UBS AG current holdings: USA Other Stocks
UBS AG reported $19.17 billion in shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), 2,408 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are UBS AG, GENERAL ELECTRIC CO, UNITED TECHNOLOGIES CORP.
- ANTHERA PHARMACEUTICALS INC: Country of operation —; Class COM NEW; Shares 4,251; Value $8,000.
- FORT DEARBORN INCOME SECS IN: Country of operation —; Class COM; Shares 580; Value $8,000.
- GAIAM INC: Country of operation —; Class CL A; Shares 1,057; Value $8,000.
- HEADWATERS INC: Country of operation —; Class COM; Shares 648; Value $8,000.
Form 13F-HR as filed (SEC CIK 1114446): quarter ended 2014-09-30, filed 2014-11-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| ANTHERA PHARMACEUTICALS INC CUSIP 03674U201 | COM NEW | 4,251 | $8,000 | 2014-09-30 | 2014-11-12 | |
| FORT DEARBORN INCOME SECS IN CUSIP 347200107 | COM | 580 | $8,000 | 2014-09-30 | 2014-11-12 | |
| GAIAM INC CUSIP 36268Q103 | CL A | 1,057 | $8,000 | 2014-09-30 | 2014-11-12 | |
| HEADWATERS INC CUSIP 42210P102 | COM | 648 | $8,000 | 2014-09-30 | 2014-11-12 | |
| LA QUINTA HLDGS INC CUSIP 50420D108 | COM | 425 | $8,000 | 2014-09-30 | 2014-11-12 | |
| LRAD CORP CUSIP 50213V109 | COM | 3,203 | $8,000 | 2014-09-30 | 2014-11-12 | |
| AGILE THERAPEUTICS INC CUSIP 00847L100 | COM | 1,081 | $8,000 | 2014-09-30 | 2014-11-12 | |
| PZENA INVESTMENT MGMT INC CUSIP 74731Q103 | CLASS A | 875 | $8,000 | 2014-09-30 | 2014-11-12 | |
| SUPERIOR DRILLING PRODS INC CUSIP 868153107 | United States | COM | 1,266 | $8,000 | 2014-09-30 | 2014-11-12 |
| BIOCEPT INC CUSIP 09072V105 | COM | 3,098 | $8,000 | 2014-09-30 | 2014-11-12 | |
| BIOLASE INC CUSIP 090911108 | COM | 3,057 | $8,000 | 2014-09-30 | 2014-11-12 | |
| CARDICA INC CUSIP 14141R101 | COM | 7,220 | $8,000 | 2014-09-30 | 2014-11-12 | |
| DEHAIER MEDICAL SYSTEMS LIMI CUSIP G27010100 | SHS | 1,546 | $8,000 | 2014-09-30 | 2014-11-12 | |
| FIRST BANCSHARES INC MS CUSIP 318916103 | United States | COM | 546 | $8,000 | 2014-09-30 | 2014-11-12 |
| EPIRUS BIOPHARMACEUTICALS IN CUSIP 29428P107 | COM | 1,120 | $8,000 | 2014-09-30 | 2014-11-12 | |
| INTERPHASE CORP CUSIP 460593106 | COM | 2,577 | $8,000 | 2014-09-30 | 2014-11-12 | |
| KMG CHEMICALS INC CUSIP 482564101 | COM | 500 | $8,000 | 2014-09-30 | 2014-11-12 | |
| NEOVASC INC CUSIP 64065J106 | COM | 1,369 | $8,000 | 2014-09-30 | 2014-11-12 | |
| MITEL NETWORKS CORP CUSIP 60671Q104 | COM | 843 | $8,000 | 2014-09-30 | 2014-11-12 | |
