UBS AG Last Quarter Change: USA Funds, Unchanged

UBS AG quarter change: USA Funds, Unchanged

In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 23 positions, added to 162, reduced 114, sold out of 30 and left 11 unchanged. The largest increase in value was NEWCASTLE INVT CORP NEW (+$75,264,000); the largest decrease was NEWCASTLE INVT CORP (-$85,611,000).

CHESAPEAKE LODGING TR: Country of operation —; Class SH BEN INT; Shares 2014-06-30 12,600; Shares 2014-09-30 12,600.
FIRST AMERN MINN MUN INC FD: Country of operation —; Class COM; Shares 2014-06-30 3,900; Shares 2014-09-30 3,900.
CUSHING RTY & INCOME FD: Country of operation —; Class COM SH BEN INT; Shares 2014-06-30 1,000; Shares 2014-09-30 1,000.
EATON VANCE N Y MUN BD FD II: Country of operation —; Class COM; Shares 2014-06-30 7,000; Shares 2014-09-30 7,000.

Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2014-06-30	Shares 2014-09-30	Value 2014-06-30	Value 2014-09-30	Value change
CHESAPEAKE LODGING TR CUSIP 165240102	SH BEN INT	12,600	12,600	$381,000	$368,000	-$13,000
FIRST AMERN MINN MUN INC FD CUSIP 31849P104	COM	3,900	3,900	$59,000	$56,000	-$3,000
CUSHING RTY & INCOME FD CUSIP 23164R104	COM SH BEN INT	1,000	1,000	$20,000	$18,000	-$2,000
EATON VANCE N Y MUN BD FD II CUSIP 27828T109	COM	7,000	7,000	$85,000	$83,000	-$2,000
NUVEEN PA MUN VALUE FD CUSIP 67074K105	COM	2,350	2,350	$36,000	$35,000	-$1,000
DB-X EXCHANGE-TRADED FDS INC CUSIP 233052109	XTRAK 2010TGT DT	1,563	1,563	$39,000	$38,000	-$1,000
PRECIDIAN ETFS TR CUSIP 74016W106	MAXIS NIKKEI	1,599	1,599	$28,000	$28,000	$0
RETAIL OPPORTUNITY INVTS COR CUSIP 76131N200	UNIT 10/23/2014	286	286	$5,000	$5,000	$0
BLACKROCK MASS TAX-EXEMPT TR CUSIP 09258E109	SH BEN INT	1,800	1,800	$25,000	$25,000	$0
BLACKROCK NY MUN INCOME TR I CUSIP 09249R102	COM	1,000	1,000	$14,000	$14,000	$0
CLAYMORE EXCHANGE-TRD FD TR CUSIP 18385P101	GUGG CHINA ALLCP	648	648	$17,000	$17,000	$0

Similar Firms

Firm Name	Country	13F Value	Holdings
Not available yet