UBS AG quarter change: USA Stocks, Reduced
In share positions in stocks (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 103 positions, added to 949, reduced 744, sold out of 62 and left 44 unchanged. The largest increase in value was AMGN (+$451,283,000); the largest decrease was WYNN (-$316,344,000).
- HLIT: Country of operation United States; Class COM; Shares 2014-06-30 31,757; Shares 2014-09-30 28,203.
- IART: Country of operation United States; Class COM NEW; Shares 2014-06-30 5,900; Shares 2014-09-30 4,435.
- AVAV: Country of operation United States; Class COM; Shares 2014-06-30 20,010; Shares 2014-09-30 19,228.
- OLED: Country of operation United States; Class COM; Shares 2014-06-30 40,672; Shares 2014-09-30 38,223.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| HLIT HARMONIC INC | United States | COM | 31,757 | 28,203 | -3,554 | $237,000 | $179,000 | -$58,000 |
| IART INTEGRA LIFESCIENCES HLDGS C | United States | COM NEW | 5,900 | 4,435 | -1,465 | $278,000 | $220,000 | -$58,000 |
| AVAV AEROVIRONMENT INC | United States | COM | 20,010 | 19,228 | -782 | $636,000 | $578,000 | -$58,000 |
| OLED UNIVERSAL DISPLAY CORP | United States | COM | 40,672 | 38,223 | -2,449 | $1,305,000 | $1,248,000 | -$57,000 |
| NC NACCO INDS INC | United States | CL A | 9,280 | 8,299 | -981 | $470,000 | $413,000 | -$57,000 |
| FN FABRINET | SHS | 4,810 | 2,963 | -1,847 | $99,000 | $43,000 | -$56,000 | |
| MGRC MCGRATH RENTCORP | United States | COM | 2,809 | 1,378 | -1,431 | $103,000 | $47,000 | -$56,000 |
| MBUU MALIBU BOATS INC | United States | COM CL A | 3,861 | 1,201 | -2,660 | $78,000 | $22,000 | -$56,000 |
| HGGG HHGREGG INC | United States | COM | 7,637 | 3,457 | -4,180 | $77,000 | $22,000 | -$55,000 |
| BCOMF B COMMUNICATIONS LTD | SHS | 6,864 | 4,102 | -2,762 | $134,000 | $79,000 | -$55,000 | |
| LENB LENNAR CORP | United States | CL B | 11,346 | 10,886 | -460 | $403,000 | $348,000 | -$55,000 |
| WBBW WESTBURY BANCORP INC | COM | 4,142 | 537 | -3,605 | $63,000 | $8,000 | -$55,000 | |
| FSTR FOSTER L B CO | United States | COM | 2,611 | 1,893 | -718 | $141,000 | $87,000 | -$54,000 |
| BRN BARNWELL INDS INC | United States | COM | 68,175 | 61,225 | -6,950 | $214,000 | $160,000 | -$54,000 |
| BBW BUILD A BEAR WORKSHOP | United States | COM | 6,089 | 2,101 | -3,988 | $81,000 | $27,000 | -$54,000 |
| TACT TRANSACT TECHNOLOGIES INC | United States | COM | 12,046 | 10,757 | -1,289 | $125,000 | $72,000 | -$53,000 |
| PKOH PARK OHIO HLDGS CORP | United States | COM | 3,017 | 2,563 | -454 | $176,000 | $123,000 | -$53,000 |
| ADUS ADDUS HOMECARE CORP | United States | COM | 4,828 | 2,865 | -1,963 | $109,000 | $56,000 | -$53,000 |
| GTY GETTY RLTY CORP NEW | United States | COM | 13,412 | 11,905 | -1,507 | $256,000 | $203,000 | -$53,000 |
| RNG RINGCENTRAL INC | United States | CL A | 13,632 | 12,122 | -1,510 | $206,000 | $154,000 | -$52,000 |