| ZEP INC CUSIP 98944B108 | COM | 560 | $8,000 | 2014-09-30 | 2014-11-12 | |
| STONEGATE MTG CORP CUSIP 86181Q300 | COM | 603 | $8,000 | 2014-09-30 | 2014-11-12 | |
| BALTIC TRADING LIMITED CUSIP Y0553W103 | COM | 2,036 | $8,000 | 2014-09-30 | 2014-11-12 | |
| BOWL AMER INC CUSIP 102565108 | CL A | 555 | $8,000 | 2014-09-30 | 2014-11-12 | |
| CHEMBIO DIAGNOSTICS INC CUSIP 163572209 | COM NEW | 2,122 | $8,000 | 2014-09-30 | 2014-11-12 | |
| ESSA BANCORP INC CUSIP 29667D104 | United States | COM | 704 | $8,000 | 2014-09-30 | 2014-11-12 |
| ENSERVCO CORP CUSIP 29358Y102 | COM | 2,324 | $8,000 | 2014-09-30 | 2014-11-12 | |
| ULTRAPETROL BAHAMAS LTD CUSIP P94398107 | COM | 2,386 | $7,000 | 2014-09-30 | 2014-11-12 | |
| RECEPTOS INC CUSIP 756207106 | COM | 106 | $7,000 | 2014-09-30 | 2014-11-12 | |
| RED LION HOTELS CORP CUSIP 756764106 | COM | 1,284 | $7,000 | 2014-09-30 | 2014-11-12 | |
| TONIX PHARMACEUTICALS HLDG C CUSIP 890260201 | COM NEW | 1,000 | $7,000 | 2014-09-30 | 2014-11-12 | |
| TOP IMAGE SYSTEMS LTD CUSIP M87896102 | ORD | 1,821 | $7,000 | 2014-09-30 | 2014-11-12 | |
| RENTECH INC CUSIP 760112102 | COM | 3,820 | $7,000 | 2014-09-30 | 2014-11-12 | |
| SOUTHWEST BANCORP INC OKLA CUSIP 844767103 | COM | 464 | $7,000 | 2014-09-30 | 2014-11-12 | |
| RUBY TUESDAY INC CUSIP 781182100 | COM | 1,136 | $7,000 | 2014-09-30 | 2014-11-12 | |
| RUDOLPH TECHNOLOGIES INC CUSIP 781270103 | COM | 800 | $7,000 | 2014-09-30 | 2014-11-12 | |
| PARKER DRILLING CO CUSIP 701081101 | COM | 1,400 | $7,000 | 2014-09-30 | 2014-11-12 | |
| RETROPHIN INC CUSIP 761299106 | COM | 725 | $7,000 | 2014-09-30 | 2014-11-12 | |
| VIDEO DISPLAY CORP CUSIP 926555103 | COM | 2,348 | $7,000 | 2014-09-30 | 2014-11-12 | |
| ARRHYTHMIA RESH TECHNOLOGY I CUSIP 042698308 | COM PAR $0.01 | 1,011 | $7,000 | 2014-09-30 | 2014-11-12 | |
| FORWARD INDS INC N Y CUSIP 349862300 | United States | COM NEW | 5,204 | $7,000 | 2014-09-30 | 2014-11-12 |
| FRANCESCAS HLDGS CORP CUSIP 351793104 | COM | 500 | $7,000 | 2014-09-30 | 2014-11-12 | |
| HARVARD APPARATUS REGENER TE CUSIP 41690A106 | COM | 887 | $7,000 | 2014-09-30 | 2014-11-12 | |
| HIGHPOWER INTL INC CUSIP 43113X101 | COM | 855 | $7,000 | 2014-09-30 | 2014-11-12 | |
| MUTUALFIRST FINL INC CUSIP 62845B104 | COM | 294 | $7,000 | 2014-09-30 | 2014-11-12 | |
| MYOS CORP CUSIP 554051201 | COM NEW | 477 | $7,000 | 2014-09-30 | 2014-11-12 | |
| ARC DOCUMENT SOLUTIONS INC CUSIP 00191G103 | United States | COM | 836 | $7,000 | 2014-09-30 | 2014-11-12 |
| SUPREME INDS INC CUSIP 868607102 | CL A | 918 | $7,000 | 2014-09-30 | 2014-11-12 | |
