UBS AG current holdings: USA Other Stocks
UBS AG reported $19.17 billion in shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), 2,408 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are UBS AG, GENERAL ELECTRIC CO, UNITED TECHNOLOGIES CORP.
- ENTERTAINMENT GAMING ASIA IN: Country of operation —; Class COM NEW; Shares 2,500; Value $2,000.
- ENTREE GOLD INC: Country of operation —; Class COM; Shares 7,732; Value $2,000.
- LHC GROUP INC: Country of operation —; Class COM; Shares 103; Value $2,000.
- ONCONOVA THERAPEUTICS INC: Country of operation —; Class COM; Shares 400; Value $2,000.
Form 13F-HR as filed (SEC CIK 1114446): quarter ended 2014-09-30, filed 2014-11-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| ENTERTAINMENT GAMING ASIA IN CUSIP 29383V206 | COM NEW | 2,500 | $2,000 | 2014-09-30 | 2014-11-12 | |
| ENTREE GOLD INC CUSIP 29383G100 | COM | 7,732 | $2,000 | 2014-09-30 | 2014-11-12 | |
| LHC GROUP INC CUSIP 50187A107 | COM | 103 | $2,000 | 2014-09-30 | 2014-11-12 | |
| ONCONOVA THERAPEUTICS INC CUSIP 68232V108 | COM | 400 | $2,000 | 2014-09-30 | 2014-11-12 | |
| PROTALIX BIOTHERAPEUTICS INC CUSIP 74365A101 | COM | 800 | $2,000 | 2014-09-30 | 2014-11-12 | |
| PULSE ELECTRONICS CORP CUSIP 74586W205 | COM NEW | 1,343 | $2,000 | 2014-09-30 | 2014-11-12 | |
| SUFFOLK BANCORP CUSIP 864739107 | COM | 116 | $2,000 | 2014-09-30 | 2014-11-12 | |
| SUN HYDRAULICS CORP CUSIP 866942105 | COM | 57 | $2,000 | 2014-09-30 | 2014-11-12 | |
| AMBER RD INC CUSIP 02318Y108 | COM | 102 | $2,000 | 2014-09-30 | 2014-11-12 | |
| BOOKS-A-MILLION INC CUSIP 098570104 | COM | 1,354 | $2,000 | 2014-09-30 | 2014-11-12 | |
| CBD ENERGY LTD CUSIP Q2145B158 | SHS | 753 | $2,000 | 2014-09-30 | 2014-11-12 | |
| CESCA THERAPEUTICS INC CUSIP 157131103 | COM | 1,654 | $2,000 | 2014-09-30 | 2014-11-12 | |
| CRYSTAL ROCK HLDGS INC CUSIP 22940F103 | COM | 2,277 | $2,000 | 2014-09-30 | 2014-11-12 | |
| CSS INDS INC CUSIP 125906107 | COM | 73 | $2,000 | 2014-09-30 | 2014-11-12 | |
| COUPONS COM INC CUSIP 22265J102 | COM | 200 | $2,000 | 2014-09-30 | 2014-11-12 | |
| ONVIA INC CUSIP 68338T403 | COM NEW | 218 | $1,000 | 2014-09-30 | 2014-11-12 | |
| OPTIMUMBANK HOLDINGS INC CUSIP 68401P304 | COM PAR $0.01 | 597 | $1,000 | 2014-09-30 | 2014-11-12 | |
| TORCHLIGHT ENERGY RES INC CUSIP 89102U103 | COM | 211 | $1,000 | 2014-09-30 | 2014-11-12 | |
| SPHERIX INC CUSIP 84842R304 | COM PAR $0.01 | 500 | $1,000 | 2014-09-30 | 2014-11-12 | |
