UBS AG quarter change: USA Stocks, Reduced
In share positions in stocks (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 103 positions, added to 949, reduced 744, sold out of 62 and left 44 unchanged. The largest increase in value was AMGN (+$451,283,000); the largest decrease was WYNN (-$316,344,000).
- TAYD: Country of operation United States; Class COM; Shares 2014-06-30 2,709; Shares 2014-09-30 30.
- AIN: Country of operation United States; Class CL A; Shares 2014-06-30 1,406; Shares 2014-09-30 861.
- CIA: Country of operation United States; Class CL A; Shares 2014-06-30 3,362; Shares 2014-09-30 53.
- LPTH: Country of operation United States; Class CL A NEW; Shares 2014-06-30 17,758; Shares 2014-09-30 227.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| TAYD TAYLOR DEVICES INC | United States | COM | 2,709 | 30 | -2,679 | $24,000 | $0 | -$24,000 |
| AIN ALBANY INTL CORP | United States | CL A | 1,406 | 861 | -545 | $53,000 | $29,000 | -$24,000 |
| CIA CITIZENS INC | United States | CL A | 3,362 | 53 | -3,309 | $24,000 | $0 | -$24,000 |
| LPTH LIGHTPATH TECHNOLOGIES INC | United States | CL A NEW | 17,758 | 227 | -17,531 | $24,000 | $0 | -$24,000 |
| UVE UNIVERSAL INS HLDGS INC | United States | COM | 29,721 | 28,076 | -1,645 | $386,000 | $363,000 | -$23,000 |
| TCI TRANSCONTINENTAL RLTY INVS | United States | COM NEW | 2,256 | 905 | -1,351 | $32,000 | $9,000 | -$23,000 |
| GLP GLOBAL PARTNERS LP | United States | COM UNITS | 27,569 | 26,318 | -1,251 | $1,120,000 | $1,097,000 | -$23,000 |
| AVD AMERICAN VANGUARD CORP | United States | COM | 1,888 | 205 | -1,683 | $25,000 | $2,000 | -$23,000 |
| SXT SENSIENT TECHNOLOGIES CORP | United States | COM | 1,598 | 1,285 | -313 | $89,000 | $67,000 | -$22,000 |
| EGAN EGAIN CORP | United States | COM NEW | 3,257 | 3 | -3,254 | $22,000 | $0 | -$22,000 |
| LPLA LPL FINL HLDGS INC | United States | COM | 5,798 | 5,783 | -15 | $288,000 | $266,000 | -$22,000 |
| OGCP EMPIRE ST RLTY OP L P | United States | UNIT LTD PRT 60 | 4,910 | 3,722 | -1,188 | $77,000 | $55,000 | -$22,000 |
| DSGR LAWSON PRODS INC | United States | COM | 4,660 | 4,425 | -235 | $76,000 | $98,000 | +$22,000 |
| SSD SIMPSON MANUFACTURING CO INC | United States | COM | 2,976 | 2,949 | -27 | $108,000 | $86,000 | -$22,000 |
| BKSC BANK SOUTH CAROLINA CORP | United States | COM | 5,478 | 4,000 | -1,478 | $82,000 | $60,000 | -$22,000 |
| RUSHB RUSH ENTERPRISES INC | United States | CL B | 1,101 | 482 | -619 | $35,000 | $14,000 | -$21,000 |
| H HYATT HOTELS CORP | United States | COM CL A | 6,698 | 6,390 | -308 | $408,000 | $387,000 | -$21,000 |
| FLWS 1 800 FLOWERS COM | United States | CL A | 4,983 | 1,055 | -3,928 | $29,000 | $8,000 | -$21,000 |
| FORR FORRESTER RESH INC | United States | COM | 1,512 | 1,001 | -511 | $57,000 | $37,000 | -$20,000 |
