014-11-12 | |
| ROADRUNNER TRNSN SVCS HLDG I CUSIP 76973Q105 | COM | 3,277 | $75,000 | 2014-09-30 | 2014-11-12 | |
| PEOPLES FED BANCSHARES INC CUSIP 711037101 | COM | 3,694 | $74,000 | 2014-09-30 | 2014-11-12 | |
| BELLATRIX EXPLORATION LTD CUSIP 078314101 | COM | 11,992 | $74,000 | 2014-09-30 | 2014-11-12 | |
| NUVEEN NEW JERSEY MUN VALUE CUSIP 670702109 | COM | 5,142 | $73,000 | 2014-09-30 | 2014-11-12 | |
| PERICOM SEMICONDUCTOR CORP CUSIP 713831105 | COM | 7,500 | $73,000 | 2014-09-30 | 2014-11-12 | |
| BLACKROCK NY MUNICIPAL BOND CUSIP 09249P106 | COM | 5,316 | $73,000 | 2014-09-30 | 2014-11-12 | |
| PERION NETWORK LTD CUSIP M78673106 | SHS | 13,038 | $72,000 | 2014-09-30 | 2014-11-12 | |
| TESSCO TECHNOLOGIES INC CUSIP 872386107 | COM | 2,464 | $72,000 | 2014-09-30 | 2014-11-12 | |
| GOLD RESOURCE CORP CUSIP 38068T105 | United States | COM | 14,066 | $72,000 | 2014-09-30 | 2014-11-12 |
| MATTERSIGHT CORP CUSIP 577097108 | COM | 13,227 | $72,000 | 2014-09-30 | 2014-11-12 | |
| COMSTOCK RES INC CUSIP 205768203 | COM NEW | 3,872 | $72,000 | 2014-09-30 | 2014-11-12 | |
| COTT CORP QUE CUSIP 22163N106 | COM | 10,561 | $72,000 | 2014-09-30 | 2014-11-12 | |
| THERAVANCE INC CUSIP 88338T104 | COM | 4,132 | $71,000 | 2014-09-30 | 2014-11-12 | |
| EZCHIP SEMICONDUCTOR LIMITED CUSIP M4146Y108 | ORD | 2,957 | $71,000 | 2014-09-30 | 2014-11-12 | |
| PIONEER ENERGY SVCS CORP CUSIP 723664108 | COM | 5,102 | $71,000 | 2014-09-30 | 2014-11-12 | |
| ENSTAR GROUP LIMITED CUSIP G3075P101 | SHS | 527 | $71,000 | 2014-09-30 | 2014-11-12 | |
| CHICOPEE BANCORP INC CUSIP 168565109 | COM | 4,691 | $70,000 | 2014-09-30 | 2014-11-12 | |
| VASCO DATA SEC INTL INC CUSIP 92230Y104 | COM | 3,700 | $69,000 | 2014-09-30 | 2014-11-12 | |
| HUBBELL INC CUSIP 443510102 | CL A | 555 | $69,000 | 2014-09-30 | 2014-11-12 | |
| DELTIC TIMBER CORP CUSIP 247850100 | COM | 1,101 | $69,000 | 2014-09-30 | 2014-11-12 | |
| ADVENT CLAYMORE ENH GRW & IN CUSIP 00765E104 | COM | 7,240 | $69,000 | 2014-09-30 | 2014-11-12 | |
| DIGITAL RIV INC CUSIP 25388B104 | COM | 4,724 | $69,000 | 2014-09-30 | 2014-11-12 | |
| TRAVELCENTERS OF AMERICA LLC CUSIP 894174101 | COM | 6,809 | $68,000 | 2014-09-30 | 2014-11-12 | |
| ACTUA CORP CUSIP 005094107 | COM | 4,282 | $68,000 | 2014-09-30 | 2014-11-12 | |
| KEY TECHNOLOGY INC CUSIP 493143101 | COM | 5,125 | $68,000 | 2014-09-30 | 2014-11-12 | |
| JONES ENERGY INC CUSIP 48019R108 | COM CL A | 3,581 | $68,000 | 2014-09-30 | 2014-11-12 | |
| DIAMOND RESORTS INTL INC CUSIP 25272T104 | COM | 2,985 | $68,000 | 2014-09-30 | 2014-11-12 | |
| CONNS INC CUSIP 208242107 | United States | COM | 2,200 | $67,000 | 2014-09-30 | 2014-11-12 |
| SINCLAIR BROADCAST GROUP INC CUSIP 829226109 | CL A | 2,574 | $67,000 | 2014-09-30 | 2014-11-12 | |
| SUNSHINE HEART INC CUSIP 86782U106 | COM | 11,913 | $67,000 | 2014-09-30 | 2014-11-12 | |
| FBR & CO CUSIP 30247C400 | COM NEW | 2,406 | $66,000 | 2014-09-30 | 2014-11-12 | |
| FIRST MIDWEST BANCORP DEL CUSIP 320867104 | COM | 4,091 | $66,000 | 2014-09-30 | 2014-11-12 | |
| ION GEOPHYSICAL CORP CUSIP 462044108 | COM | 23,813 | $66,000 | 2014-09-30 | 2014-11-12 | |