| RXI PHARMACEUTICALS CORP NEW CUSIP 74979C303 | COM NEW | 344 | $1,000 | 2014-09-30 | 2014-11-12 | |
| PARK ELECTROCHEMICAL CORP CUSIP 700416209 | COM | 56 | $1,000 | 2014-09-30 | 2014-11-12 | |
| RESOURCE AMERICA INC CUSIP 761195205 | CL A | 132 | $1,000 | 2014-09-30 | 2014-11-12 | |
| RESPONSE GENETICS INC CUSIP 76123U105 | COM | 1,532 | $1,000 | 2014-09-30 | 2014-11-12 | |
| REVETT MNG CO CUSIP 761505205 | COM NEW | 751 | $1,000 | 2014-09-30 | 2014-11-12 | |
| VESTIN REALTY MORTGAGE I INC CUSIP 925490104 | COM | 805 | $1,000 | 2014-09-30 | 2014-11-12 | |
| SEANERGY MARITIME HLDGS CORP CUSIP Y73760129 | SHS | 590 | $1,000 | 2014-09-30 | 2014-11-12 | |
| STANDARD REGISTER CO CUSIP 853887206 | COM | 255 | $1,000 | 2014-09-30 | 2014-11-12 | |
| ADTRAN INC CUSIP 00738A106 | United States | COM | 52 | $1,000 | 2014-09-30 | 2014-11-12 |
| ARMCO METALS HLDGS INC CUSIP 042182105 | COM | 4,000 | $1,000 | 2014-09-30 | 2014-11-12 | |
| AROTECH CORP CUSIP 042682203 | COM NEW | 200 | $1,000 | 2014-09-30 | 2014-11-12 | |
| ARQULE INC CUSIP 04269E107 | COM | 1,000 | $1,000 | 2014-09-30 | 2014-11-12 | |
| GIGAMEDIA LTD CUSIP Y2711Y104 | ORD | 1,000 | $1,000 | 2014-09-30 | 2014-11-12 | |
| FUWEI FILMS HLDGS CO LTD CUSIP G3704F102 | SHS | 954 | $1,000 | 2014-09-30 | 2014-11-12 | |
| GULF RESOURCES INC CUSIP 40251W309 | COM PAR $0.0005 | 618 | $1,000 | 2014-09-30 | 2014-11-12 | |
| HELIOS & MATHESON ANALYTICS CUSIP 42327L200 | COM NEW | 307 | $1,000 | 2014-09-30 | 2014-11-12 | |
| HARBINGER GROUP INC CUSIP 41146A106 | COM | 53 | $1,000 | 2014-09-30 | 2014-11-12 | |
| JETPAY CORP CUSIP 477177109 | COM | 588 | $1,000 | 2014-09-30 | 2014-11-12 | |
| MEDGENICS INC CUSIP 58436Q203 | COM NEW | 200 | $1,000 | 2014-09-30 | 2014-11-12 | |
| NANOMETRICS INC CUSIP 630077105 | COM | 76 | $1,000 | 2014-09-30 | 2014-11-12 | |
| WCI CMNTYS INC CUSIP 92923C807 | COM PAR $0.01 | 29 | $1,000 | 2014-09-30 | 2014-11-12 | |
| POWER REIT CUSIP 73933H101 | United States | COM | 67 | $1,000 | 2014-09-30 | 2014-11-12 |
| ALLIED HEALTHCARE PRODS INC CUSIP 019222108 | COM | 446 | $1,000 | 2014-09-30 | 2014-11-12 | |
| POINT 360 CUSIP 730507100 | United States | COM | 2,180 | $1,000 | 2014-09-30 | 2014-11-12 |
| 1347 CAP CORP CUSIP 68245V103 | COM | 100 | $1,000 | 2014-09-30 | 2014-11-12 | |
| BSD MED CORP DEL CUSIP 055662100 | COM | 2,000 | $1,000 | 2014-09-30 | 2014-11-12 | |
| CHINA YIDA HOLDINGS CO CUSIP 16945D303 | COM PAR $0.0001 | 321 | $1,000 | 2014-09-30 | 2014-11-12 | |