| MMS MAXIMUS INC | United States | COM | 2,543 | 2,251 | -292 | $110,000 | $90,000 | -$20,000 |
| NX QUANEX BUILDING PRODUCTS COR | United States | COM | 3,498 | 2,351 | -1,147 | $63,000 | $43,000 | -$20,000 |
| AAON AAON INC | United States | COM PAR $0.004 | 929 | 692 | -237 | $31,000 | $11,000 | -$20,000 |
| RDI READING INTERNATIONAL INC | United States | CL A | 2,599 | 304 | -2,295 | $22,000 | $3,000 | -$19,000 |
| RNST RENASANT CORP | United States | COM | 1,054 | 450 | -604 | $31,000 | $12,000 | -$19,000 |
| LFCR LANDEC CORP | United States | COM | 15,836 | 14,620 | -1,216 | $198,000 | $179,000 | -$19,000 |
| FBP FIRST BANCORP P R | COM NEW | 16,448 | 14,717 | -1,731 | $89,000 | $70,000 | -$19,000 | |
| UFPT UFP TECHNOLOGIES INC | United States | COM | 1,208 | 500 | -708 | $29,000 | $11,000 | -$18,000 |
| TOWN TOWNEBANK PORTSMOUTH VA | United States | COM | 4,399 | 3,773 | -626 | $69,000 | $51,000 | -$18,000 |
| AEIS ADVANCED ENERGY INDS | United States | COM | 3,789 | 2,947 | -842 | $73,000 | $55,000 | -$18,000 |
| GABC GERMAN AMERN BANCORP INC | United States | COM | 1,422 | 805 | -617 | $39,000 | $21,000 | -$18,000 |
| ROCK GIBRALTAR INDS INC | United States | COM | 6,003 | 5,541 | -462 | $93,000 | $75,000 | -$18,000 |
| AGYS AGILYSYS INC | United States | COM | 2,834 | 1,847 | -987 | $40,000 | $22,000 | -$18,000 |
| FISI FINANCIAL INSTNS INC | United States | COM | 979 | 237 | -742 | $23,000 | $5,000 | -$18,000 |
| EGRX EAGLE PHARMACEUTICALS INC | United States | COM | 2,112 | 938 | -1,174 | $30,000 | $12,000 | -$18,000 |
| SHOE SHOE CARNIVAL INC | United States | COM | 1,077 | 248 | -829 | $22,000 | $5,000 | -$17,000 |
| SPE SPECIAL OPPORTUNITIES FD INC | United States | COM | 14,795 | 13,789 | -1,006 | $247,000 | $230,000 | -$17,000 |
| SRDX SURMODICS INC | United States | COM | 3,078 | 2,679 | -399 | $66,000 | $49,000 | -$17,000 |
| CKX CKX LANDS INC | United States | COM | 1,078 | 93 | -985 | $18,000 | $1,000 | -$17,000 |
| ANGO ANGIODYNAMICS INC | United States | COM | 2,896 | 2,157 | -739 | $47,000 | $30,000 | -$17,000 |
| COKE COCA COLA BOTTLING CO CONS | United States | COM | 1,589 | 1,352 | -237 | $117,000 | $101,000 | -$16,000 |
| FMNB FARMERS NATL BANC CORP | United States | COM | 3,533 | 1,426 | -2,107 | $27,000 | $11,000 | -$16,000 |
| GTIM GOOD TIMES RESTAURANTS INC | United States | COM PAR $.001NEW | 5,154 | 581 | -4,573 | $19,000 | $3,000 | -$16,000 |
| MANU MANCHESTER UTD PLC NEW | ORD CL A | 15,750 | 15,704 | -46 | $275,000 | $259,000 | -$16,000 | |
| IBOC INTERNATIONAL BANCSHARES COR | United States | COM | 1,425 | 951 | -474 | $38,000 | $23,000 | -$15,000 |
| PRO PROS HOLDINGS INC | United States | COM | 688 | 100 | -588 | $18,000 | $3,000 | -$15,000 |