| ALX ALEXANDERS INC | United States | COM | 812 | 668 | -144 | $300,000 | $249,000 | -$51,000 |
| GHC GRAHAM HLDGS CO | United States | COM | 575 | 518 | -57 | $413,000 | $362,000 | -$51,000 |
| AMRC AMERESCO INC | United States | CL A | 54,516 | 48,541 | -5,975 | $383,000 | $332,000 | -$51,000 |
| COHU COHU INC | United States | COM | 60,726 | 58,554 | -2,172 | $650,000 | $701,000 | +$51,000 |
| OSUR ORASURE TECHNOLOGIES INC | United States | COM | 11,884 | 7,268 | -4,616 | $102,000 | $52,000 | -$50,000 |
| ROL ROLLINS INC | United States | COM | 24,951 | 23,883 | -1,068 | $749,000 | $699,000 | -$50,000 |
| TTI TETRA TECHNOLOGIES INC DEL | United States | COM | 4,386 | 154 | -4,232 | $52,000 | $2,000 | -$50,000 |
| GIII G-III APPAREL GROUP LTD | United States | COM | 767 | 145 | -622 | $62,000 | $12,000 | -$50,000 |
| QLYS QUALYS INC | United States | COM | 23,257 | 20,567 | -2,690 | $597,000 | $547,000 | -$50,000 |
| SVM SILVERCORP METALS INC | COM | 69,666 | 62,218 | -7,448 | $148,000 | $99,000 | -$49,000 | |
| GUT GABELLI UTIL TR | United States | COM | 35,332 | 29,441 | -5,891 | $259,000 | $210,000 | -$49,000 |
| LTC LTC PPTYS INC | United States | COM | 16,590 | 16,221 | -369 | $648,000 | $599,000 | -$49,000 |
| NHC NATIONAL HEALTHCARE CORP | United States | COM | 1,052 | 183 | -869 | $59,000 | $10,000 | -$49,000 |
| ALLT ALLOT COMMUNICATIONS LTD | SHS | 6,173 | 2,790 | -3,383 | $81,000 | $32,000 | -$49,000 | |
| AOSL ALPHA & OMEGA SEMICONDUCTOR | SHS | 6,512 | 1,241 | -5,271 | $61,000 | $12,000 | -$49,000 | |
| NPKI NEWPARK RES INC | United States | COM PAR $.01NEW | 11,079 | 7,370 | -3,709 | $138,000 | $92,000 | -$46,000 |
| SLGN SILGAN HOLDINGS INC | United States | COM | 1,405 | 532 | -873 | $71,000 | $25,000 | -$46,000 |
| GSIT GSI TECHNOLOGY | United States | COM | 12,152 | 5,000 | -7,152 | $73,000 | $27,000 | -$46,000 |
| MTH MERITAGE HOMES CORP | United States | COM | 1,540 | 546 | -994 | $65,000 | $19,000 | -$46,000 |
| UNL UNITED STS 12 MONTH NAT GAS | United States | UNIT BEN INT | 6,147 | 4,230 | -1,917 | $121,000 | $76,000 | -$45,000 |
| MLKN MILLER HERMAN INC | United States | COM | 25,606 | 24,424 | -1,182 | $774,000 | $729,000 | -$45,000 |
| AGM FEDERAL AGRIC MTG CORP | United States | CL C | 2,010 | 559 | -1,451 | $62,000 | $18,000 | -$44,000 |
| LPSNXXXX LIVEPERSON INC | United States | COM | 8,183 | 3,084 | -5,099 | $83,000 | $39,000 | -$44,000 |
| MHO M/I HOMES INC | United States | COM | 2,128 | 419 | -1,709 | $52,000 | $8,000 | -$44,000 |
| CAE CAE INC | COM | 18,946 | 16,913 | -2,033 | $249,000 | $206,000 | -$43,000 | |
| LQDT LIQUIDITY SERVICES INC | United States | COM | 2,909 | 377 | -2,532 | $46,000 | $5,000 | -$41,000 |
| KWR QUAKER CHEM CORP | United States | COM | 957 | 455 | -502 | $74,000 | $33,000 | -$41,000 |