| ASTROTECH CORP CUSIP 046484101 | COM | 2,333 | $7,000 | 2014-09-30 | 2014-11-12 | |
| BRYN MAWR BK CORP CUSIP 117665109 | COM | 247 | $7,000 | 2014-09-30 | 2014-11-12 | |
| CHINA ADVANCED CONSTR MATLS CUSIP 169365202 | COM NEW | 1,952 | $7,000 | 2014-09-30 | 2014-11-12 | |
| BIO PATH HOLDINGS INC CUSIP 09057N102 | COM | 3,330 | $7,000 | 2014-09-30 | 2014-11-12 | |
| CHINA NATURAL RESOURCES INC CUSIP G2110U109 | COM | 2,005 | $7,000 | 2014-09-30 | 2014-11-12 | |
| CHRISTOPHER & BANKS CORP CUSIP 171046105 | COM | 700 | $7,000 | 2014-09-30 | 2014-11-12 | |
| CHYRONHEGO CORP CUSIP 171607104 | COM | 2,261 | $7,000 | 2014-09-30 | 2014-11-12 | |
| DICERNA PHARMACEUTICALS INC CUSIP 253031108 | COM | 542 | $7,000 | 2014-09-30 | 2014-11-12 | |
| GLOBAL SOURCES LTD CUSIP G39300101 | ORD | 1,085 | $7,000 | 2014-09-30 | 2014-11-12 | |
| INTERMOLECULAR INC CUSIP 45882D109 | COM | 3,119 | $7,000 | 2014-09-30 | 2014-11-12 | |
| LIGHTBRIDGE CORP CUSIP 53224K104 | COM | 3,201 | $7,000 | 2014-09-30 | 2014-11-12 | |
| MAST THERAPEUTICS INC CUSIP 576314108 | COM | 13,311 | $7,000 | 2014-09-30 | 2014-11-12 | |
| MICRONET ENERTEC TECH INC CUSIP 595117102 | COM | 2,069 | $7,000 | 2014-09-30 | 2014-11-12 | |
| NEPHROGENEX INC CUSIP 640667101 | COM | 1,466 | $7,000 | 2014-09-30 | 2014-11-12 | |
| WI-LAN INC CUSIP 928972108 | COM | 2,023 | $7,000 | 2014-09-30 | 2014-11-12 | |
| PULASKI FINL CORP CUSIP 745548107 | COM | 631 | $7,000 | 2014-09-30 | 2014-11-12 | |
| CENTRAL FED CORP CUSIP 15346Q202 | COM NEW | 4,948 | $7,000 | 2014-09-30 | 2014-11-12 | |
| RICHMONT MINES INC CUSIP 76547T106 | COM | 2,857 | $6,000 | 2014-09-30 | 2014-11-12 | |
| PDI INC CUSIP 69329V100 | COM | 2,359 | $6,000 | 2014-09-30 | 2014-11-12 | |
| URANIUM RES INC CUSIP 916901606 | COM PAR$0.001NEW | 2,082 | $6,000 | 2014-09-30 | 2014-11-12 | |
| SMITH MICRO SOFTWARE INC CUSIP 832154108 | COM | 6,350 | $6,000 | 2014-09-30 | 2014-11-12 | |
| SOPHIRIS BIO INC CUSIP 83578Q209 | COM NEW | 2,128 | $6,000 | 2014-09-30 | 2014-11-12 | |
| NYMOX PHARMACEUTICAL CORP CUSIP 67076P102 | COM | 1,382 | $6,000 | 2014-09-30 | 2014-11-12 | |
| NOVABAY PHARMACEUTICALS INC CUSIP 66987P102 | COM | 7,420 | $6,000 | 2014-09-30 | 2014-11-12 | |
| SIGNAL GENETICS INC CUSIP 826640104 | COM | 1,285 | $6,000 | 2014-09-30 | 2014-11-12 | |
| UNITED STS COMMODITY IDX FDT CUSIP 911718203 | COM UTS US AGR | 291 | $6,000 | 2014-09-30 | 2014-11-12 | |
| SPANISH BROADCASTING SYS INC CUSIP 846425833 | CL A NEW | 1,463 | $6,000 | 2014-09-30 | 2014-11-12 | |
