UBS AG current holdings: USA Other Stocks
UBS AG reported $19.17 billion in shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), 2,408 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are UBS AG, GENERAL ELECTRIC CO, UNITED TECHNOLOGIES CORP.
- NEURALSTEM INC: Country of operation —; Class COM; Shares 6,525; Value $21,000.
- YUMA ENERGY INC: Country of operation —; Class COM; Shares 4,985; Value $21,000.
- QAD INC: Country of operation —; Class CL B; Shares 1,355; Value $21,000.
- CAROLINA FINL CORP NEW: Country of operation —; Class COM; Shares 806; Value $21,000.
Form 13F-HR as filed (SEC CIK 1114446): quarter ended 2014-09-30, filed 2014-11-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| NEURALSTEM INC CUSIP 64127R302 | COM | 6,525 | $21,000 | 2014-09-30 | 2014-11-12 | |
| YUMA ENERGY INC CUSIP 98872E108 | COM | 4,985 | $21,000 | 2014-09-30 | 2014-11-12 | |
| QAD INC CUSIP 74727D207 | CL B | 1,355 | $21,000 | 2014-09-30 | 2014-11-12 | |
| CAROLINA FINL CORP NEW CUSIP 143873107 | COM | 806 | $21,000 | 2014-09-30 | 2014-11-12 | |
| CELSION CORPORATION CUSIP 15117N404 | COM PAR $0.01 | 7,159 | $21,000 | 2014-09-30 | 2014-11-12 | |
| RADISYS CORP CUSIP 750459109 | COM | 7,990 | $21,000 | 2014-09-30 | 2014-11-12 | |
| AEGEAN MARINE PETROLEUM NETW CUSIP Y0017S102 | SHS | 2,309 | $21,000 | 2014-09-30 | 2014-11-12 | |
| COURIER CORP CUSIP 222660102 | COM | 1,693 | $21,000 | 2014-09-30 | 2014-11-12 | |
| DYNAVAX TECHNOLOGIES CORP CUSIP 268158102 | COM | 14,961 | $21,000 | 2014-09-30 | 2014-11-12 | |
| ROCK CREEK PHARMACEUTICALS I CUSIP 772081105 | COM | 70,120 | $20,000 | 2014-09-30 | 2014-11-12 | |
| TANZANIAN ROYALTY EXPL CORP CUSIP 87600U104 | COM | 9,478 | $20,000 | 2014-09-30 | 2014-11-12 | |
| NORD ANGLIA EDUCATION INC CUSIP G6583A102 | SHS | 1,192 | $20,000 | 2014-09-30 | 2014-11-12 | |
| TEAM INC CUSIP 878155100 | COM | 526 | $20,000 | 2014-09-30 | 2014-11-12 | |
| OXFORD IMMUNOTEC GLOBAL PLC CUSIP G6855A103 | ORD SHS | 1,311 | $20,000 | 2014-09-30 | 2014-11-12 | |
| SMART TECHNOLOGIES INC CUSIP 83172R108 | COM SHS | 12,000 | $20,000 | 2014-09-30 | 2014-11-12 | |
| FIRST W VA BANCORP INC CUSIP 337493100 | COM | 1,075 | $20,000 | 2014-09-30 | 2014-11-12 | |
| FLEXION THERAPEUTICS INC CUSIP 33938J106 | COM | 1,122 | $20,000 | 2014-09-30 | 2014-11-12 | |
| JACKSONVILLE BANCORP INC MD CUSIP 46924R106 | COM | 900 | $20,000 | 2014-09-30 | 2014-11-12 | |
| AQUINOX PHARMACEUTICALS INC CUSIP 03842B101 | COM | 2,933 | $20,000 | 2014-09-30 | 2014-11-12 | |
| ARCTIC CAT INC CUSIP 039670104 | COM | 582 | $20,000 | 2014-09-30 | 2014-11-12 | |