| DY DYCOM INDS INC | United States | COM | 8,764 | 7,598 | -1,166 | $274,000 | $233,000 | -$41,000 |
| TZOO TRAVELZOO INC | United States | COM NEW | 4,945 | 3,604 | -1,341 | $96,000 | $56,000 | -$40,000 |
| PGC PEAPACK-GLADSTONE FINL CORP | United States | COM | 5,113 | 3,902 | -1,211 | $108,000 | $68,000 | -$40,000 |
| URG UR ENERGY INC | COM | 38,236 | 3,200 | -35,036 | $43,000 | $3,000 | -$40,000 | |
| STAA STAAR SURGICAL CO | United States | COM PAR $0.01 | 3,145 | 1,245 | -1,900 | $53,000 | $13,000 | -$40,000 |
| LYTS LSI INDS INC | United States | COM | 18,133 | 17,075 | -1,058 | $144,000 | $104,000 | -$40,000 |
| VGZ VISTA GOLD CORP | United States | COM NEW | 94,839 | 17,620 | -77,219 | $47,000 | $7,000 | -$40,000 |
| SEB SEABOARD CORP | United States | COM | 35 | 25 | -10 | $106,000 | $67,000 | -$39,000 |
| HAE HAEMONETICS CORP | United States | COM | 3,820 | 2,756 | -1,064 | $135,000 | $96,000 | -$39,000 |
| MLR MILLER INDS INC TENN | United States | COM NEW | 6,180 | 5,250 | -930 | $127,000 | $89,000 | -$38,000 |
| OPY OPPENHEIMER HLDGS INC | United States | CL A NON VTG | 2,513 | 1,200 | -1,313 | $61,000 | $24,000 | -$37,000 |
| BIGGQ BIG LOTS INC | United States | COM | 12,364 | 12,271 | -93 | $565,000 | $528,000 | -$37,000 |
| DRH DIAMONDROCK HOSPITALITY CO | United States | COM | 45,550 | 43,140 | -2,410 | $584,000 | $547,000 | -$37,000 |
| SBCF SEACOAST BKG CORP FLA | United States | COM NEW | 9,743 | 6,424 | -3,319 | $106,000 | $70,000 | -$36,000 |
| SSUP SUPERIOR INDS INTL INC | United States | COM | 3,303 | 1,838 | -1,465 | $68,000 | $32,000 | -$36,000 |
| NBIX NEUROCRINE BIOSCIENCES INC | United States | COM | 28,974 | 25,159 | -3,815 | $430,000 | $394,000 | -$36,000 |
| MMSI MERIT MED SYS INC | United States | COM | 2,742 | 500 | -2,242 | $42,000 | $6,000 | -$36,000 |
| NVEC NVE CORP | United States | COM NEW | 4,910 | 3,695 | -1,215 | $273,000 | $238,000 | -$35,000 |
| LCUT LIFETIME BRANDS INC | United States | COM | 2,566 | 337 | -2,229 | $40,000 | $5,000 | -$35,000 |
| REFR RESEARCH FRONTIERS INC | United States | COM | 50,897 | 47,600 | -3,297 | $308,000 | $274,000 | -$34,000 |
| ASUR ASURE SOFTWARE INC | United States | COM | 7,792 | 2,733 | -5,059 | $47,000 | $13,000 | -$34,000 |
| FCF FIRST COMWLTH FINL CORP PA | United States | COM | 30,880 | 29,880 | -1,000 | $285,000 | $251,000 | -$34,000 |
| KLAC KLA-TENCOR CORP | United States | COM | 255,698 | 235,335 | -20,363 | $18,574,000 | $18,540,000 | -$34,000 |
| WLFC WILLIS LEASE FINANCE CORP | United States | COM | 3,904 | 2,988 | -916 | $95,000 | $61,000 | -$34,000 |
| EEFT EURONET WORLDWIDE INC | United States | COM | 6,464 | 5,843 | -621 | $312,000 | $279,000 | -$33,000 |
| IMKTA INGLES MKTS INC | United States | CL A | 11,810 | 11,745 | -65 | $311,000 | $278,000 | -$33,000 |