| CAPITOL ACQUISITION CORP II CUSIP 14056V105 | COM | 100 | $1,000 | 2014-09-30 | 2014-11-12 | |
| CIBER INC CUSIP 17163B102 | COM | 150 | $1,000 | 2014-09-30 | 2014-11-12 | |
| DGSE COMPANIES INC CUSIP 23323G106 | COM | 944 | $1,000 | 2014-09-30 | 2014-11-12 | |
| DELCATH SYS INC CUSIP 24661P401 | COM NEW | 380 | $1,000 | 2014-09-30 | 2014-11-12 | |
| ELTEK LTD CUSIP M40184109 | ORD | 496 | $1,000 | 2014-09-30 | 2014-11-12 | |
| EMCORE CORP CUSIP 290846203 | United States | COM NEW | 250 | $1,000 | 2014-09-30 | 2014-11-12 |
| EVOKE PHARMA INC CUSIP 30049G104 | COM | 265 | $1,000 | 2014-09-30 | 2014-11-12 | |
| INTERNET PATENTS CORP CUSIP 46063G101 | COM | 462 | $1,000 | 2014-09-30 | 2014-11-12 | |
| GREAT PANTHER SILVER LTD CUSIP 39115V101 | COM | 600 | $1,000 | 2014-09-30 | 2014-11-12 | |
| MARINUS PHARMACEUTICALS INC CUSIP 56854Q101 | COM | 160 | $1,000 | 2014-09-30 | 2014-11-12 | |
| LIQTECH INTL INC CUSIP 53632A102 | COM | 580 | $1,000 | 2014-09-30 | 2014-11-12 | |
| MICROVISION INC DEL CUSIP 594960304 | United States | COM NEW | 519 | $1,000 | 2014-09-30 | 2014-11-12 |
| NET ELEMENT INC CUSIP 64111R102 | COM | 300 | $1,000 | 2014-09-30 | 2014-11-12 | |
| MER TELEMANAGEMENT SOLUTIONS CUSIP M69676126 | SHS | 658 | $1,000 | 2014-09-30 | 2014-11-12 | |
| TSR INC CUSIP 872885207 | United States | COM NEW | 206 | $1,000 | 2014-09-30 | 2014-11-12 |
| MINES MGMT INC CUSIP 603432105 | COM | 1,647 | $1,000 | 2014-09-30 | 2014-11-12 | |
| AMAG PHARMACEUTICALS INC CUSIP 00163U106 | COM | 32 | $1,000 | 2014-09-30 | 2014-11-12 | |
| ATLATSA RES CORP CUSIP 049477102 | COM | 3,992 | $1,000 | 2014-09-30 | 2014-11-12 | |
| SYNUTRA INTL INC CUSIP 87164C102 | COM | 229 | $1,000 | 2014-09-30 | 2014-11-12 | |
| BRAVO BRIO RESTAURANT GROUP CUSIP 10567B109 | COM | 74 | $1,000 | 2014-09-30 | 2014-11-12 | |
| BRIDGELINE DIGITAL INC CUSIP 10807Q205 | COM | 2,000 | $1,000 | 2014-09-30 | 2014-11-12 | |
| CORP RES SVCS INC CUSIP 22004Y105 | United States | COM | 335 | $1,000 | 2014-09-30 | 2014-11-12 |
| CRAY INC CUSIP 225223304 | COM NEW | 50 | $1,000 | 2014-09-30 | 2014-11-12 | |
| ERBA DIAGNOSTICS CUSIP 29490B101 | COM | 237 | $1,000 | 2014-09-30 | 2014-11-12 | |
| VIGGLE INC CUSIP 92672V204 | COM NEW | 100 | $0 | 2014-09-30 | 2014-11-12 | |
| TREE COM INC CUSIP 894675107 | COM | 6 | $0 | 2014-09-30 | 2014-11-12 | |
| PEERLESS SYS CORP CUSIP 705536100 | COM | 47 | $0 | 2014-09-30 | 2014-11-12 | |