| GENTIVA HEALTH SERVICES INC CUSIP 37247A102 | COM | 1,219 | $20,000 | 2014-09-30 | 2014-11-12 | |
| HEMISPHERE MEDIA GROUP INC CUSIP 42365Q103 | CL A | 1,867 | $20,000 | 2014-09-30 | 2014-11-12 | |
| ORIGIN AGRITECH LIMITED CUSIP G67828106 | SHS | 8,871 | $19,000 | 2014-09-30 | 2014-11-12 | |
| PEREGRINE SEMICONDUCTOR CORP CUSIP 71366R703 | COM | 1,556 | $19,000 | 2014-09-30 | 2014-11-12 | |
| PATTERN ENERGY GROUP INC CUSIP 70338P100 | CL A | 600 | $19,000 | 2014-09-30 | 2014-11-12 | |
| APCO OIL & GAS INTERNATIONAL CUSIP G0471F109 | SHS | 1,500 | $19,000 | 2014-09-30 | 2014-11-12 | |
| FBL FINL GROUP INC CUSIP 30239F106 | CL A | 435 | $19,000 | 2014-09-30 | 2014-11-12 | |
| GOLDMAN SACHS MLP ENERGY REN CUSIP 38148G107 | COM | 930 | $19,000 | 2014-09-30 | 2014-11-12 | |
| MAGYAR BANCORP INC CUSIP 55977T109 | COM | 2,275 | $19,000 | 2014-09-30 | 2014-11-12 | |
| BIOANALYTICAL SYS INC CUSIP 09058M103 | COM | 8,438 | $19,000 | 2014-09-30 | 2014-11-12 | |
| CARA THERAPEUTICS INC CUSIP 140755109 | United States | COM | 2,266 | $19,000 | 2014-09-30 | 2014-11-12 |
| HERCULES OFFSHORE INC CUSIP 427093109 | COM | 8,600 | $19,000 | 2014-09-30 | 2014-11-12 | |
| LIQUID HLDGS GROUP INC CUSIP 53633A101 | COM | 13,635 | $19,000 | 2014-09-30 | 2014-11-12 | |
| METABOLIX INC CUSIP 591018809 | COM | 21,601 | $19,000 | 2014-09-30 | 2014-11-12 | |
| AMYRIS INC CUSIP 03236M101 | COM | 5,066 | $19,000 | 2014-09-30 | 2014-11-12 | |
| BALDWIN & LYONS INC CUSIP 057755209 | CL B | 760 | $19,000 | 2014-09-30 | 2014-11-12 | |
| SAEXPLORATION HLDGS INC CUSIP 78636X105 | COM | 2,101 | $18,000 | 2014-09-30 | 2014-11-12 | |
| REAL GOODS SOLAR INC CUSIP 75601N104 | CL A | 10,200 | $18,000 | 2014-09-30 | 2014-11-12 | |
| PEP BOYS MANNY MOE & JACK CUSIP 713278109 | COM | 2,000 | $18,000 | 2014-09-30 | 2014-11-12 | |
| TOWERSTREAM CORP CUSIP 892000100 | COM | 12,000 | $18,000 | 2014-09-30 | 2014-11-12 | |
| FIRST SOUTH BANCORP INC VA CUSIP 33646W100 | COM | 2,142 | $18,000 | 2014-09-30 | 2014-11-12 | |
| IKANOS COMMUNICATIONS CUSIP 45173E105 | COM | 50,460 | $18,000 | 2014-09-30 | 2014-11-12 | |
| IKONICS CORP CUSIP 45172K102 | COM | 1,009 | $18,000 | 2014-09-30 | 2014-11-12 | |
| INTERVEST BANCSHARES CORP CUSIP 460927106 | COM | 1,845 | $18,000 | 2014-09-30 | 2014-11-12 | |
| VIRTUSA CORP CUSIP 92827P102 | COM | 493 | $18,000 | 2014-09-30 | 2014-11-12 | |
| TURTLE BEACH CORP CUSIP 900450107 | COM | 2,332 | $18,000 | 2014-09-30 | 2014-11-12 | |
| QUICKSILVER RESOURCES INC CUSIP 74837R104 | COM | 29,927 | $18,000 | 2014-09-30 | 2014-11-12 | |