| FBIZ FIRST BUS FINL SVCS INC WIS | United States | COM | 1,632 | 988 | -644 | $77,000 | $44,000 | -$33,000 |
| RMBS RAMBUS INC DEL | United States | COM | 4,913 | 2,974 | -1,939 | $70,000 | $37,000 | -$33,000 |
| GLNG GOLAR LNG LTD BERMUDA | SHS | 87,999 | 79,169 | -8,830 | $5,289,000 | $5,257,000 | -$32,000 | |
| BBSI BARRETT BUSINESS SERVICES IN | United States | COM | 825 | 165 | -660 | $39,000 | $7,000 | -$32,000 |
| ARAY ACCURAY INC | United States | COM | 17,681 | 17,056 | -625 | $156,000 | $124,000 | -$32,000 |
| NRIM NORTHRIM BANCORP INC | United States | COM | 1,897 | 635 | -1,262 | $48,000 | $17,000 | -$31,000 |
| WTI W & T OFFSHORE INC | United States | COM | 2,633 | 1,187 | -1,446 | $43,000 | $13,000 | -$30,000 |
| HWKN HAWKINS INC | United States | COM | 1,282 | 487 | -795 | $48,000 | $18,000 | -$30,000 |
| OCFC OCEANFIRST FINL CORP | United States | COM | 1,980 | 200 | -1,780 | $32,000 | $3,000 | -$29,000 |
| ESBA EMPIRE ST RLTY OP L P | United States | UNIT LTD PRTNSP | 6,028 | 4,527 | -1,501 | $95,000 | $66,000 | -$29,000 |
| VRA VERA BRADLEY INC | United States | COM | 2,571 | 1,400 | -1,171 | $57,000 | $29,000 | -$28,000 |
| VSAT VIASAT INC | United States | COM | 2,334 | 1,934 | -400 | $135,000 | $107,000 | -$28,000 |
| MCS MARCUS CORP | United States | COM | 8,302 | 7,836 | -466 | $151,000 | $123,000 | -$28,000 |
| JVA COFFEE HLDGS INC | United States | COM | 3,871 | 60 | -3,811 | $27,000 | $0 | -$27,000 |
| EFSC ENTERPRISE FINL SVCS CORP | United States | COM | 8,412 | 7,443 | -969 | $152,000 | $125,000 | -$27,000 |
| DMC FRESH DEL MONTE PRODUCE INC | ORD | 2,388 | 1,425 | -963 | $73,000 | $46,000 | -$27,000 | |
| DIT AMCON DISTRG CO | United States | COM NEW | 802 | 462 | -340 | $66,000 | $39,000 | -$27,000 |
| UCB UNITED CMNTY BKS BLAIRSVLE G | United States | COM | 2,124 | 538 | -1,586 | $35,000 | $9,000 | -$26,000 |
| SFBC SOUND FINL BANCORP INC | United States | COM | 1,876 | 383 | -1,493 | $33,000 | $7,000 | -$26,000 |
| SLAB SILICON LABORATORIES INC | United States | COM | 2,138 | 1,938 | -200 | $105,000 | $79,000 | -$26,000 |
| CMC COMMERCIAL METALS CO | United States | COM | 11,327 | 9,948 | -1,379 | $196,000 | $170,000 | -$26,000 |
| FC FRANKLIN COVEY CO | United States | COM | 2,002 | 695 | -1,307 | $40,000 | $14,000 | -$26,000 |
| CLMB WAYSIDE TECHNOLOGY GROUP INC | United States | COM | 5,644 | 3,800 | -1,844 | $86,000 | $60,000 | -$26,000 |
| FCN FTI CONSULTING INC | United States | COM | 1,800 | 1,215 | -585 | $68,000 | $42,000 | -$26,000 |
| ESE ESCO TECHNOLOGIES INC | United States | COM | 914 | 143 | -771 | $31,000 | $5,000 | -$26,000 |
| PODD INSULET CORP | United States | COM | 1,122 | 497 | -625 | $44,000 | $19,000 | -$25,000 |
| SOYB TEUCRIUM COMMODITY TR | United States | SOYBEAN FD | 2,585 | 2,000 | -585 | $62,000 | $38,000 | -$24,000 |
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