| FISK EMPIRE ST RLTY OP L P | United States | UNIT LTD PRT 250 | 2,682 | 1,874 | -808 | $42,000 | $28,000 | -$14,000 |
| FBNC FIRST BANCORP N C | United States | COM | 1,575 | 952 | -623 | $29,000 | $15,000 | -$14,000 |
| TAPA MOLSON COORS BREWING CO | CL A | 190 | 4 | -186 | $14,000 | $0 | -$14,000 | |
| ESNT ESSENT GROUP LTD | COM | 7,984 | 6,851 | -1,133 | $160,000 | $146,000 | -$14,000 | |
| PENN PENN NATL GAMING INC | United States | COM | 4,672 | 3,921 | -751 | $57,000 | $44,000 | -$13,000 |
| JBSS SANFILIPPO JOHN B & SON INC | United States | COM | 1,299 | 675 | -624 | $35,000 | $22,000 | -$13,000 |
| OVLY OAK VALLEY BANCORP OAKDALE C | United States | COM | 2,533 | 1,189 | -1,344 | $25,000 | $12,000 | -$13,000 |
| SKYW SKYWEST INC | United States | COM | 1,340 | 400 | -940 | $16,000 | $3,000 | -$13,000 |
| IROQ IF BANCORP INC | United States | COM | 1,282 | 495 | -787 | $21,000 | $8,000 | -$13,000 |
| LMNR LIMONEIRA CO | United States | COM | 31,147 | 29,436 | -1,711 | $684,000 | $697,000 | +$13,000 |
| VICR VICOR CORP | United States | COM | 1,432 | 32 | -1,400 | $12,000 | $0 | -$12,000 |
| STBA S & T BANCORP INC | United States | COM | 1,727 | 1,302 | -425 | $43,000 | $31,000 | -$12,000 |
| NXC NUVEEN CA SELECT TAX FREE PR | United States | SH BEN INT | 24,258 | 22,880 | -1,378 | $363,000 | $352,000 | -$11,000 |
| UNB UNION BANKSHARES INC | United States | COM | 8,641 | 8,491 | -150 | $215,000 | $204,000 | -$11,000 |
| NGS NATURAL GAS SERVICES GROUP | United States | COM | 989 | 937 | -52 | $33,000 | $22,000 | -$11,000 |
| FRD FRIEDMAN INDS INC | United States | COM | 1,822 | 465 | -1,357 | $15,000 | $4,000 | -$11,000 |
| IMPMQ IMPAC MTG HLDGS INC | COM NEW | 4,072 | 1,212 | -2,860 | $19,000 | $8,000 | -$11,000 | |
| PROV PROVIDENT FINL HLDGS INC | United States | COM | 753 | 3 | -750 | $11,000 | $0 | -$11,000 |
| AORT CRYOLIFE INC | United States | COM | 21,702 | 20,761 | -941 | $194,000 | $205,000 | +$11,000 |
| OCC OPTICAL CABLE CORP | United States | COM NEW | 2,720 | 200 | -2,520 | $11,000 | $1,000 | -$10,000 |
| IIIN INSTEEL INDUSTRIES INC | United States | COM | 1,868 | 1,289 | -579 | $37,000 | $27,000 | -$10,000 |
| BBT BERKSHIRE HILLS BANCORP INC | United States | COM | 2,090 | 1,600 | -490 | $48,000 | $38,000 | -$10,000 |
| BRT BRT RLTY TR | United States | SH BEN INT NEW | 35,620 | 33,800 | -1,820 | $263,000 | $253,000 | -$10,000 |
| EGBN EAGLE BANCORP INC MD | United States | COM | 273 | 1 | -272 | $10,000 | $0 | -$10,000 |
| HZO MARINEMAX INC | United States | COM | 1,956 | 1,362 | -594 | $33,000 | $23,000 | -$10,000 |
| MG MISTRAS GROUP INC | United States | COM | 426 | 17 | -409 | $10,000 | $0 | -$10,000 |
| ORMP ORAMED PHARM INC | COM NEW | 4,672 | 4,387 | -285 | $45,000 | $36,000 | -$9,000 | |
| BRO BROWN & BROWN INC | United States | COM | 19,023 | 18,423 | -600 | $584,000 | $593,000 | +$9,000 |