| POINTS INTL LTD CUSIP 730843208 | COM NEW | 1,009 | $18,000 | 2014-09-30 | 2014-11-12 | |
| ALMADEN MINERALS LTD CUSIP 020283107 | COM | 13,515 | $18,000 | 2014-09-30 | 2014-11-12 | |
| ENERGOUS CORP CUSIP 29272C103 | COM | 1,560 | $18,000 | 2014-09-30 | 2014-11-12 | |
| FORESIGHT ENERGY LP CUSIP 34552U104 | COM UNT RP INT | 1,000 | $18,000 | 2014-09-30 | 2014-11-12 | |
| LAYNE CHRISTENSEN CO CUSIP 521050104 | COM | 1,833 | $18,000 | 2014-09-30 | 2014-11-12 | |
| CASCADE BANCORP CUSIP 147154207 | COM NEW | 3,534 | $18,000 | 2014-09-30 | 2014-11-12 | |
| AMERICAN CARESOURCE HLDGS IN CUSIP 02505A202 | COM NEW | 6,000 | $18,000 | 2014-09-30 | 2014-11-12 | |
| CENTRAL VALLEY CMNTY BANCORP CUSIP 155685100 | United States | COM | 1,608 | $18,000 | 2014-09-30 | 2014-11-12 |
| CYCLACEL PHARMACEUTICALS INC CUSIP 23254L306 | COM NEW | 5,852 | $18,000 | 2014-09-30 | 2014-11-12 | |
| ESB FINL CORP CUSIP 26884F102 | COM | 1,537 | $18,000 | 2014-09-30 | 2014-11-12 | |
| PRIMO WTR CORP CUSIP 74165N105 | COM | 3,883 | $17,000 | 2014-09-30 | 2014-11-12 | |
| TRIBUNE PUBG CO CUSIP 896082104 | COM | 840 | $17,000 | 2014-09-30 | 2014-11-12 | |
| URANERZ ENERGY CORP CUSIP 91688T104 | COM | 15,274 | $17,000 | 2014-09-30 | 2014-11-12 | |
| URSTADT BIDDLE PPTYS INC CUSIP 917286106 | COM | 1,000 | $17,000 | 2014-09-30 | 2014-11-12 | |
| OTELCO INC CUSIP 688823301 | CL A NEW | 3,321 | $17,000 | 2014-09-30 | 2014-11-12 | |
| PARAGON SHIPPING INC CUSIP 69913R408 | CL A NEW | 4,185 | $17,000 | 2014-09-30 | 2014-11-12 | |
| TETRALOGIC PHARMACEUTICALS C CUSIP 88165U109 | COM | 4,056 | $17,000 | 2014-09-30 | 2014-11-12 | |
| TETRAPHASE PHARMACEUTICALS I CUSIP 88165N105 | COM | 868 | $17,000 | 2014-09-30 | 2014-11-12 | |
| ARATANA THERAPEUTICS INC CUSIP 03874P101 | COM | 1,700 | $17,000 | 2014-09-30 | 2014-11-12 | |
| CORNERSTONE STRATEGIC VALUE CUSIP 21924B203 | COM NEW | 2,920 | $17,000 | 2014-09-30 | 2014-11-12 | |
| FIDELITY SOUTHERN CORP NEW CUSIP 316394105 | COM | 1,224 | $17,000 | 2014-09-30 | 2014-11-12 | |
| DS HEALTHCARE GROUP INC CUSIP 23336Q109 | COM | 16,495 | $17,000 | 2014-09-30 | 2014-11-12 | |
| EVOLVING SYS INC CUSIP 30049R209 | COM NEW | 1,903 | $17,000 | 2014-09-30 | 2014-11-12 | |
| GENERAL STEEL HOLDINGS INC CUSIP 370853103 | COM | 17,552 | $17,000 | 2014-09-30 | 2014-11-12 | |
| FRONTLINE LTD CUSIP G3682E127 | SHS | 13,590 | $17,000 | 2014-09-30 | 2014-11-12 | |
| HESKA CORP CUSIP 42805E306 | COM RESTRC NEW | 1,285 | $17,000 | 2014-09-30 | 2014-11-12 | |