| THT HEAT TRANSFER TECHNOLOGY CUSIP 886031103 | COM | 55 | $0 | 2014-09-30 | 2014-11-12 | |
| ROI ACQUISITION CORP II CUSIP 74966G101 | COM | 50 | $0 | 2014-09-30 | 2014-11-12 | |
| ROSETTA STONE INC CUSIP 777780107 | COM | 8 | $0 | 2014-09-30 | 2014-11-12 | |
| REMARK MEDIA INC CUSIP 75954W107 | COM | 74 | $0 | 2014-09-30 | 2014-11-12 | |
| SILVER BULL RES INC CUSIP 827458100 | COM | 2,079 | $0 | 2014-09-30 | 2014-11-12 | |
| CHARLES & COLVARD LTD CUSIP 159765106 | COM | 161 | $0 | 2014-09-30 | 2014-11-12 | |
| ECHO THERAPEUTICS INC CUSIP 27876L206 | COM NEW | 335 | $0 | 2014-09-30 | 2014-11-12 | |
| EUROSEAS LTD CUSIP Y23592200 | COM NEW | 185 | $0 | 2014-09-30 | 2014-11-12 | |
| HAYNES INTERNATIONAL INC CUSIP 420877201 | United States | COM NEW | 8 | $0 | 2014-09-30 | 2014-11-12 |
| HUDSON GLOBAL INC CUSIP 443787106 | COM | 50 | $0 | 2014-09-30 | 2014-11-12 | |
| IAO KUN GROUP HLDG CO LTD CUSIP G47204105 | ORD USD SHS | 117 | $0 | 2014-09-30 | 2014-11-12 | |
| IMMUNE PHARMACEUTICALS INC CUSIP 45254C101 | COM | 1 | $0 | 2014-09-30 | 2014-11-12 | |
| INTRAWEST RESORTS HLDGS INC CUSIP 46090K109 | COM | 25 | $0 | 2014-09-30 | 2014-11-12 | |
| LAKES ENTMNT INC CUSIP 51206P208 | COM NEW | 58 | $0 | 2014-09-30 | 2014-11-12 | |
| WESTFIELD FINANCIAL INC NEW CUSIP 96008P104 | COM | 51 | $0 | 2014-09-30 | 2014-11-12 | |
| AQUASITION CORP CUSIP Y0192H103 | COM | 10 | $0 | 2014-09-30 | 2014-11-12 | |
| ARCA BIOPHARMA INC CUSIP 00211Y209 | COM NEW | 191 | $0 | 2014-09-30 | 2014-11-12 | |
| POKERTEK INC CUSIP 730864204 | COM NEW | 80 | $0 | 2014-09-30 | 2014-11-12 | |
| AMERICAN RIVER BANKSHARES CUSIP 029326105 | COM | 26 | $0 | 2014-09-30 | 2014-11-12 | |
| AMERICAN SPECTRUM REALTY INC CUSIP 02970Q203 | COM NEW | 321 | $0 | 2014-09-30 | 2014-11-12 | |
| BTU INTL INC CUSIP 056032105 | COM | 52 | $0 | 2014-09-30 | 2014-11-12 | |
| BERKSHIRE HATHAWAY INC DEL CUSIP 084670108 | United States | CL A | 254 | $0 | 2014-09-30 | 2014-11-12 |
| BLUELINX HLDGS INC CUSIP 09624H109 | COM | 122 | $0 | 2014-09-30 | 2014-11-12 | |
| CHINA METRO-RURAL HLDGS LTD CUSIP G3163G104 | SHS | 39 | $0 | 2014-09-30 | 2014-11-12 | |
| ENDURANCE INTL GROUP HLDGS I CUSIP 29272B105 | COM | 8 | $0 | 2014-09-30 | 2014-11-12 | |
| GLOBALSCAPE INC CUSIP 37940G109 | COM | 200 | $0 | 2014-09-30 | 2014-11-12 | |
| METALICO INC CUSIP 591176102 | COM | 175 | $0 | 2014-09-30 | 2014-11-12 |
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