| KOSS KOSS CORP | United States | COM | 2,777 | 195 | -2,582 | $9,000 | $0 | -$9,000 |
| BSET BASSETT FURNITURE INDS INC | United States | COM | 5,531 | 4,651 | -880 | $72,000 | $63,000 | -$9,000 |
| CDZI CADIZ INC | United States | COM NEW | 2,117 | 842 | -1,275 | $18,000 | $9,000 | -$9,000 |
| JJSF J & J SNACK FOODS CORP | United States | COM | 2,023 | 1,942 | -81 | $191,000 | $182,000 | -$9,000 |
| SEIC SEI INVESTMENTS CO | United States | COM | 213,136 | 192,903 | -20,233 | $6,984,000 | $6,976,000 | -$8,000 |
| USPH U S PHYSICAL THERAPY INC | United States | COM | 280 | 45 | -235 | $10,000 | $2,000 | -$8,000 |
| PETS PETMED EXPRESS INC | United States | COM | 12,263 | 11,557 | -706 | $165,000 | $157,000 | -$8,000 |
| RVP RETRACTABLE TECHNOLOGIES INC | United States | COM | 3,812 | 769 | -3,043 | $10,000 | $2,000 | -$8,000 |
| ALCO ALICO INC | United States | COM | 522 | 300 | -222 | $19,000 | $11,000 | -$8,000 |
| CPIX CUMBERLAND PHARMACEUTICALS I | United States | COM | 4,981 | 3,081 | -1,900 | $23,000 | $15,000 | -$8,000 |
| HOFT HOOKER FURNITURE CORP | United States | COM | 1,060 | 613 | -447 | $17,000 | $9,000 | -$8,000 |
| NATH NATHANS FAMOUS INC NEW | United States | COM | 1,128 | 788 | -340 | $61,000 | $53,000 | -$8,000 |
| FSBW FS BANCORP INC | United States | COM | 2,416 | 2,014 | -402 | $42,000 | $34,000 | -$8,000 |
| UUUU ENERGY FUELS INC | COM NEW | 5,253 | 4,862 | -391 | $40,000 | $33,000 | -$7,000 | |
| VIEWF VIEWTRAN GROUP INC | USD ORD SHS | 3,267 | 140 | -3,127 | $6,000 | $0 | -$6,000 | |
| TMP TOMPKINS FINANCIAL CORPORATI | United States | COM | 1,358 | 1,337 | -21 | $65,000 | $59,000 | -$6,000 |
| ACNB ACNB CORP | United States | COM | 811 | 513 | -298 | $16,000 | $10,000 | -$6,000 |
| HEIA HEICO CORP NEW | CL A | 6,000 | 5,907 | -93 | $244,000 | $238,000 | -$6,000 | |
| MITK MITEK SYS INC | United States | COM NEW | 6,014 | 5,874 | -140 | $20,000 | $14,000 | -$6,000 |
| STRT STRATTEC SEC CORP | United States | COM | 722 | 655 | -67 | $47,000 | $53,000 | +$6,000 |
| AWRE AWARE INC MASS | United States | COM | 1,812 | 1,500 | -312 | $12,000 | $6,000 | -$6,000 |
| ORA ORMAT TECHNOLOGIES INC | United States | COM | 611 | 500 | -111 | $18,000 | $13,000 | -$5,000 |
| IDT IDT CORP | United States | CL B NEW | 2,340 | 2,250 | -90 | $41,000 | $36,000 | -$5,000 |
| MGIC MAGIC SOFTWARE ENTERPRISES L | ORD | 1,865 | 1,321 | -544 | $14,000 | $9,000 | -$5,000 | |
| AWX AVALON HLDGS CORP | United States | CL A | 1,049 | 83 | -966 | $5,000 | $0 | -$5,000 |
| MTEX MANNATECH INC | United States | COM NEW | 2,272 | 2,034 | -238 | $27,000 | $32,000 | +$5,000 |
| SLP SIMULATIONS PLUS INC | United States | COM | 9,462 | 8,392 | -1,070 | $53,000 | $58,000 | +$5,000 |
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