| KCG HLDGS INC CUSIP 48244B100 | CL A | 6,505 | $66,000 | 2014-09-30 | 2014-11-12 | |
| CASTLIGHT HEALTH INC CUSIP 14862Q100 | CL B | 5,121 | $66,000 | 2014-09-30 | 2014-11-12 | |
| ALASKA COMMUNICATIONS SYS GR CUSIP 01167P101 | COM | 41,574 | $65,000 | 2014-09-30 | 2014-11-12 | |
| FRISCHS RESTAURANTS INC CUSIP 358748101 | COM | 2,304 | $65,000 | 2014-09-30 | 2014-11-12 | |
| LEXICON PHARMACEUTICALS INC CUSIP 528872104 | COM | 46,517 | $65,000 | 2014-09-30 | 2014-11-12 | |
| OVASCIENCE INC CUSIP 69014Q101 | COM | 3,909 | $64,000 | 2014-09-30 | 2014-11-12 | |
| ASHFORD HOSPITALITY PRIME IN CUSIP 044102101 | COM | 4,238 | $64,000 | 2014-09-30 | 2014-11-12 | |
| ASTORIA FINL CORP CUSIP 046265104 | COM | 5,175 | $64,000 | 2014-09-30 | 2014-11-12 | |
| GLOBAL POWER EQUIPMENT GRP I CUSIP 37941P306 | COM PAR $0.01 | 4,345 | $64,000 | 2014-09-30 | 2014-11-12 | |
| LIFEVANTAGE CORP CUSIP 53222K106 | COM | 56,081 | $64,000 | 2014-09-30 | 2014-11-12 | |
| ORTHOFIX INTL N V CUSIP N6748L102 | COM | 2,040 | $63,000 | 2014-09-30 | 2014-11-12 | |
| ANIXTER INTL INC CUSIP 035290105 | COM | 753 | $63,000 | 2014-09-30 | 2014-11-12 | |
| LORAL SPACE & COMMUNICATNS I CUSIP 543881106 | COM | 884 | $63,000 | 2014-09-30 | 2014-11-12 | |
| ACTIVE POWER INC CUSIP 00504W308 | COM NEW | 30,888 | $62,000 | 2014-09-30 | 2014-11-12 | |
| FOUNDATION MEDICINE INC CUSIP 350465100 | COM | 3,277 | $62,000 | 2014-09-30 | 2014-11-12 | |
| EARTHLINK HLDGS CORP CUSIP 27033X101 | COM | 18,146 | $62,000 | 2014-09-30 | 2014-11-12 | |
| ONCOMED PHARMACEUTICALS INC CUSIP 68234X102 | COM | 3,297 | $62,000 | 2014-09-30 | 2014-11-12 | |
| SENOMYX INC CUSIP 81724Q107 | COM | 7,416 | $61,000 | 2014-09-30 | 2014-11-12 | |
| UNIVERSAL FST PRODS INC CUSIP 913543104 | COM | 1,431 | $61,000 | 2014-09-30 | 2014-11-12 | |
| HEALTH INS INNOVATIONS INC CUSIP 42225K106 | COM CL A | 5,570 | $61,000 | 2014-09-30 | 2014-11-12 | |
| ALLIED NEVADA GOLD CORP CUSIP 019344100 | COM | 18,402 | $61,000 | 2014-09-30 | 2014-11-12 | |
| SUN BANCORP INC CUSIP 86663B201 | COM NEW | 3,385 | $61,000 | 2014-09-30 | 2014-11-12 | |
| ACCESS NATL CORP CUSIP 004337101 | COM | 3,780 | $61,000 | 2014-09-30 | 2014-11-12 | |
| RECRO PHARMA INC CUSIP 75629F109 | COM | 20,262 | $60,000 | 2014-09-30 | 2014-11-12 | |
| UNILIFE CORP NEW CUSIP 90478E103 | COM | 26,115 | $60,000 | 2014-09-30 | 2014-11-12 | |
| STATE AUTO FINL CORP CUSIP 855707105 | COM | 2,956 | $60,000 | 2014-09-30 | 2014-11-12 | |
| PENNYMAC FINL SVCS INC CUSIP 70932B101 | CL A | 4,003 | $59,000 | 2014-09-30 | 2014-11-12 | |
| MITCHAM INDS INC CUSIP 606501104 | COM | 5,376 | $59,000 | 2014-09-30 | 2014-11-12 | |
| ANGIES LIST INC CUSIP 034754101 | COM | 9,200 | $59,000 | 2014-09-30 | 2014-11-12 | |
| CAL DIVE INTL INC DEL CUSIP 12802T101 | COM | 60,111 | $58,000 | 2014-09-30 | 2014-11-12 | |
| INTEGRATED DEVICE TECHNOLOGY CUSIP 458118106 | COM | 3,627 | $58,000 | 2014-09-30 | 2014-11-12 | |
| BIO RAD LABS INC CUSIP 090572108 | United States | CL B | 514 | $58,000 | 2014-09-30 | 2014-11-12 |
| CHIQUITA BRANDS INTL INC CUSIP 170032809 | COM | 4,096 | $58,000 | 2014-09-30 | 2014-11-12 | |