| SPARTAN MTRS INC CUSIP 846819100 | COM | 1,200 | $6,000 | 2014-09-30 | 2014-11-12 | |
| PREFERRED APT CMNTYS INC CUSIP 74039L103 | COM | 682 | $6,000 | 2014-09-30 | 2014-11-12 | |
| PREMIER EXIBITIONS INC CUSIP 74051E102 | COM | 8,889 | $6,000 | 2014-09-30 | 2014-11-12 | |
| OCEAN BIO CHEM INC CUSIP 674631106 | COM | 1,439 | $6,000 | 2014-09-30 | 2014-11-12 | |
| PARKERVISION INC CUSIP 701354102 | COM | 5,300 | $6,000 | 2014-09-30 | 2014-11-12 | |
| XPLORE TECHNOLOGIES CORP CUSIP 983950700 | COM PAR $0.001 | 1,202 | $6,000 | 2014-09-30 | 2014-11-12 | |
| SKILLED HEALTHCARE GROUP INC CUSIP 83066R107 | CL A | 925 | $6,000 | 2014-09-30 | 2014-11-12 | |
| ALEXZA PHARMACEUTICALS INC CUSIP 015384209 | COM NEW | 2,620 | $6,000 | 2014-09-30 | 2014-11-12 | |
| ARGO GROUP INTL HLDGS LTD CUSIP G0464B107 | COM | 126 | $6,000 | 2014-09-30 | 2014-11-12 | |
| BROADVISION INC CUSIP 111412706 | COM PAR $.001 | 691 | $6,000 | 2014-09-30 | 2014-11-12 | |
| BROADWAY FINL CORP DEL CUSIP 111444105 | COM | 3,909 | $6,000 | 2014-09-30 | 2014-11-12 | |
| CTI INDUSTRIES CORP CUSIP 125961300 | COM NEW | 1,470 | $6,000 | 2014-09-30 | 2014-11-12 | |
| EGALET CORP CUSIP 28226B104 | COM | 1,066 | $6,000 | 2014-09-30 | 2014-11-12 | |
| EDUCATION MGMT CORP NEW CUSIP 28140M103 | COM | 5,478 | $6,000 | 2014-09-30 | 2014-11-12 | |
| FIBROCELL SCIENCE INC CUSIP 315721209 | COM NEW | 1,976 | $6,000 | 2014-09-30 | 2014-11-12 | |
| GTX INC DEL CUSIP 40052B108 | COM | 8,101 | $6,000 | 2014-09-30 | 2014-11-12 | |
| GWG HLDGS INC CUSIP 36192A109 | COM | 632 | $6,000 | 2014-09-30 | 2014-11-12 | |
| HAMPTON ROADS BANKSHARES INC CUSIP 409321502 | COM NEW | 3,980 | $6,000 | 2014-09-30 | 2014-11-12 | |
| HARVARD BIOSCIENCE INC CUSIP 416906105 | United States | COM | 1,460 | $6,000 | 2014-09-30 | 2014-11-12 |
| HARVEST CAP CR CORP CUSIP 41753F109 | COM | 463 | $6,000 | 2014-09-30 | 2014-11-12 | |
| IMATION CORP CUSIP 45245A107 | COM | 2,039 | $6,000 | 2014-09-30 | 2014-11-12 | |
| JAKKS PAC INC CUSIP 47012E106 | COM | 810 | $6,000 | 2014-09-30 | 2014-11-12 | |
| JASON INDS INC CUSIP 471172106 | COM | 593 | $6,000 | 2014-09-30 | 2014-11-12 | |
| NANOSTRING TECHNOLOGIES INC CUSIP 63009R109 | United States | COM | 549 | $6,000 | 2014-09-30 | 2014-11-12 |
| MELA SCIENCES INC CUSIP 55277R308 | COM NEW | 3,228 | $6,000 | 2014-09-30 | 2014-11-12 | |
| NCI INC CUSIP 62886K104 | CL A | 581 | $6,000 | 2014-09-30 | 2014-11-12 |
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