| OMNOVA SOLUTIONS INC CUSIP 682129101 | COM | 3,216 | $17,000 | 2014-09-30 | 2014-11-12 | |
| QC HLDGS INC CUSIP 74729T101 | COM | 9,210 | $17,000 | 2014-09-30 | 2014-11-12 | |
| SUMMIT FINANCIAL GROUP INC CUSIP 86606G101 | United States | COM | 1,622 | $17,000 | 2014-09-30 | 2014-11-12 |
| SAGENT PHARMACEUTICALS INC CUSIP 786692103 | COM | 513 | $16,000 | 2014-09-30 | 2014-11-12 | |
| SEVCON INC CUSIP 81783K108 | COM | 1,919 | $16,000 | 2014-09-30 | 2014-11-12 | |
| SEVERN BANCORP ANNAPOLIS MD CUSIP 81811M100 | COM | 3,461 | $16,000 | 2014-09-30 | 2014-11-12 | |
| TOKAI PHARMACEUTICALS INC CUSIP 88907J107 | COM | 1,080 | $16,000 | 2014-09-30 | 2014-11-12 | |
| TOP SHIPS INC CUSIP Y8897Y149 | SHS NEW 2014 | 7,810 | $16,000 | 2014-09-30 | 2014-11-12 | |
| UNIVERSAL AMERN CORP NEW CUSIP 91338E101 | COM | 1,982 | $16,000 | 2014-09-30 | 2014-11-12 | |
| STEINER LEISURE LTD CUSIP P8744Y102 | ORD | 432 | $16,000 | 2014-09-30 | 2014-11-12 | |
| ARI NETWORK SVCS INC CUSIP 001930205 | COM NEW | 4,861 | $16,000 | 2014-09-30 | 2014-11-12 | |
| CAMBREX CORP CUSIP 132011107 | COM | 868 | $16,000 | 2014-09-30 | 2014-11-12 | |
| FLEETMATICS GROUP PLC CUSIP G35569105 | COM | 517 | $16,000 | 2014-09-30 | 2014-11-12 | |
| GIGOPTIX INC CUSIP 37517Y103 | COM | 12,640 | $16,000 | 2014-09-30 | 2014-11-12 | |
| GENERAL COMMUNICATION INC CUSIP 369385109 | CL A | 1,500 | $16,000 | 2014-09-30 | 2014-11-12 | |
| INTELIQUENT INC CUSIP 45825N107 | COM | 1,300 | $16,000 | 2014-09-30 | 2014-11-12 | |
| LOGMEIN INC CUSIP 54142L109 | COM | 350 | $16,000 | 2014-09-30 | 2014-11-12 | |
| MEADOWBROOK INS GROUP INC CUSIP 58319P108 | COM | 2,741 | $16,000 | 2014-09-30 | 2014-11-12 | |
| NATIONAL RESH CORP CUSIP 637372301 | CL B | 418 | $16,000 | 2014-09-30 | 2014-11-12 | |
| POLYPORE INTL INC CUSIP 73179V103 | COM | 413 | $16,000 | 2014-09-30 | 2014-11-12 | |
| AFFIMED THERAPEUTICS B V CUSIP N01045108 | United States | COM | 2,577 | $16,000 | 2014-09-30 | 2014-11-12 |
| AGENUS INC CUSIP 00847G705 | United States | COM NEW | 5,240 | $16,000 | 2014-09-30 | 2014-11-12 |
| BEASLEY BROADCAST GROUP INC CUSIP 074014101 | United States | CL A | 2,934 | $16,000 | 2014-09-30 | 2014-11-12 |
| CUTERA INC CUSIP 232109108 | United States | COM | 1,550 | $16,000 | 2014-09-30 | 2014-11-12 |
| CHINA CORD BLOOD CORP CUSIP G21107100 | SHS | 3,244 | $16,000 | 2014-09-30 | 2014-11-12 | |
| EMC INS GROUP INC CUSIP 268664109 | COM | 545 | $16,000 | 2014-09-30 | 2014-11-12 | |
| FIRST CAPITAL BANCORP VA CUSIP 319438107 | COM | 3,515 | $16,000 | 2014-09-30 | 2014-11-12 |
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