| TRANSGLOBE ENERGY CORP CUSIP 893662106 | COM | 9,496 | $57,000 | 2014-09-30 | 2014-11-12 | |
| DAWSON GEOPHYSICAL CO CUSIP 239359102 | COM | 3,120 | $57,000 | 2014-09-30 | 2014-11-12 | |
| LYDALL INC DEL CUSIP 550819106 | COM | 2,104 | $57,000 | 2014-09-30 | 2014-11-12 | |
| AOXING PHARMACEUTICAL CO INC CUSIP 03740A106 | COM | 287,913 | $56,000 | 2014-09-30 | 2014-11-12 | |
| INTREPID POTASH INC CUSIP 46121Y102 | COM | 3,622 | $56,000 | 2014-09-30 | 2014-11-12 | |
| EVERYDAY HEALTH INC CUSIP 300415106 | COM | 3,976 | $56,000 | 2014-09-30 | 2014-11-12 | |
| INTERNATIONAL SHIPHOLDING CO CUSIP 460321201 | COM NEW | 3,118 | $56,000 | 2014-09-30 | 2014-11-12 | |
| REGULUS THERAPEUTICS INC CUSIP 75915K101 | COM | 8,000 | $55,000 | 2014-09-30 | 2014-11-12 | |
| SILICON IMAGE INC CUSIP 82705T102 | COM | 11,000 | $55,000 | 2014-09-30 | 2014-11-12 | |
| XO GROUP INC CUSIP 983772104 | COM | 4,884 | $55,000 | 2014-09-30 | 2014-11-12 | |
| 1ST CONSTITUTION BANCORP CUSIP 31986N102 | COM | 5,337 | $55,000 | 2014-09-30 | 2014-11-12 | |
| FULL CIRCLE CAP CORP CUSIP 359671104 | COM | 8,554 | $55,000 | 2014-09-30 | 2014-11-12 | |
| CHEMTURA CORP CUSIP 163893209 | COM NEW | 2,362 | $55,000 | 2014-09-30 | 2014-11-12 | |
| RECON TECHNOLOGY LTD CUSIP G7415M108 | SHS | 11,310 | $54,000 | 2014-09-30 | 2014-11-12 | |
| HARVEST NATURAL RESOURCES IN CUSIP 41754V103 | COM | 14,824 | $54,000 | 2014-09-30 | 2014-11-12 | |
| CHINA BIOLOGIC PRODS INC CUSIP 16938C106 | COM | 1,000 | $54,000 | 2014-09-30 | 2014-11-12 | |
| CONSTANT CONTACT INC CUSIP 210313102 | COM | 1,993 | $54,000 | 2014-09-30 | 2014-11-12 | |
| ROFIN SINAR TECHNOLOGIES INC CUSIP 775043102 | COM | 2,283 | $53,000 | 2014-09-30 | 2014-11-12 | |
| SEARS HOMETOWN & OUTLET STOR CUSIP 812362101 | COM | 3,452 | $53,000 | 2014-09-30 | 2014-11-12 | |
| STARZ CUSIP 85571Q201 | COM SER B | 1,629 | $53,000 | 2014-09-30 | 2014-11-12 | |
| DEL FRISCOS RESTAURANT GROUP CUSIP 245077102 | COM | 2,775 | $53,000 | 2014-09-30 | 2014-11-12 | |
| PCM INC CUSIP 69323K100 | COM | 5,331 | $52,000 | 2014-09-30 | 2014-11-12 | |
| BAYLAKE CORP CUSIP 072788102 | COM | 4,385 | $52,000 | 2014-09-30 | 2014-11-12 | |
| NEWSTAR FINANCIAL INC CUSIP 65251F105 | COM | 4,472 | $51,000 | 2014-09-30 | 2014-11-12 | |
| PROGENICS PHARMACEUTICALS IN CUSIP 743187106 | COM | 9,744 | $51,000 | 2014-09-30 | 2014-11-12 | |
| PARK STERLING CORP CUSIP 70086Y105 | COM | 7,809 | $51,000 | 2014-09-30 | 2014-11-12 | |
| HUTTIG BLDG PRODS INC CUSIP 448451104 | COM | 13,765 | $51,000 | 2014-09-30 | 2014-11-12 | |
| KEY ENERGY SVCS INC CUSIP 492914106 | COM | 10,535 | $51,000 | 2014-09-30 | 2014-11-12 | |
| CIRCOR INTL INC CUSIP 17273K109 | United States | COM | 758 | $51,000 | 2014-09-30 | 2014-11-12 |
| CHINA XD PLASTICS CO LTD CUSIP 16948F107 | COM | 9,271 | $51,000 | 2014-09-30 | 2014-11-12 | |
| CINEDIGM CORP CUSIP 172406100 | COM | 33,187 | $51,000 | 2014-09-30 | 2014-11-12 | |
| SERVICESOURCE INTL LLC CUSIP 81763U100 | COM | 15,349 | $50,000 | 2014-09-30 | 2014-11-12 |
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